Insider trading activities (stock purchases, sales, and option exercises)
reported by insiders of Capital One Financial Corp (COF)
since 2015 are shown in Table 1 and Table 2.
Table 1 shows the monthly insider trading data of Capital One Financial Corp.
(See page 1 of this report.) Table 2 shows the detailed insider transactions.
This company's CIK number is 927628.
Total stock buying since 2015: $8,138.
Total stock sales since 2015: $802,286,458.
Total stock option exercises since 2015: $384,713,000.
Table 3. Detailed insider trading at Capital One Financial Corp (COF) , Part 3
| Trade Date |
Insider Name |
Trade Type |
Shares |
Price ($) |
Value ($) |
| 2019-11-04 | Finneran John G Jr (Senior Advisor and Corp Secy) | Option Ex | 20,000 | 45.75 | 915,000 |
| 2019-10-30 | Golden Timothy P (Controller) | Sale | 2,216 | 94.50 | 209,412 |
| 2019-10-01 | Warner Bradford H | Sale | 3,777 | 91.68 | 346,275 |
| 2019-10-01 | Warner Bradford H | Option Ex | 3,777 | 44.87 | 169,473 |
| 2019-07-24 | Wassmer Michael J (President, U.S. Card) | Sale | 8,212 | 95.03 | 780,386 |
| 2019-07-05 | Wassmer Michael J (President, U.S. Card) | Sale | 4,294 | 93.00 | 399,342 |
| 2019-07-05 | Berson Jory A (Chief Human Resources Officer) | Sale | 9,329 | 93.00 | 867,597 |
| 2019-07-01 | Warner Bradford H | Sale | 14,500 | 92.09 | 1,335,377 |
| 2019-06-19 | Newkirk Christopher T (Pres,Intl, Small Bus & Walmart) | Sale | 5,715 | 92.00 | 525,780 |
| 2019-06-05 | Berson Jory A (Chief Human Resources Officer) | Sale | 13,393 | 90.00 | 1,205,370 |
| 2019-06-03 | Warner Bradford H | Sale | 4,000 | 85.98 | 343,920 |
| 2019-06-03 | Warner Bradford H | Option Ex | 4,000 | 44.87 | 179,480 |
| 2019-03-18 | Santos Kleber (Pres., Retail & Direct Banking) | Sale | 2,928 | 84.54 | 247,533 |
| 2019-02-21 | Santos Kleber (Pres., Retail & Direct Banking) | Sale | 3,570 | 82.49 | 294,489 |
| 2019-02-15 | Hall Sheldon (Chief Risk Officer) | Option Ex | 2,877 | .00 | 0 |
| 2019-02-15 | Cooper Matthew W (General Counsel) | Option Ex | 4,599 | .00 | 0 |
| 2019-02-15 | Santos Kleber (Pres., Retail & Direct Banking) | Option Ex | 4,258 | .00 | 0 |
| 2019-02-15 | Newkirk Christopher T (Pres., Intl and Small Business) | Option Ex | 4,050 | .00 | 0 |
| 2019-02-15 | Wassmer Michael J (President, U.S. Card) | Option Ex | 7,163 | .00 | 0 |
| 2019-02-15 | Borgmann Kevin S. (Senior Advisor to the CEO) | Option Ex | 7,960 | .00 | 0 |
| 2019-02-15 | Slocum Michael (President, Commercial Banking) | Option Ex | 7,837 | .00 | 0 |
| 2019-02-15 | Blackley Richard Scott (Chief Financial Officer) | Option Ex | 5,666 | .00 | 0 |
| 2019-02-15 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Option Ex | 8,503 | .00 | 0 |
| 2019-02-15 | Sanjiv Yajnik (President, Financial Services) | Option Ex | 8,578 | .00 | 0 |
| 2019-02-15 | Alexander Robert M. (Chief Information Officer) | Option Ex | 7,208 | .00 | 0 |
| 2019-02-15 | Berson Jory A (Chief Human Resources Officer) | Option Ex | 7,384 | .00 | 0 |
