Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Ladenburg Thalmann Financial Services Inc. (LTS) since 2014 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Ladenburg Thalmann Financial Services Inc.. Table 2 shows the detailed insider transactions. This company's CIK number is 1029730.
Total stock buying since 2014: $9,560,029.
Total stock sales since 2014: $128,507,332.
Total stock option exercises since 2014: $35,507,553.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2020 | 0 | $0 | 24,105 | $604,802 | 100,000 | $90,000 |
| 2019 | 243,002 | $783,036 | 0 | $0 | 2,060,000 | $1,794,499 |
| 2018 | 219,000 | $652,417 | 50,992,000 | $127,570,594 | 2,635,000 | $4,296,700 |
| 2017 | 150,000 | $362,260 | 0 | $0 | 4,800,000 | $10,260,000 |
| 2016 | 114,586 | $247,617 | 0 | $0 | 12,641,500 | $18,787,704 |
| 2015 | 291,987 | $919,515 | 12,408 | $293,870 | 260,000 | $142,800 |
| 2014 | 1,249,181 | $6,595,184 | 1,592 | $38,066 | 145,000 | $135,850 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2020-02 | 0 | $0 | 24,105 | $604,802 | 0 | $0 |
| 2020-01 | 0 | $0 | 0 | $0 | 100,000 | $90,000 |
| 2019-06 | 10,000 | $31,330 | 0 | $0 | 20,000 | $14,600 |
| 2019-05 | 115,100 | $378,474 | 0 | $0 | 2,040,000 | $1,779,899 |
| 2019-04 | 107,902 | $349,062 | 0 | $0 | 0 | $0 |
| 2019-01 | 10,000 | $24,170 | 0 | $0 | 0 | $0 |
| 2018-12 | 0 | $0 | 50,900,000 | $127,250,000 | 0 | $0 |
| 2018-11 | 5,000 | $13,420 | 0 | $0 | 0 | $0 |
| 2018-10 | 39,000 | $99,687 | 0 | $0 | 1,650,000 | $2,607,000 |
| 2018-09 | 50,000 | $126,450 | 0 | $0 | 600,000 | $948,000 |
| 2018-08 | 15,000 | $48,020 | 50,000 | $161,650 | 0 | $0 |
| 2018-07 | 5,000 | $17,010 | 0 | $0 | 0 | $0 |
| 2018-06 | 35,000 | $122,425 | 0 | $0 | 0 | $0 |
| 2018-05 | 0 | $0 | 42,000 | $158,944 | 235,000 | $396,700 |
| 2018-04 | 40,000 | $127,465 | 0 | $0 | 0 | $0 |
| 2018-03 | 30,000 | $97,940 | 0 | $0 | 150,000 | $345,000 |
| 2017-10 | 0 | $0 | 0 | $0 | 2,000,000 | $3,820,000 |
| 2017-07 | 0 | $0 | 0 | $0 | 1,500,000 | $3,450,000 |
| 2017-06 | 100,000 | $247,500 | 0 | $0 | 1,300,000 | $2,990,000 |
| 2017-05 | 15,000 | $33,130 | 0 | $0 | 0 | $0 |
| 2017-03 | 35,000 | $81,630 | 0 | $0 | 0 | $0 |
| 2016-11 | 35,000 | $67,230 | 0 | $0 | 0 | $0 |
| 2016-10 | 0 | $0 | 0 | $0 | 9,080,000 | $15,231,196 |
| 2016-08 | 10,000 | $22,680 | 0 | $0 | 20,000 | $27,799 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2020-02-18 | Kaufman Brett (Senior Vice President and CFO) | Sale | 205 | 25.00 | 5,125 |
| 2020-02-12 | Giovanniello Joseph | Sale | 2,000 | 25.11 | 50,220 |
| 2020-02-12 | Malamed Adam Scott | Sale | 3,900 | 25.10 | 97,897 |
| 2020-02-12 | Simkin Jacqueline M | Sale | 8,000 | 25.08 | 200,664 |
| 2020-02-12 | Genson Brian S | Sale | 2,000 | 25.08 | 50,160 |
