Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Stifel Financial Corp (SF) since 2011 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Stifel Financial Corp. (See page 1 of this report.) Table 2 shows the detailed insider transactions. This company's CIK number is 720672.
Total stock buying since 2011: $4,035,329.
Total stock sales since 2011: $99,596,709.
Total stock option exercises since 2011: $36,505,693.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2025 | 9 | $1,011 | 12,922 | $1,290,003 | 302,789 | $0 |
| 2024 | 0 | $0 | 122,921 | $11,234,523 | 172,345 | $0 |
| 2023 | 40,174 | $2,291,313 | 92,136 | $5,540,752 | 311,103 | $0 |
| 2022 | 10,000 | $619,350 | 0 | $0 | 245,753 | $0 |
| 2021 | 0 | $0 | 371,710 | $22,993,444 | 564,778 | $0 |
| 2020 | 12,000 | $391,958 | 94,290 | $5,597,968 | 727,409 | $36,345,043 |
| 2019 | 0 | $0 | 87,965 | $5,193,057 | 105,117 | $0 |
| 2018 | 10,565 | $506,549 | 25,262 | $1,484,181 | 49,000 | $0 |
| 2017 | 4,500 | $225,148 | 215,475 | $11,333,253 | 726,964 | $0 |
| 2016 | 0 | $0 | 404,688 | $20,078,734 | 672,153 | $0 |
| 2015 | 0 | $0 | 231,796 | $13,069,922 | 132,288 | $160,650 |
| 2013 | 0 | $0 | 26,574 | $1,242,963 | 0 | $0 |
| 2011 | 0 | $0 | 14,250 | $537,909 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2017-11-17 | Fisher Mark P (SENIOR VP & GENERAL COUNSEL) | Sale | 5,000 | 52.30 | 261,500 |
| 2017-11-15 | Hanser Frederick O (Director) | Sale | 3,000 | 51.96 | 155,880 |
| 2017-11-10 | Nesi Victor (Director) | Sale | 24,888 | 52.45 | 1,305,251 |
| 2017-11-10 | Michaud Thomas B. (Senior Vice President) | Sale | 24,536 | 52.40 | 1,285,735 |
| 2017-11-10 | Himelfarb Richard J (Director) | Sale | 30,000 | 52.41 | 1,572,300 |
| 2017-11-10 | Oates James M (Director) | Sale | 1,768 | 52.27 | 92,413 |
| 2017-08-18 | Westbrook Kelvin R (Director) | Sale | 5,200 | 48.08 | 250,016 |
| 2017-08-04 | Hanser Frederick O (Director) | Sale | 4,000 | 50.01 | 200,020 |
| 2017-08-02 | Nesi Victor (Director) | Sale | 10,000 | 50.61 | 506,100 |
| 2017-08-02 | Peacock David A (Director) | Buy | 4,500 | 50.03 | 225,148 |
| 2017-08-01 | Nesi Victor (Director) | Sale | 15,000 | 51.02 | 765,300 |
| 2017-06-06 | Beda Bruce A (Director) | Option Ex | 27,096 | .00 | 0 |
| 2017-02-15 | Plotkin Ben A (Vice Chairman) | Sale | 7,083 | 55.40 | 392,398 |
| 2017-02-09 | Mulroy Thomas P (Director) | Sale | 30,000 | 53.47 | 1,604,100 |
| 2017-02-09 | Himelfarb Richard J (Director) | Sale | 35,000 | 53.38 | 1,868,300 |
| 2017-01-06 | Minnick David M (General Counsel & Senior VP) | Option Ex | 7,108 | .00 | 0 |
| 2016-12-30 | Marischen James M (SENIOR VP & CHIEF RISK OFFICER) | Option Ex | 5,340 | .00 | 0 |
| 2016-12-30 | Brautigam Allen (Other) | Option Ex | 12,976 | .00 | 0 |
| 2016-12-30 | Nesi Victor (Director) | Option Ex | 43,826 | .00 | 0 |
| 2016-12-30 | Grady Robert Edward (Director) | Option Ex | 3,375 | .00 | 0 |