| 2019-02-15 | Finneran John G Jr (Senior Advisor and Corp Secy) | Option Ex | 9,005 | .00 | 0 |
| 2019-02-15 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 27,223 | .00 | 0 |
| 2019-01-31 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 593 | 80.59 | 47,789 |
| 2018-08-02 | Golden Timothy P (Controller) | Sale | 4,073 | 95.85 | 390,397 |
| 2018-07-24 | Wassmer Michael J (President, U.S. Card) | Sale | 2,276 | 100.00 | 227,600 |
| 2018-07-24 | Borgmann Kevin S. (Senior Advisor to the CEO) | Sale | 19,117 | 100.00 | 1,911,700 |
| 2018-07-24 | Borgmann Kevin S. (Senior Advisor to the CEO) | Option Ex | 19,117 | 63.73 | 1,218,326 |
| 2018-07-24 | Fairbank Richard D (Chairman, CEO and President) | Sale | 242,090 | 99.42 | 24,067,377 |
| 2018-07-24 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 242,090 | 18.28 | 4,425,405 |
| 2018-07-24 | Hay Lewis Iii | Sale | 16,446 | 100.00 | 1,644,600 |
| 2018-07-24 | Hay Lewis Iii | Option Ex | 16,446 | 16.93 | 278,430 |
| 2018-07-02 | Warner Bradford H | Sale | 4,229 | 92.55 | 391,393 |
| 2018-07-02 | Warner Bradford H | Option Ex | 4,229 | 16.93 | 71,596 |
| 2018-06-14 | Wassmer Michael J (President, U.S. Card) | Sale | 1,787 | 98.00 | 175,126 |
| 2018-06-07 | Wassmer Michael J (President, U.S. Card) | Sale | 2,203 | 96.90 | 213,470 |
| 2018-06-07 | Berson Jory A (Chief Human Resources Officer) | Sale | 18,909 | 97.09 | 1,835,874 |
| 2018-05-15 | Borgmann Kevin S. (Senior Advisor to the CEO) | Sale | 4,860 | 95.00 | 461,700 |
| 2018-05-08 | Borgmann Kevin S. (Senior Advisor to the CEO) | Sale | 11,584 | 95.00 | 1,100,480 |
| 2018-05-08 | Fairbank Richard D (Chairman, CEO and President) | Sale | 511 | 95.00 | 48,545 |
| 2018-05-08 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 511 | 18.28 | 9,341 |
| 2018-04-26 | Borgmann Kevin S. (Senior Advisor to the CEO) | Sale | 12,214 | 92.89 | 1,134,619 |
| 2018-04-25 | Fairbank Richard D (Chairman, CEO and President) | Sale | 242,600 | 93.08 | 22,579,995 |
| 2018-04-25 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 242,600 | 18.28 | 4,434,728 |
| 2018-04-02 | Warner Bradford H | Sale | 3,000 | 95.19 | 285,570 |
| 2018-04-02 | Warner Bradford H | Option Ex | 3,000 | 16.93 | 50,790 |
| 2018-03-22 | Santos Kleber (Pres., Retail & Direct Banking) | Sale | 1,711 | 97.00 | 165,967 |
| 2018-03-16 | Blackley Richard Scott (Chief Financial Officer) | Sale | 2,194 | 98.19 | 215,428 |
| 2018-03-01 | Blackley Richard Scott (Chief Financial Officer) | Sale | 10,000 | 98.12 | 981,200 |
| 2018-02-22 | Santos Kleber (Pres., Retail & Direct Banking) | Sale | 5,607 | 97.74 | 548,028 |
| 2018-02-15 | Cooper Matthew W (General Counsel) | Option Ex | 7,931 | .00 | 0 |
| 2018-02-15 | Santos Kleber (Pres., Retail & Direct Banking) | Option Ex | 7,813 | .00 | 0 |
| 2018-02-15 | Newkirk Christopher T (Pres., Intl and Small Business) | Option Ex | 7,884 | .00 | 0 |