| 2020-02-12 | Zeitchick Mark | Sale | 4,000 | 25.07 | 100,280 |
| 2020-02-12 | Lampen Richard | Sale | 4,000 | 25.11 | 100,456 |
| 2020-01-07 | Giovanniello Joseph (Senior Vice President) | Option Ex | 50,000 | .90 | 45,000 |
| 2020-01-07 | Kaufman Brett (Senior Vice President and CFO) | Option Ex | 50,000 | .90 | 45,000 |
| 2019-06-17 | Krasno Richard M (Director) | Option Ex | 20,000 | .73 | 14,600 |
| 2019-06-03 | Lampen Richard (CEO, President & Chairman) | Buy | 10,000 | 3.13 | 31,330 |
| 2019-05-31 | Malamed Adam Scott (Executive VP and COO) | Buy | 10,000 | 3.20 | 32,010 |
| 2019-05-31 | Lampen Richard (CEO, President & Chairman) | Buy | 10,000 | 3.23 | 32,300 |
| 2019-05-30 | Lampen Richard (CEO, President & Chairman) | Buy | 10,000 | 3.37 | 33,670 |
| 2019-05-23 | Lampen Richard (CEO, President & Chairman) | Buy | 10,000 | 3.34 | 33,400 |
| 2019-05-22 | Malamed Adam Scott (Executive VP and COO) | Buy | 10,000 | 3.35 | 33,460 |
| 2019-05-22 | Lampen Richard (CEO, President & Chairman) | Buy | 10,000 | 3.35 | 33,520 |
| 2019-05-17 | Malamed Adam Scott (Executive VP and COO) | Option Ex | 200,000 | .90 | 180,000 |
| 2019-05-17 | Zeitchick Mark (Executive Vice President) | Option Ex | 600,000 | .90 | 540,000 |
| 2019-05-17 | Lorber Howard M (Director) | Option Ex | 620,000 | .81 | 505,299 |
| 2019-05-17 | Lampen Richard (CEO, President & Chairman) | Option Ex | 600,000 | .90 | 540,000 |
| 2019-05-16 | Liebowitz Michael (Director) | Buy | 25,000 | 3.27 | 81,750 |
| 2019-05-16 | Genson Brian S (Director) | Option Ex | 20,000 | .73 | 14,600 |
| 2019-05-16 | Lampen Richard (CEO, President & Chairman) | Buy | 10,000 | 3.31 | 33,140 |
| 2019-05-14 | Liebowitz Michael (Director) | Buy | 20,100 | 3.25 | 65,224 |
| 2019-04-15 | Malamed Adam Scott (Executive VP and COO) | Buy | 15,000 | 3.48 | 52,125 |
| 2019-04-15 | Lampen Richard (CEO, President & Chairman) | Buy | 10,000 | 3.43 | 34,300 |
| 2019-04-12 | Malamed Adam Scott (Executive VP and COO) | Buy | 10,000 | 3.46 | 34,600 |
| 2019-04-11 | Zeitchick Mark (Executive Vice President) | Buy | 10,000 | 3.38 | 33,750 |
| 2019-04-10 | Liebowitz Michael (Director) | Buy | 12,902 | 3.23 | 41,712 |
| 2019-04-10 | Lampen Richard (CEO, President & Chairman) | Buy | 20,000 | 3.24 | 64,740 |
| 2019-04-05 | Liebowitz Michael (Director) | Buy | 10,000 | 2.92 | 29,200 |
| 2019-04-05 | Davis Glenn C (Director) | Buy | 5,000 | 2.93 | 14,640 |
| 2019-04-05 | Malamed Adam Scott (Executive VP and COO) | Buy | 15,000 | 2.93 | 43,995 |
| 2019-01-03 | Malamed Adam Scott (Executive VP and COO) | Buy | 5,000 | 2.46 | 12,295 |
| 2019-01-02 | Malamed Adam Scott (Executive VP and COO) | Buy | 5,000 | 2.38 | 11,875 |
| 2018-12-24 | Frost Nevada Investments Trust (Other) | Sale | 50,900,000 | 2.50 | 127,250,000 |
