Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Stifel Financial Corp (SF) since 2011 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Stifel Financial Corp. (See page 1 of this report.) Table 2 shows the detailed insider transactions. This company's CIK number is 720672.
Total stock buying since 2011: $4,035,329.
Total stock sales since 2011: $99,596,709.
Total stock option exercises since 2011: $36,505,693.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2025 | 9 | $1,011 | 12,922 | $1,290,003 | 302,789 | $0 |
| 2024 | 0 | $0 | 122,921 | $11,234,523 | 172,345 | $0 |
| 2023 | 40,174 | $2,291,313 | 92,136 | $5,540,752 | 311,103 | $0 |
| 2022 | 10,000 | $619,350 | 0 | $0 | 245,753 | $0 |
| 2021 | 0 | $0 | 371,710 | $22,993,444 | 564,778 | $0 |
| 2020 | 12,000 | $391,958 | 94,290 | $5,597,968 | 727,409 | $36,345,043 |
| 2019 | 0 | $0 | 87,965 | $5,193,057 | 105,117 | $0 |
| 2018 | 10,565 | $506,549 | 25,262 | $1,484,181 | 49,000 | $0 |
| 2017 | 4,500 | $225,148 | 215,475 | $11,333,253 | 726,964 | $0 |
| 2016 | 0 | $0 | 404,688 | $20,078,734 | 672,153 | $0 |
| 2015 | 0 | $0 | 231,796 | $13,069,922 | 132,288 | $160,650 |
| 2013 | 0 | $0 | 26,574 | $1,242,963 | 0 | $0 |
| 2011 | 0 | $0 | 14,250 | $537,909 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2021-01-12 | Sliney David D (Chief Operating Officer) | Option Ex | 3,675 | .00 | 0 |
| 2021-01-12 | Reichert Christopher K (CEO of Stifel Bank & Trust) | Option Ex | 1,877 | .00 | 0 |
| 2021-01-12 | Oates James M (Director) | Option Ex | 6,004 | .00 | 0 |
| 2020-12-31 | Marischen James M (Chief Financial Officer) | Option Ex | 2,324 | .00 | 0 |
| 2020-12-31 | Zemlyak James M (Co-President) | Option Ex | 2,887 | .00 | 0 |
| 2020-12-31 | Kruszewski Ronald J (Chief Executive Officer) | Option Ex | 43,413 | .00 | 0 |
| 2020-12-07 | Nesi Victor (Co-President) | Sale | 7,500 | 74.02 | 555,150 |
| 2020-11-20 | Nesi Victor (Co-President) | Sale | 1,000 | 67.50 | 67,500 |
| 2020-11-09 | Oates James M (Director) | Sale | 9,000 | 68.14 | 613,260 |
| 2020-09-10 | Grady Robert Edward (Director) | Sale | 3,782 | 52.16 | 197,250 |
| 2020-09-09 | Grady Robert Edward (Director) | Sale | 4,500 | 50.88 | 228,982 |
| 2020-06-05 | Ludeman Daniel J. (Director) | Option Ex | 1,900 | .00 | 0 |
| 2020-06-05 | Berlew Adam T. (Director) | Option Ex | 1,900 | .00 | 0 |
| 2020-06-05 | Markus Maura A. (Director) | Option Ex | 1,900 | .00 | 0 |
| 2020-06-05 | Grady Robert Edward (Director) | Option Ex | 1,900 | .00 | 0 |
| 2020-06-05 | Peacock David A (Director) | Option Ex | 1,900 | .00 | 0 |
| 2020-06-05 | Brown Kathleen (Director) | Option Ex | 1,900 | .00 | 0 |
| 2020-06-05 | Zimmerman Michael J (Director) | Option Ex | 1,900 | .00 | 0 |