| 2016-12-30 | Plotkin Ben A (Vice Chairman) | Option Ex | 12,897 | .00 | 0 |
| 2016-12-30 | Michaud Thomas B. (Director) | Option Ex | 12,887 | .00 | 0 |
| 2016-12-30 | Fisher Mark P (SENIOR VP & GENERAL COUNSEL) | Option Ex | 9,272 | .00 | 0 |
| 2016-12-30 | Minnick David M (General Counsel & Senior VP) | Option Ex | 3,424 | .00 | 0 |
| 2016-12-30 | Weisel Thomas W (Director) | Option Ex | 18,868 | .00 | 0 |
| 2016-12-30 | Mulroy Thomas P (Director) | Option Ex | 41,954 | .00 | 0 |
| 2016-12-30 | Himelfarb Richard J (Director) | Option Ex | 7,276 | .00 | 0 |
| 2016-12-30 | Brown Michael W (Director) | Option Ex | 3,375 | .00 | 0 |
| 2016-12-30 | Beda Bruce A (Director) | Option Ex | 4,029 | .00 | 0 |
| 2016-12-30 | Sliney David D (Dir Strategic Planning & Tech) | Option Ex | 22,814 | .00 | 0 |
| 2016-12-30 | Zemlyak James M (CHIEF FIN'L & ADMIN OFFCR) | Option Ex | 42,979 | .00 | 0 |
| 2016-12-30 | Kruszewski Ronald J (CHIEF EXECUTIVE OFFICER) | Option Ex | 81,113 | .00 | 0 |
| 2016-12-30 | Westbrook Kelvin R (Director) | Option Ex | 3,375 | .00 | 0 |
| 2016-12-30 | Hanser Frederick O (Director) | Option Ex | 3,375 | .00 | 0 |
| 2016-12-30 | Dubinsky John P (Director) | Option Ex | 3,375 | .00 | 0 |
| 2016-12-30 | Oates James M (Director) | Option Ex | 3,768 | .00 | 0 |
| 2016-12-23 | Kruszewski Ronald J (CHIEF EXECUTIVE OFFICER) | Sale | 30,522 | 51.43 | 1,569,685 |
| 2016-12-22 | Kruszewski Ronald J (CHIEF EXECUTIVE OFFICER) | Sale | 30,000 | 51.39 | 1,541,700 |
| 2016-12-20 | Minnick David M (General Counsel & Senior VP) | Sale | 1,000 | 52.00 | 52,000 |
| 2016-12-16 | Minnick David M (General Counsel & Senior VP) | Sale | 2,400 | 51.17 | 122,808 |
| 2016-12-08 | Beda Bruce A (Director) | Sale | 8,500 | 51.62 | 438,770 |
| 2016-11-29 | Weisel Thomas W (Director) | Sale | 30,000 | 49.32 | 1,479,600 |
| 2016-11-22 | Brautigam Allen (Other) | Sale | 2,200 | 50.20 | 110,440 |
| 2016-11-22 | Nesi Victor (Director) | Sale | 25,000 | 50.20 | 1,255,000 |
| 2016-11-22 | Plotkin Ben A (Vice Chairman) | Sale | 15,000 | 50.20 | 753,000 |
| 2016-11-22 | Michaud Thomas B. (Director) | Sale | 12,571 | 50.20 | 631,064 |
| 2016-11-22 | Minnick David M (General Counsel & Senior VP) | Sale | 10,000 | 50.20 | 502,000 |
| 2016-11-22 | Weisel Thomas W (Director) | Sale | 20,000 | 50.20 | 1,004,000 |
| 2016-11-22 | Mulroy Thomas P (Director) | Sale | 25,000 | 50.20 | 1,255,000 |
| 2016-11-22 | Himelfarb Richard J (Director) | Sale | 20,000 | 50.20 | 1,004,000 |
| 2016-11-22 | Beda Bruce A (Director) | Sale | 5,000 | 50.20 | 251,000 |
| 2016-11-22 | Sliney David D (Dir Strategic Planning & Tech) | Sale | 15,000 | 50.20 | 753,000 |
| 2016-11-22 | Zemlyak James M (CHIEF FIN'L & ADMIN OFFCR) | Sale | 15,000 | 50.20 | 753,000 |
| 2016-11-22 | Kruszewski Ronald J (CHIEF EXECUTIVE OFFICER) | Sale | 100,000 | 50.20 | 5,020,000 |
