Insider trading activities (stock purchases, sales, and option exercises)
reported by insiders of Capital One Financial Corp (COF)
since 2015 are shown in Table 1 and Table 2.
Table 1 shows the monthly insider trading data of Capital One Financial Corp.
(See page 1 of this report.) Table 2 shows the detailed insider transactions.
This company's CIK number is 927628.
Total stock buying since 2015: $8,138.
Total stock sales since 2015: $802,286,458.
Total stock option exercises since 2015: $384,713,000.
Table 3. Detailed insider trading at Capital One Financial Corp (COF) , Part 2
| Trade Date |
Insider Name |
Trade Type |
Shares |
Price ($) |
Value ($) |
| 2022-01-27 | Fairbank Richard D (Chairman and CEO) | Sale | 57 | 146.82 | 8,368 |
| 2022-01-27 | Fairbank Richard D (Chairman and CEO) | Option Ex | 100 | 45.75 | 4,575 |
| 2021-11-01 | Raskind Peter E | Sale | 2,716 | 152.33 | 413,728 |
| 2021-11-01 | Raskind Peter E | Option Ex | 2,716 | 45.75 | 124,257 |
| 2021-09-27 | Sanjiv Yajnik (President, Financial Services) | Sale | 451 | 170.00 | 76,670 |
| 2021-09-23 | Finneran John G Jr (Senior Advisor and Corp Secy) | Sale | 20,000 | 165.37 | 3,307,300 |
| 2021-09-02 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Sale | 11,668 | 161.81 | 1,888,034 |
| 2021-08-30 | Sanjiv Yajnik (President, Financial Services) | Sale | 5,348 | 171.16 | 915,390 |
| 2021-08-26 | Alexander Robert M. (Chief Information Officer) | Sale | 12,267 | 174.23 | 2,137,279 |
| 2021-07-27 | Slocum Michael (President, Commercial Banking) | Sale | 53,817 | 161.98 | 8,717,277 |
| 2021-07-27 | Slocum Michael (President, Commercial Banking) | Option Ex | 53,817 | 72.96 | 3,926,488 |
| 2021-07-27 | Fairbank Richard D (Chairman, CEO and President) | Sale | 218,989 | 161.85 | 35,442,493 |
| 2021-07-27 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 359,909 | 45.75 | 16,465,836 |
| 2021-07-21 | Williams Craig A. | Sale | 3 | 164.25 | 492 |
| 2021-06-14 | Williams Craig A. | Buy | 19 | 158.43 | 3,010 |
| 2021-06-11 | Williams Craig A. | Buy | 5 | 160.02 | 800 |
| 2021-06-10 | Williams Craig A. | Buy | 4 | 159.25 | 637 |
| 2021-06-07 | Berson Jory A (Chief Human Resources Officer) | Sale | 24,435 | 164.42 | 4,017,602 |
| 2021-06-07 | Berson Jory A (Chief Human Resources Officer) | Option Ex | 21,316 | 86.34 | 1,840,423 |
| 2021-06-01 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Sale | 32,420 | 164.81 | 5,342,978 |
| 2021-06-01 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Option Ex | 32,420 | 63.73 | 2,066,126 |
| 2021-06-01 | Alexander Robert M. (Chief Information Officer) | Sale | 38,232 | 164.81 | 6,300,824 |
| 2021-06-01 | Alexander Robert M. (Chief Information Officer) | Option Ex | 28,540 | 63.73 | 1,818,854 |
| 2021-06-01 | Shattuck Mayo A Iii | Sale | 7,709 | 164.81 | 1,270,520 |
| 2021-06-01 | Shattuck Mayo A Iii | Option Ex | 7,709 | 54.07 | 416,825 |
| 2021-05-13 | Wassmer Michael J (President, Card) | Sale | 17,743 | 156.27 | 2,772,698 |
| 2021-04-30 | Cooper Matthew W (General Counsel) | Sale | 9,003 | 148.81 | 1,339,781 |