| 2018-11-15 | Lampen Richard (CEO, President & Chairman) | Buy | 5,000 | 2.68 | 13,420 |
| 2018-10-17 | Malamed Adam Scott (Executive VP and COO) | Option Ex | 150,000 | 1.58 | 237,000 |
| 2018-10-17 | Zeitchick Mark (Executive Vice President) | Option Ex | 600,000 | 1.58 | 948,000 |
| 2018-10-17 | Lampen Richard (CEO, President & Chairman) | Option Ex | 600,000 | 1.58 | 948,000 |
| 2018-10-15 | Giovanniello Joseph (Senior Vice President) | Buy | 4,000 | 2.55 | 10,192 |
| 2018-10-15 | Lorber Howard M (Director) | Option Ex | 300,000 | 1.58 | 474,000 |
| 2018-10-12 | Lampen Richard (CEO, President & Chairman) | Buy | 10,000 | 2.54 | 25,390 |
| 2018-10-08 | Zeitchick Mark (Executive Vice President) | Buy | 15,000 | 2.61 | 39,105 |
| 2018-10-02 | Malamed Adam Scott (Executive VP and COO) | Buy | 10,000 | 2.50 | 25,000 |
| 2018-09-24 | Frost Nevada Investments Trust (10% Owner) | Option Ex | 600,000 | 1.58 | 948,000 |
| 2018-09-21 | Lampen Richard (CEO, President & Chairman) | Buy | 50,000 | 2.53 | 126,450 |
| 2018-08-17 | Malamed Adam Scott (Executive VP and COO) | Buy | 5,000 | 3.20 | 16,020 |
| 2018-08-17 | Gilinski Saul (Director) | Sale | 50,000 | 3.23 | 161,650 |
| 2018-08-17 | Zeitchick Mark (Executive Vice President) | Buy | 5,000 | 3.20 | 16,000 |
| 2018-08-17 | Lampen Richard (President and CEO) | Buy | 5,000 | 3.20 | 16,000 |
| 2018-07-02 | Lampen Richard (President and CEO) | Buy | 5,000 | 3.40 | 17,010 |
| 2018-06-29 | Lampen Richard (President and CEO) | Buy | 5,000 | 3.43 | 17,145 |
| 2018-06-28 | Lampen Richard (President and CEO) | Buy | 10,000 | 3.50 | 35,020 |
| 2018-06-27 | Malamed Adam Scott (Executive VP and COO) | Buy | 5,000 | 3.44 | 17,220 |
| 2018-06-27 | Zeitchick Mark (Executive Vice President) | Buy | 5,000 | 3.47 | 17,350 |
| 2018-06-27 | Lampen Richard (President and CEO) | Buy | 5,000 | 3.57 | 17,850 |
| 2018-06-25 | Lampen Richard (President and CEO) | Buy | 5,000 | 3.57 | 17,840 |
| 2018-05-24 | Genson Brian S (Director) | Option Ex | 20,000 | 1.88 | 37,600 |
| 2018-05-23 | Podell Jeffrey (Director) | Option Ex | 20,000 | 1.88 | 37,600 |
| 2018-05-22 | Giovanniello Joseph (Senior Vice President) | Option Ex | 15,000 | 2.30 | 34,500 |
| 2018-05-22 | Frost Nevada Investments Trust (10% Owner) | Option Ex | 20,000 | 1.88 | 37,600 |
| 2018-05-22 | Krasno Richard M (Director) | Option Ex | 20,000 | 1.88 | 37,600 |
| 2018-05-18 | Beinstein Henry C (Director) | Option Ex | 20,000 | 1.88 | 37,600 |
| 2018-05-18 | Lorber Howard M (Director) | Option Ex | 20,000 | 1.88 | 37,600 |
| 2018-05-15 | Gilinski Saul (Director) | Sale | 6,400 | 3.73 | 23,904 |
| 2018-05-14 | Gilinski Saul (Director) | Sale | 15,600 | 3.81 | 59,420 |
| 2018-05-14 | Gilinski Saul (Director) | Option Ex | 100,000 | 1.37 | 136,600 |