| 2016-11-22 | Hanser Frederick O (Director) | Sale | 5,000 | 50.20 | 251,000 |
| 2016-11-22 | Dubinsky John P (Director) | Sale | 5,000 | 50.20 | 251,000 |
| 2016-11-22 | Oates James M (Director) | Sale | 5,000 | 50.20 | 251,000 |
| 2016-08-16 | Brautigam Allen (Other) | Sale | 2,725 | 36.94 | 100,661 |
| 2016-06-16 | Dill Charles A (Director) | Option Ex | 18,375 | .00 | 0 |
| 2016-06-16 | Irby Alton F Iii (Director) | Option Ex | 18,375 | .00 | 0 |
| 2016-06-08 | Westbrook Kelvin R (Director) | Sale | 4,500 | 37.50 | 168,750 |
| 2016-05-24 | Plotkin Ben A (Vice Chairman) | Sale | 15,270 | 36.69 | 560,256 |
| 2016-01-22 | Marischen James M (SENIOR VP & CHIEF RISK OFFICER) | Option Ex | 3,240 | .00 | 0 |
| 2016-01-22 | Brautigam Allen (Other) | Option Ex | 15,068 | .00 | 0 |
| 2016-01-22 | Nesi Victor (Director) | Option Ex | 37,353 | .00 | 0 |
| 2016-01-22 | Grady Robert Edward (Director) | Option Ex | 1,687 | .00 | 0 |
| 2016-01-22 | Plotkin Ben A (Vice Chairman) | Option Ex | 21,186 | .00 | 0 |
| 2016-01-22 | Michaud Thomas B. (Director) | Option Ex | 4,544 | .00 | 0 |
| 2016-01-22 | Fisher Mark P (SENIOR VP & GENERAL COUNSEL) | Option Ex | 3,350 | .00 | 0 |
| 2016-01-22 | Minnick David M (General Counsel & Senior VP) | Option Ex | 5,125 | .00 | 0 |
| 2016-01-22 | Weisel Thomas W (Director) | Option Ex | 22,003 | .00 | 0 |
| 2016-01-22 | Mulroy Thomas P (Director) | Option Ex | 36,759 | .00 | 0 |
| 2016-01-22 | Himelfarb Richard J (Director) | Option Ex | 5,074 | .00 | 0 |
| 2016-01-22 | Brown Michael W (Director) | Option Ex | 1,687 | .00 | 0 |
| 2016-01-22 | Beda Bruce A (Director) | Option Ex | 4,047 | .00 | 0 |
| 2016-01-22 | Sliney David D (Dir Strategic Planning & Tech) | Option Ex | 19,924 | .00 | 0 |
| 2016-01-22 | Dill Charles A (Director) | Option Ex | 3,375 | .00 | 0 |
| 2016-01-22 | Zemlyak James M (CHIEF FIN'L & ADMIN OFFCR) | Option Ex | 35,316 | .00 | 0 |
| 2016-01-22 | Kruszewski Ronald J (CHIEF EXECUTIVE OFFICER) | Option Ex | 59,777 | .00 | 0 |
| 2016-01-22 | Irby Alton F Iii (Director) | Option Ex | 1,687 | .00 | 0 |
| 2016-01-22 | Westbrook Kelvin R (Director) | Option Ex | 3,375 | .00 | 0 |
| 2016-01-22 | Hanser Frederick O (Director) | Option Ex | 3,375 | .00 | 0 |
| 2016-01-22 | Dubinsky John P (Director) | Option Ex | 3,375 | .00 | 0 |
| 2016-01-22 | Oates James M (Director) | Option Ex | 3,778 | .00 | 0 |
| 2015-12-31 | Lefton Robert E (Director) | Option Ex | 2,250 | 17.00 | 38,250 |
| 2015-12-31 | Dill Charles A (Director) | Option Ex | 2,250 | 17.00 | 38,250 |
| 2015-12-11 | Dubinsky John P (Director) | Sale | 268 | 42.00 | 11,256 |
| 2015-12-11 | Dubinsky John P (Director) | Option Ex | 450 | 17.00 | 7,650 |
| 2015-12-03 | Hanser Frederick O (Director) | Sale | 3,375 | 45.32 | 152,955 |
| 2015-11-19 | Hanser Frederick O (Director) | Sale | 1,410 | 45.51 | 64,169 |
| 2015-11-19 | Hanser Frederick O (Director) | Option Ex | 2,250 | 17.00 | 38,250 |