| 2021-04-30 | Golden Timothy P (Controller) | Sale | 2,526 | 149.00 | 376,374 |
| 2021-04-29 | Borgmann Kevin S. (Senior Advisor to the CEO) | Sale | 16,778 | 146.87 | 2,464,100 |
| 2021-04-14 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Sale | 31,903 | 135.02 | 4,307,543 |
| 2021-04-14 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Option Ex | 31,903 | 74.96 | 2,391,448 |
| 2021-04-14 | Sanjiv Yajnik (President, Financial Services) | Sale | 33,684 | 135.00 | 4,547,340 |
| 2021-04-14 | Sanjiv Yajnik (President, Financial Services) | Option Ex | 22,462 | 86.34 | 1,939,369 |
| 2021-03-17 | Williams Craig A. | Sale | 3 | 128.63 | 385 |
| 2021-03-16 | Williams Craig A. | Sale | 11 | 129.11 | 1,420 |
| 2021-03-08 | Sanjiv Yajnik (President, Financial Services) | Sale | 47,485 | 130.03 | 6,174,474 |
| 2021-03-08 | Sanjiv Yajnik (President, Financial Services) | Option Ex | 28,633 | 63.73 | 1,824,781 |
| 2021-03-08 | Finneran John G Jr (Senior Advisor and Corp Secy) | Sale | 45,527 | 129.37 | 5,889,964 |
| 2021-03-05 | Berson Jory A (Chief Human Resources Officer) | Sale | 40,986 | 126.63 | 5,189,975 |
| 2021-03-05 | Berson Jory A (Chief Human Resources Officer) | Option Ex | 30,296 | 74.96 | 2,270,988 |
| 2021-03-04 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Sale | 39,909 | 124.16 | 4,955,101 |
| 2021-03-04 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Option Ex | 29,964 | 70.96 | 2,126,245 |
| 2021-03-04 | Alexander Robert M. (Chief Information Officer) | Sale | 73,252 | 124.09 | 9,089,840 |
| 2021-03-04 | Alexander Robert M. (Chief Information Officer) | Option Ex | 51,711 | 72.96 | 3,772,834 |
| 2021-03-03 | Sanjiv Yajnik (President, Financial Services) | Sale | 14,396 | 125.00 | 1,799,500 |
| 2021-03-01 | Sanjiv Yajnik (President, Financial Services) | Sale | 24,647 | 123.25 | 3,037,742 |
| 2021-02-15 | Hall Sheldon (Chief Risk Officer) | Option Ex | 1,116 | .00 | 0 |
| 2021-02-15 | Cooper Matthew W (General Counsel) | Option Ex | 1,312 | .00 | 0 |
| 2021-02-15 | Wassmer Michael J (President, Card) | Option Ex | 2,081 | .00 | 0 |
| 2021-02-15 | Borgmann Kevin S. (Senior Advisor to the CEO) | Option Ex | 2,214 | .00 | 0 |
| 2021-02-15 | Slocum Michael (President, Commercial Banking) | Option Ex | 2,107 | .00 | 0 |
| 2021-02-15 | Blackley Richard Scott (Chief Financial Officer) | Option Ex | 1,967 | .00 | 0 |
| 2021-02-15 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Option Ex | 2,340 | .00 | 0 |
| 2021-02-15 | Sanjiv Yajnik (President, Financial Services) | Option Ex | 2,305 | .00 | 0 |
| 2021-02-15 | Alexander Robert M. (Chief Information Officer) | Option Ex | 2,008 | .00 | 0 |
| 2021-02-15 | Berson Jory A (Chief Human Resources Officer) | Option Ex | 1,965 | .00 | 0 |
| 2021-02-15 | Finneran John G Jr (Senior Advisor and Corp Secy) | Option Ex | 2,399 | .00 | 0 |
| 2021-02-15 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 23,147 | .00 | 0 |
| 2021-02-10 | Shattuck Mayo A Iii | Option Ex | 7,376 | 53.03 | 391,149 |