| 2020-06-05 | Brown Michael W (Director) | Option Ex | 1,900 | .00 | 0 |
| 2020-06-05 | Oates James M (Director) | Option Ex | 1,900 | .00 | 0 |
| 2020-06-03 | Dubinsky John P (Director) | Sale | 2,400 | 51.55 | 123,720 |
| 2020-05-26 | Dubinsky John P (Director) | Sale | 3,000 | 48.04 | 144,120 |
| 2020-05-21 | Dubinsky John P (Director) | Sale | 4,000 | 46.19 | 184,760 |
| 2020-05-15 | Dubinsky John P (Director) | Option Ex | 9,400 | .00 | 0 |
| 2020-05-08 | Dubinsky John P (Director) | Sale | 12,775 | 44.55 | 569,126 |
| 2020-03-25 | Peacock David A (Director) | Buy | 1,000 | 40.99 | 40,990 |
| 2020-03-23 | Peacock David A (Director) | Buy | 1,000 | 32.47 | 32,468 |
| 2020-03-19 | Kruszewski Ronald J (Chief Executive Officer) | Buy | 10,000 | 31.85 | 318,500 |
| 2020-03-09 | Grady Robert Edward (Director) | Sale | 5,000 | 43.39 | 216,950 |
| 2020-03-03 | Marischen James M (Chief Financial Officer) | Option Ex | 17,787 | 63.23 | 1,124,672 |
| 2020-03-03 | Brautigam Allen (Other) | Option Ex | 11,858 | 63.23 | 749,781 |
| 2020-03-03 | Nesi Victor (Co-President) | Option Ex | 94,269 | 63.23 | 5,960,628 |
| 2020-03-03 | Plotkin Ben A (Vice Chairman and SVP) | Option Ex | 17,787 | 63.23 | 1,124,672 |
| 2020-03-03 | Michaud Thomas B. (Senior Vice President) | Option Ex | 74,704 | 63.23 | 4,723,533 |
| 2020-03-03 | Fisher Mark P (SENIOR VP & GENERAL COUNSEL) | Option Ex | 29,644 | 63.23 | 1,874,390 |
| 2020-03-03 | Weisel Thomas W (Director) | Option Ex | 17,787 | 63.23 | 1,124,672 |
| 2020-03-03 | Himelfarb Richard J (Senior Vice President) | Option Ex | 17,787 | 63.23 | 1,124,672 |
| 2020-03-03 | Sliney David D (Chief Operating Officer) | Option Ex | 37,056 | 63.23 | 2,343,050 |
| 2020-03-03 | Zemlyak James M (Co-President) | Option Ex | 78,261 | 63.23 | 4,948,443 |
| 2020-03-03 | Kruszewski Ronald J (Chief Executive Officer) | Option Ex | 177,867 | 63.23 | 11,246,530 |
| 2020-02-03 | Weisel Thomas W (Director) | Sale | 5,792 | 66.09 | 382,793 |
| 2020-01-31 | Weisel Thomas W (Director) | Sale | 21,791 | 65.15 | 1,419,683 |
| 2020-01-17 | Nesi Victor (Co-President) | Sale | 3,750 | 65.06 | 243,975 |
| 2020-01-17 | Himelfarb Richard J (Senior Vice President) | Sale | 10,000 | 65.07 | 650,699 |
| 2020-01-02 | Marischen James M (Chief Financial Officer) | Option Ex | 1,098 | .00 | 0 |
| 2020-01-02 | Brautigam Allen (Other) | Option Ex | 1,710 | .00 | 0 |
| 2020-01-02 | Nesi Victor (Co-President) | Option Ex | 1,745 | .00 | 0 |
| 2020-01-02 | Grady Robert Edward (Director) | Option Ex | 4,076 | .00 | 0 |
| 2020-01-02 | Plotkin Ben A (Vice Chairman and SVP) | Option Ex | 1,714 | .00 | 0 |
| 2020-01-02 | Michaud Thomas B. (Senior Vice President) | Option Ex | 11,334 | .00 | 0 |
| 2020-01-02 | Fisher Mark P (SENIOR VP & GENERAL COUNSEL) | Option Ex | 1,770 | .00 | 0 |