| 2018-05-11 | Gilinski Saul (Director) | Sale | 20,000 | 3.78 | 75,620 |
| 2018-04-13 | Malamed Adam Scott (Executive VP and COO) | Buy | 5,000 | 3.28 | 16,400 |
| 2018-04-13 | Zeitchick Mark (Executive Vice President) | Buy | 5,000 | 3.30 | 16,485 |
| 2018-04-13 | Lampen Richard (President and CEO) | Buy | 5,000 | 3.30 | 16,510 |
| 2018-04-12 | Lampen Richard (President and CEO) | Buy | 5,000 | 3.20 | 15,980 |
| 2018-04-06 | Lampen Richard (President and CEO) | Buy | 5,000 | 3.10 | 15,500 |
| 2018-04-02 | Krasno Richard M (Director) | Buy | 5,000 | 3.10 | 15,515 |
| 2018-04-02 | Zeitchick Mark (Executive Vice President) | Buy | 5,000 | 3.12 | 15,600 |
| 2018-04-02 | Lampen Richard (President and CEO) | Buy | 5,000 | 3.10 | 15,475 |
| 2018-03-29 | Lampen Richard (President and CEO) | Buy | 10,000 | 3.30 | 32,960 |
| 2018-03-28 | Lampen Richard (President and CEO) | Buy | 20,000 | 3.25 | 64,980 |
| 2018-03-20 | Kaufman Brett (Senior Vice President and CFO) | Option Ex | 150,000 | 2.30 | 345,000 |
| 2017-10-17 | Frost Nevada Investments Trust (10% Owner) | Option Ex | 2,000,000 | 1.91 | 3,820,000 |
| 2017-07-20 | Zeitchick Mark (Executive Vice President) | Option Ex | 600,000 | 2.30 | 1,380,000 |
| 2017-07-20 | Lorber Howard M (Director) | Option Ex | 300,000 | 2.30 | 690,000 |
| 2017-07-20 | Lampen Richard (President and CEO) | Option Ex | 600,000 | 2.30 | 1,380,000 |
| 2017-06-30 | Frost Nevada Investments Trust (10% Owner) | Option Ex | 1,200,000 | 2.30 | 2,760,000 |
| 2017-06-29 | Frost Nevada Investments Trust (10% Owner) | Buy | 100,000 | 2.48 | 247,500 |
| 2017-06-28 | Frost Nevada Investments Trust (10% Owner) | Option Ex | 20,000 | 2.30 | 46,000 |
| 2017-06-28 | Podell Jeffrey (Director) | Option Ex | 20,000 | 2.30 | 46,000 |
| 2017-06-27 | Lampen Richard (President and CEO) | Option Ex | 20,000 | 2.30 | 46,000 |
| 2017-06-26 | Lorber Howard M (Director) | Option Ex | 20,000 | 2.30 | 46,000 |
| 2017-06-07 | Beinstein Henry C (Director) | Option Ex | 20,000 | 2.30 | 46,000 |
| 2017-05-23 | Zeitchick Mark (Executive Vice President) | Buy | 5,000 | 2.25 | 11,245 |
| 2017-05-22 | Lampen Richard (President and CEO) | Buy | 5,000 | 2.23 | 11,135 |
| 2017-05-19 | Malamed Adam Scott (Executive VP and COO) | Buy | 5,000 | 2.15 | 10,750 |
| 2017-03-22 | Malamed Adam Scott (Executive VP and COO) | Buy | 5,000 | 2.20 | 11,000 |
| 2017-03-20 | Malamed Adam Scott (Executive VP and COO) | Buy | 5,000 | 2.38 | 11,900 |
| 2017-03-17 | Malamed Adam Scott (Executive VP and COO) | Buy | 5,000 | 2.36 | 11,790 |
| 2017-03-17 | Zeitchick Mark (Executive Vice President) | Buy | 10,000 | 2.36 | 23,600 |
| 2017-03-17 | Lampen Richard (President and CEO) | Buy | 10,000 | 2.33 | 23,340 |
| 2016-11-09 | Frost Nevada Investments Trust (10% Owner) | Buy | 25,000 | 1.95 | 48,650 |