| 2018-02-15 | Wassmer Michael J (President, U.S. Card) | Option Ex | 15,216 | .00 | 0 |
| 2018-02-15 | Eder Noelle K (Chief Card Cust. Exp. Officer) | Option Ex | 9,897 | .00 | 0 |
| 2018-02-15 | Borgmann Kevin S. (Senior Advisor to the CEO) | Option Ex | 17,516 | .00 | 0 |
| 2018-02-15 | Slocum Michael (President, Commercial Banking) | Option Ex | 17,356 | .00 | 0 |
| 2018-02-15 | Blackley Richard Scott (Chief Financial Officer) | Option Ex | 13,013 | .00 | 0 |
| 2018-02-15 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Option Ex | 18,688 | .00 | 0 |
| 2018-02-15 | Sanjiv Yajnik (President, Financial Services) | Option Ex | 18,962 | .00 | 0 |
| 2018-02-15 | Alexander Robert M. (Chief Information Officer) | Option Ex | 16,074 | .00 | 0 |
| 2018-02-15 | Berson Jory A (Chief Human Resources Officer) | Option Ex | 16,501 | .00 | 0 |
| 2018-02-15 | Finneran John G Jr (Chief Risk Officer & Corp Secy) | Option Ex | 20,033 | .00 | 0 |
| 2018-02-15 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 38,214 | .00 | 0 |
| 2018-02-01 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 667 | 104.72 | 69,848 |
| 2018-01-29 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Sale | 67,892 | 105.22 | 7,143,799 |
| 2018-01-25 | Fairbank Richard D (Chair, CEO and President) | Sale | 185,202 | 105.08 | 19,461,581 |
| 2018-01-25 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 185,202 | 18.28 | 3,385,492 |
| 2018-01-24 | Fairbank Richard D (Chair, CEO and President) | Sale | 300,000 | 105.41 | 31,623,900 |
| 2018-01-24 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 300,000 | 18.28 | 5,484,000 |
| 2018-01-12 | Slocum Michael (President, Commercial Banking) | Sale | 27,818 | 105.00 | 2,920,890 |
| 2018-01-12 | Slocum Michael (President, Commercial Banking) | Option Ex | 27,818 | 56.32 | 1,566,709 |
| 2018-01-12 | Sanjiv Yajnik (President, Financial Services) | Sale | 10,086 | 105.00 | 1,059,030 |
| 2018-01-04 | Hackett Ann F | Sale | 6,361 | 102.00 | 648,822 |
| 2018-01-04 | Hackett Ann F | Option Ex | 6,361 | 16.93 | 107,691 |
| 2018-01-02 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Sale | 47,729 | 99.61 | 4,754,047 |
| 2018-01-02 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Option Ex | 56,624 | 48.28 | 2,733,806 |
| 2018-01-02 | Warner Bradford H | Sale | 3,000 | 99.75 | 299,250 |
| 2018-01-02 | Warner Bradford H | Option Ex | 3,000 | 16.93 | 50,790 |
| 2017-12-22 | Slocum Michael (President, Commercial Banking) | Sale | 26,405 | 100.00 | 2,640,500 |
| 2017-12-22 | Slocum Michael (President, Commercial Banking) | Option Ex | 26,405 | 48.28 | 1,274,833 |
| 2017-12-22 | Sanjiv Yajnik (President, Financial Services) | Sale | 156,278 | 100.00 | 15,627,800 |
| 2017-12-22 | Sanjiv Yajnik (President, Financial Services) | Option Ex | 60,965 | 51.03 | 3,111,348 |
| 2017-12-18 | Hackett Ann F | Sale | 7,000 | 98.00 | 686,000 |
| 2017-12-18 | Hackett Ann F | Option Ex | 7,000 | 16.93 | 118,510 |