| 2020-01-02 | Zimmerman Michael J (Director) | Option Ex | 3,750 | .00 | 0 |
| 2020-01-02 | Weisel Thomas W (Director) | Option Ex | 678 | .00 | 0 |
| 2020-01-02 | Himelfarb Richard J (Senior Vice President) | Option Ex | 2,161 | .00 | 0 |
| 2020-01-02 | Brown Michael W (Director) | Option Ex | 3,750 | .00 | 0 |
| 2020-01-02 | Sliney David D (Chief Operating Officer) | Option Ex | 1,631 | .00 | 0 |
| 2020-01-02 | Zemlyak James M (Co-President) | Option Ex | 5,648 | .00 | 0 |
| 2020-01-02 | Kruszewski Ronald J (Chief Executive Officer) | Option Ex | 28,587 | .00 | 0 |
| 2020-01-02 | Dubinsky John P (Director) | Option Ex | 3,750 | .00 | 0 |
| 2020-01-02 | Oates James M (Director) | Option Ex | 4,076 | .00 | 0 |
| 2019-12-26 | Zemlyak James M (Co-President) | Sale | 3,303 | 61.65 | 203,629 |
| 2019-12-20 | Oates James M (Director) | Sale | 10,000 | 61.99 | 619,940 |
| 2019-12-16 | Nesi Victor (Co-President) | Sale | 1,875 | 62.22 | 116,653 |
| 2019-12-11 | Grady Robert Edward (Director) | Sale | 4,000 | 61.35 | 245,400 |
| 2019-11-07 | Himelfarb Richard J (Senior Vice President) | Sale | 10,000 | 60.75 | 607,500 |
| 2019-11-05 | Nesi Victor (Co-President) | Sale | 1,739 | 60.00 | 104,340 |
| 2019-11-04 | Brautigam Allen (Other) | Sale | 1,000 | 59.63 | 59,630 |
| 2019-11-04 | Nesi Victor (Co-President) | Sale | 136 | 60.00 | 8,160 |
| 2019-09-13 | Fisher Mark P (SENIOR VP & GENERAL COUNSEL) | Sale | 10,000 | 59.33 | 593,290 |
| 2019-09-10 | Dubinsky John P (Director) | Sale | 2,150 | 56.79 | 122,098 |
| 2019-09-09 | Plotkin Ben A (Vice Chairman and SVP) | Sale | 9,012 | 55.73 | 502,238 |
| 2019-09-05 | Dubinsky John P (Director) | Sale | 1,500 | 54.71 | 82,065 |
| 2019-08-30 | Grady Robert Edward (Director) | Sale | 2,500 | 53.45 | 133,625 |
| 2019-07-10 | Nesi Victor (Co-President) | Sale | 1,415 | 60.12 | 85,069 |
| 2019-07-01 | Nesi Victor (Co-President) | Sale | 3,585 | 60.00 | 215,100 |
| 2019-06-19 | Dubinsky John P (Director) | Sale | 2,000 | 57.25 | 114,500 |
| 2019-06-06 | Markus Maura A. (Director) | Option Ex | 1,900 | .00 | 0 |
| 2019-06-06 | Grady Robert Edward (Director) | Option Ex | 1,900 | .00 | 0 |
| 2019-06-06 | Peacock David A (Director) | Option Ex | 1,900 | .00 | 0 |
| 2019-06-06 | Brown Kathleen (Director) | Option Ex | 1,900 | .00 | 0 |
| 2019-06-06 | Zimmerman Michael J (Director) | Option Ex | 1,900 | .00 | 0 |
| 2019-06-06 | Brown Michael W (Director) | Option Ex | 1,900 | .00 | 0 |
| 2019-06-06 | Dubinsky John P (Director) | Option Ex | 1,900 | .00 | 0 |
| 2019-06-06 | Oates James M (Director) | Option Ex | 1,900 | .00 | 0 |
| 2019-05-15 | Nesi Victor (Co-President) | Sale | 1,250 | 56.04 | 70,045 |
| 2019-05-09 | Oates James M (Director) | Sale | 20,000 | 58.61 | 1,172,200 |