| 2021-02-08 | Slocum Michael (President, Commercial Banking) | Sale | 19,988 | 115.23 | 2,303,217 |
| 2021-02-04 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 1,099 | 112.66 | 123,813 |
| 2021-01-06 | Alexander Robert M. (Chief Information Officer) | Sale | 30,645 | 104.00 | 3,187,080 |
| 2021-01-06 | Alexander Robert M. (Chief Information Officer) | Option Ex | 30,645 | 56.32 | 1,725,926 |
| 2021-01-05 | Alexander Robert M. (Chief Information Officer) | Sale | 8,767 | 100.00 | 876,700 |
| 2020-12-30 | Alexander Robert M. (Chief Information Officer) | Sale | 5,671 | 97.02 | 550,200 |
| 2020-12-21 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Sale | 32,603 | 95.00 | 3,097,285 |
| 2020-12-21 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Option Ex | 32,603 | 56.32 | 1,836,200 |
| 2020-12-21 | Alexander Robert M. (Chief Information Officer) | Sale | 8,185 | 96.00 | 785,760 |
| 2020-12-14 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Sale | 39,456 | 92.07 | 3,632,713 |
| 2020-12-14 | Alexander Robert M. (Chief Information Officer) | Sale | 5,534 | 93.46 | 517,207 |
| 2020-12-10 | Berson Jory A (Chief Human Resources Officer) | Sale | 67,929 | 93.95 | 6,382,133 |
| 2020-12-10 | Berson Jory A (Chief Human Resources Officer) | Option Ex | 56,482 | 67.34 | 3,803,780 |
| 2020-12-09 | Wassmer Michael J (President, U.S. Card) | Sale | 1,965 | 95.00 | 186,675 |
| 2020-11-13 | Fairbank Richard D (Chairman, CEO and President) | Sale | 31,050 | 85.74 | 2,662,227 |
| 2020-11-13 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 40,558 | 48.28 | 1,958,140 |
| 2020-11-12 | Fairbank Richard D (Chairman, CEO and President) | Sale | 31,205 | 83.69 | 2,611,702 |
| 2020-11-12 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 40,558 | 48.28 | 1,958,140 |
| 2020-11-11 | Fairbank Richard D (Chairman, CEO and President) | Sale | 30,940 | 85.67 | 2,650,722 |
| 2020-11-11 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 40,558 | 48.28 | 1,958,140 |
| 2020-11-10 | Fairbank Richard D (Chairman, CEO and President) | Sale | 30,560 | 87.79 | 2,682,862 |
| 2020-11-10 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 40,558 | 48.28 | 1,958,140 |
| 2020-11-09 | Alexander Robert M. (Chief Information Officer) | Sale | 50,003 | 87.75 | 4,387,763 |
| 2020-11-09 | Alexander Robert M. (Chief Information Officer) | Option Ex | 50,383 | 48.28 | 2,432,491 |
| 2020-11-09 | Fairbank Richard D (Chairman, CEO and President) | Sale | 30,345 | 88.47 | 2,684,713 |
| 2020-11-09 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 40,558 | 48.28 | 1,958,140 |
| 2020-11-06 | Fairbank Richard D (Chairman, CEO and President) | Sale | 31,910 | 78.72 | 2,511,859 |
| 2020-11-06 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 40,558 | 48.28 | 1,958,140 |
| 2020-11-05 | Fairbank Richard D (Chairman, CEO and President) | Sale | 32,255 | 77.70 | 2,506,310 |
| 2020-11-05 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 40,558 | 48.28 | 1,958,140 |