| 2017-12-15 | Alexander Robert M. (Chief Information Officer) | Sale | 6,716 | 96.74 | 649,705 |
| 2017-12-14 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Sale | 83,046 | 95.00 | 7,889,370 |
| 2017-12-14 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Option Ex | 65,304 | 47.02 | 3,070,267 |
| 2017-12-04 | Slocum Michael (President, Commercial Banking) | Sale | 8,039 | 95.00 | 763,705 |
| 2017-12-04 | Sanjiv Yajnik (President, Financial Services) | Sale | 30,652 | 95.00 | 2,911,940 |
| 2017-12-04 | Sanjiv Yajnik (President, Financial Services) | Option Ex | 37,204 | 48.28 | 1,796,209 |
| 2017-12-04 | Alexander Robert M. (Chief Information Officer) | Sale | 76,354 | 95.15 | 7,264,854 |
| 2017-12-04 | Alexander Robert M. (Chief Information Officer) | Option Ex | 63,740 | 48.95 | 3,120,073 |
| 2017-12-04 | Berson Jory A (Chief Human Resources Officer) | Sale | 66,490 | 95.02 | 6,317,680 |
| 2017-12-04 | Berson Jory A (Chief Human Resources Officer) | Option Ex | 37,670 | 45.75 | 1,723,402 |
| 2017-12-04 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Sale | 6,490 | 95.00 | 616,550 |
| 2017-12-04 | Warner Bradford H | Sale | 7,000 | 94.94 | 664,580 |
| 2017-12-04 | Warner Bradford H | Option Ex | 7,000 | 16.93 | 118,510 |
| 2017-12-04 | Hackett Ann F | Sale | 7,000 | 95.00 | 665,000 |
| 2017-12-04 | Hackett Ann F | Option Ex | 7,000 | 16.93 | 118,510 |
| 2017-12-01 | Alexander Robert M. (Chief Information Officer) | Sale | 5,000 | 92.18 | 460,900 |
| 2017-11-03 | Slocum Michael (President, Commercial Banking) | Sale | 8,292 | 91.99 | 762,781 |
| 2017-10-27 | Shattuck Mayo A Iii | Sale | 24,167 | 92.71 | 2,240,522 |
| 2017-10-27 | Shattuck Mayo A Iii | Option Ex | 24,167 | 32.11 | 776,002 |
| 2017-10-25 | Hackett Ann F | Sale | 11,055 | 91.18 | 1,007,994 |
| 2017-10-25 | Hackett Ann F | Option Ex | 11,055 | 47.29 | 522,790 |
| 2017-07-26 | Fairbank Richard D (Chair, CEO and President) | Sale | 67,419 | 86.53 | 5,834,103 |
| 2017-07-26 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 67,419 | 50.99 | 3,437,694 |
| 2017-07-25 | Fairbank Richard D (Chair, CEO and President) | Sale | 300,000 | 87.47 | 26,242,500 |
| 2017-07-25 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 300,000 | 50.99 | 15,297,000 |
| 2017-05-05 | Slocum Michael (President, Commercial Banking) | Sale | 6,276 | 82.16 | 515,636 |
| 2017-04-03 | Wassmer Michael J (President, U.S. Card) | Sale | 734 | 86.88 | 63,769 |
| 2017-03-16 | Newkirk Christopher T (Pres., Intl. and Sm. Bus. Card) | Sale | 5,238 | 90.46 | 473,829 |
| 2017-03-13 | Berson Jory A (Chief Human Resources Officer) | Sale | 63,562 | 92.08 | 5,852,471 |
| 2017-03-13 | Berson Jory A (Chief Human Resources Officer) | Option Ex | 57,457 | 48.28 | 2,774,023 |
| 2017-03-06 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Sale | 9,429 | 93.49 | 881,517 |
| 2017-03-02 | Wassmer Michael J (President, U.S. Card) | Sale | 21,175 | 95.77 | 2,027,823 |