| 2019-02-21 | Nesi Victor (Co-President) | Sale | 2,500 | 55.03 | 137,575 |
| 2019-01-02 | Marischen James M (Chief Financial Officer) | Option Ex | 1,352 | .00 | 0 |
| 2019-01-02 | Brautigam Allen (Other) | Option Ex | 688 | .00 | 0 |
| 2019-01-02 | Nesi Victor (Co-President) | Option Ex | 2,764 | .00 | 0 |
| 2019-01-02 | Grady Robert Edward (Director) | Option Ex | 4,179 | .00 | 0 |
| 2019-01-02 | Plotkin Ben A (Vice Chairman and SVP) | Option Ex | 6,766 | .00 | 0 |
| 2019-01-02 | Michaud Thomas B. (Senior Vice President) | Option Ex | 8,312 | .00 | 0 |
| 2019-01-02 | Fisher Mark P (SENIOR VP & GENERAL COUNSEL) | Option Ex | 502 | .00 | 0 |
| 2019-01-02 | Zimmerman Michael J (Director) | Option Ex | 3,750 | .00 | 0 |
| 2019-01-02 | Weisel Thomas W (Director) | Option Ex | 3,701 | .00 | 0 |
| 2019-01-02 | Himelfarb Richard J (Senior Vice President) | Option Ex | 2,625 | .00 | 0 |
| 2019-01-02 | Brown Michael W (Director) | Option Ex | 3,750 | .00 | 0 |
| 2019-01-02 | Sliney David D (Chief Operating Officer) | Option Ex | 698 | .00 | 0 |
| 2019-01-02 | Zemlyak James M (Co-President) | Option Ex | 2,653 | .00 | 0 |
| 2019-01-02 | Kruszewski Ronald J (Chief Executive Officer) | Option Ex | 40,248 | .00 | 0 |
| 2019-01-02 | Dubinsky John P (Director) | Option Ex | 3,750 | .00 | 0 |
| 2019-01-02 | Oates James M (Director) | Option Ex | 4,179 | .00 | 0 |
| 2018-11-07 | Peacock David A (Director) | Buy | 2,000 | 48.54 | 97,080 |
| 2018-11-07 | Zimmerman Michael J (Director) | Buy | 5,000 | 48.39 | 241,950 |
| 2018-11-01 | Zemlyak James M (Chief Fincial & Admin Officer) | Buy | 3,565 | 46.99 | 167,519 |
| 2018-09-17 | Hanser Frederick O (Other) | Sale | 10,000 | 54.42 | 544,200 |
| 2018-08-16 | Nesi Victor (Co-President) | Sale | 1,250 | 55.02 | 68,772 |
| 2018-06-07 | Markus Maura A. (Director) | Option Ex | 1,900 | .00 | 0 |
| 2018-06-07 | Grady Robert Edward (Director) | Option Ex | 1,900 | .00 | 0 |
| 2018-06-07 | Peacock David A (Director) | Option Ex | 1,900 | .00 | 0 |
| 2018-06-07 | Brown Kathleen (Director) | Option Ex | 1,900 | .00 | 0 |
| 2018-06-07 | Zimmerman Michael J (Director) | Option Ex | 1,900 | .00 | 0 |
| 2018-06-07 | Brown Michael W (Director) | Option Ex | 1,900 | .00 | 0 |
| 2018-06-07 | Dubinsky John P (Director) | Option Ex | 1,900 | .00 | 0 |
| 2018-06-07 | Oates James M (Director) | Option Ex | 1,900 | .00 | 0 |
| 2018-06-06 | Westbrook Kelvin R (Director) | Option Ex | 16,900 | .00 | 0 |
| 2018-06-06 | Hanser Frederick O (Director) | Option Ex | 16,900 | .00 | 0 |
| 2018-05-08 | Grady Robert Edward (Director) | Sale | 5,000 | 60.15 | 300,750 |
| 2018-03-05 | Plotkin Ben A (Vice Chairman and SVP) | Sale | 9,012 | 63.30 | 570,459 |