| 2020-11-04 | Fairbank Richard D (Chairman, CEO and President) | Sale | 32,490 | 75.42 | 2,450,395 |
| 2020-11-04 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 40,558 | 48.28 | 1,958,140 |
| 2020-11-03 | Fairbank Richard D (Chairman, CEO and President) | Sale | 32,060 | 77.94 | 2,498,756 |
| 2020-11-03 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 40,558 | 48.28 | 1,958,140 |
| 2020-11-02 | Fairbank Richard D (Chairman, CEO and President) | Sale | 32,728 | 75.00 | 2,454,763 |
| 2020-11-02 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 40,558 | 48.28 | 1,958,140 |
| 2020-10-30 | Fairbank Richard D (Chairman, CEO and President) | Sale | 33,217 | 72.26 | 2,400,260 |
| 2020-10-30 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 40,558 | 48.28 | 1,958,140 |
| 2020-10-29 | Fairbank Richard D (Chairman, CEO and President) | Sale | 33,275 | 72.29 | 2,405,349 |
| 2020-10-29 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 40,557 | 48.28 | 1,958,091 |
| 2020-10-28 | Fairbank Richard D (Chairman, CEO and President) | Sale | 33,155 | 72.81 | 2,414,115 |
| 2020-10-28 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 40,557 | 48.28 | 1,958,091 |
| 2020-10-27 | Fairbank Richard D (Chairman, CEO and President) | Sale | 32,796 | 74.48 | 2,442,810 |
| 2020-10-27 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 40,557 | 48.28 | 1,958,091 |
| 2020-10-26 | Fairbank Richard D (Chairman, CEO and President) | Sale | 32,615 | 75.81 | 2,472,445 |
| 2020-10-26 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 40,557 | 48.28 | 1,958,091 |
| 2020-10-05 | Wassmer Michael J (President, U.S. Card) | Sale | 13,784 | 78.00 | 1,075,152 |
| 2020-10-05 | Wassmer Michael J (President, U.S. Card) | Option Ex | 13,784 | 48.28 | 665,491 |
| 2020-08-14 | Golden Timothy P (Controller) | Sale | 5,724 | 69.11 | 395,585 |
| 2020-06-05 | Warner Bradford H | Sale | 8,410 | 85.00 | 714,850 |
| 2020-06-05 | Warner Bradford H | Option Ex | 8,410 | 54.07 | 454,728 |
| 2020-05-14 | Golden Timothy P (Controller) | Sale | 3,334 | 57.63 | 192,138 |
| 2020-03-19 | Santos Kleber (Pres., Retail & Direct Banking) | Sale | 2,263 | 43.08 | 97,490 |
| 2020-02-28 | Cooper Matthew W (General Counsel) | Sale | 15,231 | 86.21 | 1,313,018 |
| 2020-02-21 | Blackley Richard Scott (Chief Financial Officer) | Sale | 14,817 | 102.51 | 1,518,890 |
| 2020-02-20 | Santos Kleber (Pres., Retail & Direct Banking) | Sale | 2,206 | 101.25 | 223,357 |
| 2020-02-15 | Hall Sheldon (Chief Risk Officer) | Option Ex | 2,340 | .00 | 0 |
| 2020-02-15 | Cooper Matthew W (General Counsel) | Option Ex | 2,913 | .00 | 0 |
| 2020-02-15 | Santos Kleber (Pres., Retail & Direct Banking) | Option Ex | 2,622 | .00 | 0 |
| 2020-02-15 | Newkirk Christopher T (Pres,Small Bus, Intl & Walmart) | Option Ex | 2,632 | .00 | 0 |
| 2020-02-15 | Wassmer Michael J (President, U.S. Card) | Option Ex | 4,431 | .00 | 0 |
| 2020-02-15 | Borgmann Kevin S. (Senior Advisor to the CEO) | Option Ex | 4,765 | .00 | 0 |
| 2020-02-15 | Slocum Michael (President, Commercial Banking) | Option Ex | 4,610 | .00 | 0 |