| 2017-03-02 | Wassmer Michael J (President, U.S. Card) | Option Ex | 18,990 | 48.95 | 929,560 |
| 2017-03-02 | Alexander Robert M. (Chief Information Officer) | Sale | 14,446 | 95.65 | 1,381,759 |
| 2017-03-01 | Blackley Richard Scott (Chief Financial Officer) | Sale | 3,507 | 95.00 | 333,165 |
| 2017-03-01 | Sanjiv Yajnik (President, Financial Services) | Sale | 10,000 | 95.02 | 950,200 |
| 2017-03-01 | Sanjiv Yajnik (President, Financial Services) | Option Ex | 10,000 | 56.32 | 563,200 |
| 2017-02-15 | Newkirk Christopher T (Pres., Intl. and Sm. Bus. Card) | Option Ex | 5,829 | .00 | 0 |
| 2017-02-15 | Wassmer Michael J (President, U.S. Card) | Option Ex | 14,112 | .00 | 0 |
| 2017-02-15 | Eder Noelle K (Chief Card Cust. Exp. Officer) | Option Ex | 8,128 | .00 | 0 |
| 2017-02-15 | Borgmann Kevin S. (Chief Risk Officer) | Option Ex | 20,648 | .00 | 0 |
| 2017-02-15 | Slocum Michael (President, Commercial Banking) | Option Ex | 20,979 | .00 | 0 |
| 2017-02-15 | Witter Jonathan W. (President, Retail Banking) | Option Ex | 23,012 | .00 | 0 |
| 2017-02-15 | Blackley Richard Scott (Chief Financial Officer) | Option Ex | 9,349 | .00 | 0 |
| 2017-02-15 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Option Ex | 22,755 | .00 | 0 |
| 2017-02-15 | Sanjiv Yajnik (President, Financial Services) | Option Ex | 23,568 | .00 | 0 |
| 2017-02-15 | Alexander Robert M. (Chief Information Officer) | Option Ex | 19,564 | .00 | 0 |
| 2017-02-15 | Berson Jory A (Chief Human Resources Officer) | Option Ex | 20,727 | .00 | 0 |
| 2017-02-15 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Option Ex | 24,938 | .00 | 0 |
| 2017-02-15 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 38,935 | .00 | 0 |
| 2017-02-15 | Crawford Stephen S (Head of Finance and Corp Dev) | Option Ex | 38,308 | .00 | 0 |
| 2017-02-14 | Eder Noelle K (Chief Card Cust. Exp. Officer) | Sale | 30,993 | 89.70 | 2,780,072 |
| 2017-02-14 | Eder Noelle K (Chief Card Cust. Exp. Officer) | Option Ex | 30,993 | 82.08 | 2,543,905 |
| 2017-02-10 | Gross Patrick W | Sale | 41,060 | 88.50 | 3,633,810 |
| 2017-02-10 | Gross Patrick W | Option Ex | 41,060 | 49.21 | 2,020,480 |
| 2017-02-07 | Shattuck Mayo A Iii | Sale | 3,415 | 87.25 | 297,958 |
| 2017-02-07 | Shattuck Mayo A Iii | Option Ex | 3,415 | 74.72 | 255,168 |
| 2017-02-02 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 965 | 86.34 | 83,318 |
| 2017-02-01 | Wassmer Michael J (President, U.S. Card) | Sale | 8,750 | 88.10 | 770,875 |
| 2017-02-01 | Wassmer Michael J (President, U.S. Card) | Option Ex | 8,750 | 76.79 | 671,912 |
Insider trading activities including stock purchases, stock sales, and option exercises
of COF listed in the above tables cannot be completely guaranteed as to their accuracy.
For more insider trading information of Capital One Financial Corp (symbol COF,
CIK number 927628) see
the Securities and Exchange Commission (SEC) website.