| 2017-12-29 | Marischen James M (SENIOR VP & CHIEF RISK OFFICER) | Option Ex | 5,955 | .00 | 0 |
| 2017-12-29 | Brautigam Allen (Other) | Option Ex | 9,829 | .00 | 0 |
| 2017-12-29 | Nesi Victor (Co-President) | Option Ex | 52,545 | .00 | 0 |
| 2017-12-29 | Grady Robert Edward (Director) | Option Ex | 4,120 | .00 | 0 |
| 2017-12-29 | Plotkin Ben A (Vice Chairman and SVP) | Option Ex | 12,453 | .00 | 0 |
| 2017-12-29 | Michaud Thomas B. (Senior Vice President) | Option Ex | 14,022 | .00 | 0 |
| 2017-12-29 | Fisher Mark P (SENIOR VP & GENERAL COUNSEL) | Option Ex | 9,650 | .00 | 0 |
| 2017-12-29 | Zimmerman Michael J (Director) | Option Ex | 938 | .00 | 0 |
| 2017-12-29 | Weisel Thomas W (Director) | Option Ex | 11,233 | .00 | 0 |
| 2017-12-29 | Himelfarb Richard J (Senior Vice President) | Option Ex | 6,189 | .00 | 0 |
| 2017-12-29 | Brown Michael W (Director) | Option Ex | 3,750 | .00 | 0 |
| 2017-12-29 | Sliney David D (Dir Strategic Planning & Tech) | Option Ex | 18,089 | .00 | 0 |
| 2017-12-29 | Zemlyak James M (CHIEF FIN'L & ADMIN OFFCR) | Option Ex | 54,362 | .00 | 0 |
| 2017-12-29 | Kruszewski Ronald J (CHIEF EXECUTIVE OFFICER) | Option Ex | 102,475 | .00 | 0 |
| 2017-12-29 | Westbrook Kelvin R (Director) | Option Ex | 3,750 | .00 | 0 |
| 2017-12-29 | Hanser Frederick O (Director) | Option Ex | 3,750 | .00 | 0 |
| 2017-12-29 | Dubinsky John P (Director) | Option Ex | 3,750 | .00 | 0 |
| 2017-12-29 | Oates James M (Director) | Option Ex | 4,246 | .00 | 0 |
| 2017-12-27 | Marischen James M (SENIOR VP & CHIEF RISK OFFICER) | Option Ex | 13,396 | .00 | 0 |
| 2017-12-27 | Brautigam Allen (Other) | Option Ex | 17,978 | .00 | 0 |
| 2017-12-27 | Nesi Victor (Director) | Option Ex | 77,853 | .00 | 0 |
| 2017-12-27 | Plotkin Ben A (Vice Chairman and SVP) | Option Ex | 9,478 | .00 | 0 |
| 2017-12-27 | Michaud Thomas B. (Senior Vice President) | Option Ex | 28,320 | .00 | 0 |
| 2017-12-27 | Fisher Mark P (SENIOR VP & GENERAL COUNSEL) | Option Ex | 20,583 | .00 | 0 |
| 2017-12-27 | Weisel Thomas W (Director) | Option Ex | 22,177 | .00 | 0 |
| 2017-12-27 | Himelfarb Richard J (Director) | Option Ex | 8,994 | .00 | 0 |
| 2017-12-27 | Sliney David D (Dir Strategic Planning & Tech) | Option Ex | 31,769 | .00 | 0 |
| 2017-12-27 | Zemlyak James M (CHIEF FIN'L & ADMIN OFFCR) | Option Ex | 70,774 | .00 | 0 |
| 2017-12-27 | Kruszewski Ronald J (CHIEF EXECUTIVE OFFICER) | Option Ex | 53,281 | .00 | 0 |
| 2017-11-28 | Plotkin Ben A (Vice Chairman and SVP) | Sale | 20,000 | 53.70 | 1,073,940 |
Insider trading activities including stock purchases, stock sales, and option exercises of SF listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Stifel Financial Corp (symbol SF, CIK number 720672) see the Securities and Exchange Commission (SEC) website.