| 2015-11-09 | Brautigam Allen (Other) | Sale | 2,130 | 46.89 | 99,875 |
| 2015-08-13 | Beda Bruce A (Director) | Option Ex | 2,250 | 17.00 | 38,250 |
| 2015-06-18 | Mulroy Thomas P (Director) | Sale | 25,000 | 58.91 | 1,472,750 |
| 2015-06-12 | Himelfarb Richard J (Director) | Sale | 30,000 | 59.05 | 1,771,500 |
| 2015-06-09 | Estep Stephen Chad (Senior Vice President) | Sale | 746 | 58.17 | 43,394 |
| 2015-03-24 | Weisel Thomas W (Director) | Sale | 38,179 | 56.92 | 2,173,790 |
| 2015-03-13 | Michaud Thomas B. (Director) | Sale | 26,095 | 55.43 | 1,446,445 |
| 2015-03-12 | Dubinsky John P (Director) | Sale | 1,500 | 55.89 | 83,835 |
| 2015-03-06 | Mulroy Thomas P (Director) | Sale | 25,000 | 55.10 | 1,377,500 |
| 2015-03-02 | Himelfarb Richard J (Director) | Sale | 25,000 | 55.00 | 1,375,000 |
| 2015-02-25 | Plotkin Ben A (Vice Chairman) | Sale | 17,945 | 55.51 | 996,126 |
| 2015-01-22 | Estep Stephen Chad (Senior Vice President) | Option Ex | 1,207 | .00 | 0 |
| 2015-01-22 | Brautigam Allen (Other) | Option Ex | 4,895 | .00 | 0 |
| 2015-01-22 | Nesi Victor (Director) | Option Ex | 14,409 | .00 | 0 |
| 2015-01-22 | Plotkin Ben A (Vice Chairman) | Option Ex | 11,500 | .00 | 0 |
| 2015-01-22 | Michaud Thomas B. (Director) | Option Ex | 3,112 | .00 | 0 |
| 2015-01-22 | Minnick David M (General Counsel & Senior VP) | Option Ex | 2,187 | .00 | 0 |
| 2015-01-22 | Weisel Thomas W (Director) | Option Ex | 6,434 | .00 | 0 |
| 2015-01-22 | Mulroy Thomas P (Director) | Option Ex | 16,097 | .00 | 0 |
| 2015-01-22 | Himelfarb Richard J (Director) | Option Ex | 3,025 | .00 | 0 |
| 2015-01-22 | Beda Bruce A (Director) | Option Ex | 4,183 | .00 | 0 |
| 2015-01-22 | Sliney David D (Dir Strategic Planning & Tech) | Option Ex | 6,505 | .00 | 0 |
| 2015-01-22 | Dill Charles A (Director) | Option Ex | 3,375 | .00 | 0 |
| 2015-01-22 | Zemlyak James M (CHIEF FIN'L & ADMIN OFFCR) | Option Ex | 11,903 | .00 | 0 |
| 2015-01-22 | Kruszewski Ronald J (CHIEF EXECUTIVE OFFICER) | Option Ex | 20,022 | .00 | 0 |
| 2015-01-22 | Westbrook Kelvin R (Director) | Option Ex | 3,375 | .00 | 0 |
| 2015-01-22 | Hanser Frederick O (Director) | Option Ex | 3,375 | .00 | 0 |
| 2015-01-22 | Dubinsky John P (Director) | Option Ex | 3,375 | .00 | 0 |
| 2015-01-22 | Oates James M (Director) | Option Ex | 3,859 | .00 | 0 |
| 2013-11-26 | Weisel Thomas W (Director) | Sale | 18,231 | 45.22 | 824,405 |
| 2013-08-28 | Brautigam Allen (Other) | Sale | 3,000 | 39.93 | 119,778 |
| 2013-03-12 | Beda Bruce A (Director) | Sale | 5,343 | 55.92 | 298,780 |
| 2011-06-02 | Brautigam Allen (Other) | Sale | 14,250 | 37.75 | 537,909 |
Insider trading activities including stock purchases, stock sales, and option exercises of SF listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Stifel Financial Corp (symbol SF, CIK number 720672) see the Securities and Exchange Commission (SEC) website.