| 2016-11-09 | Lampen Richard (President and CEO) | Buy | 10,000 | 1.86 | 18,580 |
| 2016-10-28 | Lorber Howard M (Director) | Option Ex | 20,000 | 1.39 | 27,799 |
| 2016-10-27 | Podell Jeffrey (Director) | Option Ex | 20,000 | 1.39 | 27,799 |
| 2016-10-26 | Frost Nevada Investments Trust (10% Owner) | Option Ex | 9,000,000 | 1.68 | 15,120,000 |
| 2016-10-26 | Krasno Richard M (Director) | Option Ex | 20,000 | 1.39 | 27,799 |
| 2016-10-17 | Genson Brian S (Director) | Option Ex | 20,000 | 1.39 | 27,799 |
| 2016-08-30 | Lampen Richard (President and CEO) | Option Ex | 20,000 | 1.39 | 27,799 |
| 2016-08-29 | Malamed Adam Scott (Chief Operating Officer) | Buy | 5,000 | 2.25 | 11,255 |
| 2016-08-16 | Lampen Richard (President and CEO) | Buy | 5,000 | 2.29 | 11,425 |
| 2016-07-05 | Malamed Adam Scott (Chief Operating Officer) | Option Ex | 500,000 | 1.05 | 525,000 |
| 2016-06-30 | Giovanniello Joseph (Senior Vice President) | Buy | 2,008 | 2.24 | 4,501 |
| 2016-06-29 | Malamed Adam Scott (Chief Operating Officer) | Option Ex | 301,500 | .94 | 283,410 |
| 2016-06-29 | Zeitchick Mark (Executive Vice President) | Option Ex | 600,000 | .88 | 528,000 |
| 2016-06-29 | Lorber Howard M (Director) | Option Ex | 300,000 | .88 | 264,000 |
| 2016-06-27 | Lampen Richard (President and CEO) | Option Ex | 600,000 | .88 | 528,000 |
| 2016-03-31 | Giovanniello Joseph (Senior Vice President) | Buy | 7,578 | 2.38 | 17,997 |
| 2016-03-23 | Beinstein Henry C (Director) | Option Ex | 20,000 | 1.39 | 27,799 |
| 2016-02-04 | Frost Nevada Investments Trust (10% Owner) | Option Ex | 1,220,000 | 1.12 | 1,372,500 |
| 2016-01-15 | Frost Nevada Investments Trust (10% Owner) | Buy | 10,000 | 2.12 | 21,150 |
| 2016-01-14 | Malamed Adam Scott (Chief Operating Officer) | Buy | 5,000 | 2.21 | 11,070 |
| 2016-01-14 | Simkin Jacqueline M (Director) | Buy | 10,000 | 2.26 | 22,559 |
| 2016-01-14 | Krasno Richard M (Director) | Buy | 5,000 | 2.22 | 11,100 |
| 2016-01-14 | Zeitchick Mark (Executive Vice President) | Buy | 5,000 | 2.24 | 11,195 |
| 2016-01-14 | Lampen Richard (President and CEO) | Buy | 5,000 | 2.25 | 11,225 |
| 2016-01-13 | Frost Nevada Investments Trust (10% Owner) | Buy | 10,000 | 2.25 | 22,510 |
| 2016-01-08 | Frost Nevada Investments Trust (10% Owner) | Buy | 10,000 | 2.44 | 24,400 |
| 2015-12-31 | Giovanniello Joseph (Senior Vice President) | Buy | 428 | 2.62 | 1,122 |
| 2015-09-30 | Giovanniello Joseph (Senior Vice President) | Buy | 3,554 | 2.00 | 7,125 |
| 2015-09-28 | Kaufman Brett (Senior Vice President and CFO) | Buy | 5,000 | 1.90 | 9,500 |
| 2015-09-28 | Lampen Richard (President and CEO) | Buy | 10,000 | 2.12 | 21,200 |
| 2015-09-24 | Lampen Richard (President and CEO) | Buy | 5,000 | 2.25 | 11,250 |
| 2015-09-22 | Lampen Richard (President and CEO) | Buy | 5,000 | 2.28 | 11,399 |