| 2020-02-15 | Blackley Richard Scott (Chief Financial Officer) | Option Ex | 4,096 | .00 | 0 |
| 2020-02-15 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Option Ex | 5,057 | .00 | 0 |
| 2020-02-15 | Sanjiv Yajnik (President, Financial Services) | Option Ex | 5,014 | .00 | 0 |
| 2020-02-15 | Alexander Robert M. (Chief Information Officer) | Option Ex | 4,314 | .00 | 0 |
| 2020-02-15 | Berson Jory A (Chief Human Resources Officer) | Option Ex | 4,264 | .00 | 0 |
| 2020-02-15 | Finneran John G Jr (Senior Advisor and Corp Secy) | Option Ex | 5,251 | .00 | 0 |
| 2020-02-15 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 20,057 | .00 | 0 |
| 2020-01-30 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 1,099 | 102.17 | 112,284 |
| 2020-01-23 | Fairbank Richard D (Chairman, CEO and President) | Option Ex | 559,333 | 36.55 | 20,443,621 |
| 2020-01-22 | Sanjiv Yajnik (President, Financial Services) | Sale | 13,925 | 107.01 | 1,490,114 |
| 2019-12-20 | Warner Bradford H | Sale | 8,113 | 104.36 | 846,672 |
| 2019-12-20 | Warner Bradford H | Option Ex | 8,113 | 53.03 | 430,232 |
| 2019-12-16 | Sanjiv Yajnik (President, Financial Services) | Sale | 57,616 | 105.00 | 6,049,680 |
| 2019-12-16 | Sanjiv Yajnik (President, Financial Services) | Option Ex | 57,616 | 72.96 | 4,203,663 |
| 2019-12-06 | Slocum Michael (President, Commercial Banking) | Sale | 20,844 | 101.06 | 2,106,494 |
| 2019-12-02 | Berson Jory A (Chief Human Resources Officer) | Sale | 42,764 | 100.10 | 4,280,676 |
| 2019-12-02 | Berson Jory A (Chief Human Resources Officer) | Option Ex | 34,110 | 56.32 | 1,921,075 |
| 2019-11-29 | Newkirk Christopher T (Pres,Intl, Small Bus & Walmart) | Sale | 5,975 | 99.85 | 596,603 |
| 2019-11-29 | Borgmann Kevin S. (Senior Advisor to the CEO) | Sale | 78,695 | 99.92 | 7,863,204 |
| 2019-11-29 | Borgmann Kevin S. (Senior Advisor to the CEO) | Option Ex | 62,754 | 69.88 | 4,385,437 |
| 2019-11-22 | Finneran John G Jr (Senior Advisor and Corp Secy) | Sale | 3,607 | 98.02 | 353,558 |
| 2019-11-18 | Finneran John G Jr (Senior Advisor and Corp Secy) | Sale | 7,213 | 97.16 | 700,815 |
| 2019-11-08 | Shattuck Mayo A Iii | Sale | 7,070 | 96.57 | 682,749 |
| 2019-11-08 | Shattuck Mayo A Iii | Option Ex | 7,070 | 44.87 | 317,230 |
| 2019-11-07 | Finneran John G Jr (Senior Advisor and Corp Secy) | Sale | 10,818 | 98.23 | 1,062,652 |
| 2019-11-05 | Finneran John G Jr (Senior Advisor and Corp Secy) | Sale | 29,561 | 96.94 | 2,865,643 |
| 2019-11-05 | Finneran John G Jr (Senior Advisor and Corp Secy) | Option Ex | 22,679 | 45.75 | 1,037,564 |
| 2019-11-04 | Finneran John G Jr (Senior Advisor and Corp Secy) | Sale | 27,378 | 95.91 | 2,625,823 |
Insider trading activities including stock purchases, stock sales, and option exercises
of COF listed in the above tables cannot be completely guaranteed as to their accuracy.
For more insider trading information of Capital One Financial Corp (symbol COF,
CIK number 927628) see
the Securities and Exchange Commission (SEC) website.