| 2015-09-18 | Giovanniello Joseph (Senior Vice President) | Buy | 1,000 | 2.39 | 2,390 |
| 2015-09-11 | Gilinski Saul (Director) | Sale | 1,700 | 23.84 | 40,529 |
| 2015-09-10 | Gilinski Saul (Director) | Sale | 3,700 | 23.65 | 87,490 |
| 2015-09-09 | Gilinski Saul (Director) | Sale | 7,008 | 23.67 | 165,851 |
| 2015-08-28 | Malamed Adam Scott (Chief Operating Officer) | Buy | 5,000 | 2.57 | 12,860 |
| 2015-08-27 | Frost Nevada Investments Trust (10% Owner) | Buy | 5,000 | 2.51 | 12,565 |
| 2015-08-24 | Frost Nevada Investments Trust (10% Owner) | Buy | 10,000 | 2.46 | 24,550 |
| 2015-08-24 | Lampen Richard (President and CEO) | Buy | 5,200 | 12.07 | 62,753 |
| 2015-08-21 | Simkin Jacqueline M (Director) | Buy | 5,000 | 2.52 | 12,600 |
| 2015-08-19 | Frost Nevada Investments Trust (10% Owner) | Buy | 10,000 | 2.69 | 26,910 |
| 2015-08-14 | Simkin Jacqueline M (Director) | Buy | 3,000 | 2.62 | 7,860 |
| 2015-08-14 | Zeitchick Mark (Executive Vice President) | Option Ex | 150,000 | .58 | 87,000 |
| 2015-08-14 | Lampen Richard (President and CEO) | Buy | 5,000 | 2.62 | 13,090 |
| 2015-08-13 | Frost Nevada Investments Trust (10% Owner) | Buy | 7,500 | 2.64 | 19,800 |
| 2015-08-13 | Simkin Jacqueline M (Director) | Buy | 5,000 | 2.62 | 13,100 |
| 2015-08-12 | Frost Nevada Investments Trust (10% Owner) | Buy | 10,000 | 2.70 | 27,000 |
| 2015-08-12 | Simkin Jacqueline M (Director) | Buy | 10,000 | 2.60 | 26,050 |
| 2015-08-12 | Lampen Richard (President and CEO) | Buy | 5,000 | 2.67 | 13,360 |
| 2015-08-10 | Frost Nevada Investments Trust (10% Owner) | Buy | 25,000 | 2.69 | 67,150 |
| 2015-08-07 | Frost Nevada Investments Trust (10% Owner) | Buy | 25,000 | 2.67 | 66,650 |
| 2015-07-07 | Lampen Richard (President and CEO) | Buy | 5,000 | 3.37 | 16,860 |
| 2015-07-02 | Lampen Richard (President and CEO) | Buy | 5,000 | 3.46 | 17,300 |
| 2015-07-01 | Frost Nevada Investments Trust (10% Owner) | Buy | 10,000 | 3.43 | 34,270 |
| 2015-06-30 | Giovanniello Joseph (Senior Vice President) | Buy | 828 | 3.33 | 2,753 |
| 2015-06-09 | Lampen Richard (President and CEO) | Buy | 5,000 | 3.61 | 18,035 |
| 2015-06-04 | Malamed Adam Scott (Chief Operating Officer) | Buy | 5,000 | 3.55 | 17,770 |
| 2015-05-11 | Frost Nevada Investments Trust (10% Owner) | Buy | 20,000 | 3.40 | 68,040 |
| 2015-05-11 | Simkin Jacqueline M (Director) | Buy | 15,000 | 3.39 | 50,835 |
| 2015-04-14 | Giovanniello Joseph (Senior Vice President) | Buy | 2,000 | 3.73 | 7,468 |
| 2015-04-10 | Simkin Jacqueline M (Director) | Buy | 10,000 | 3.56 | 35,650 |
| 2015-04-09 | Simkin Jacqueline M (Director) | Buy | 30,000 | 3.63 | 108,900 |
| 2015-03-31 | Giovanniello Joseph (Senior Vice President) | Buy | 3,477 | 3.67 | 12,750 |
| 2015-01-29 | Giovanniello Joseph (Senior Vice President) | Option Ex | 30,000 | .58 | 17,400 |
| 2015-01-12 | Podell Jeffrey (Director) | Option Ex | 20,000 | .48 | 9,600 |
| 2015-01-09 | Frost Nevada Investments Trust (10% Owner) | Buy | 10,000 | 3.92 | 39,150 |
| 2015-01-06 | Frost Nevada Investments Trust (10% Owner) | Option Ex | 20,000 | .48 | 9,600 |
| 2015-01-06 | Genson Brian S (Director) | Option Ex | 20,000 | .48 | 9,600 |
| 2015-01-06 | Lorber Howard M (Director) | Option Ex | 20,000 | .48 | 9,600 |
| 2015-01-02 | Simkin Jacqueline M (Director) | Buy | 5,000 | 3.89 | 19,450 |
| 2014-12-31 | Giovanniello Joseph (Senior Vice President) | Buy | 1,666 | 3.85 | 6,415 |
| 2014-12-31 | Frost Nevada Investments Trust (10% Owner) | Buy | 100,000 | 4.09 | 408,600 |
| 2014-12-30 | Simkin Jacqueline M (Director) | Buy | 10,000 | 3.89 | 38,890 |
| 2014-12-23 | Gilinski Saul (Director) | Buy | 10,000 | 4.00 | 40,000 |
| 2014-12-23 | Gilinski Saul (Director) | Sale | 100 | 24.05 | 2,405 |
| 2014-12-22 | Gilinski Saul (Director) | Sale | 1,492 | 23.90 | 35,661 |
| 2014-12-19 | Gilinski Saul (Director) | Buy | 50,000 | 4.19 | 209,350 |
| 2014-12-18 | Gilinski Saul (Director) | Buy | 5,000 | 4.13 | 20,650 |
| 2014-12-17 | Gilinski Saul (Director) | Buy | 17,100 | 3.97 | 67,904 |
| 2014-12-15 | Gilinski Saul (Director) | Buy | 30,000 | 3.84 | 115,260 |
| 2014-12-11 | Malamed Adam Scott (Chief Operating Officer) | Buy | 5,000 | 3.71 | 18,550 |
| 2014-12-11 | Frost Nevada Investments Trust (10% Owner) | Buy | 150,000 | 3.81 | 570,750 |
| 2014-12-11 | Simkin Jacqueline M (Director) | Buy | 10,000 | 3.79 | 37,860 |
| 2014-12-11 | Gilinski Saul (Director) | Buy | 16,686 | 3.72 | 62,088 |
| 2014-12-11 | Zeitchick Mark (Executive Vice President) | Buy | 5,000 | 3.77 | 18,850 |
| 2014-12-11 | Lampen Richard (President and CEO) | Buy | 5,000 | 3.71 | 18,575 |
| 2014-12-11 | Rosenstock Richard J (Director) | Buy | 5,000 | 3.73 | 18,630 |
| 2014-12-08 | Frost Nevada Investments Trust (10% Owner) | Buy | 15,000 | 3.49 | 52,350 |
| 2014-12-01 | Kaufman Brett (Senior Vice President and CFO) | Buy | 2,000 | 3.30 | 6,600 |
| 2014-11-24 | Gilinski Saul (Director) | Buy | 5,000 | 3.45 | 17,250 |
| 2014-11-24 | Lampen Richard (President and CEO) | Option Ex | 20,000 | .48 | 9,600 |
| 2014-09-30 | Giovanniello Joseph (Senior Vice President) | Buy | 1,117 | 4.03 | 4,499 |
| 2014-09-11 | Frost Nevada Investments Trust (10% Owner) | Buy | 10,000 | 22.91 | 229,100 |
| 2014-09-09 | Frost Nevada Investments Trust (10% Owner) | Buy | 40,000 | 23.04 | 921,600 |
| 2014-09-08 | Frost Nevada Investments Trust (10% Owner) | Buy | 60,000 | 23.05 | 1,383,000 |
| 2014-08-21 | Simkin Jacqueline M (Director) | Buy | 5,000 | 3.57 | 17,835 |
| 2014-07-15 | Frost Nevada Investments Trust (10% Owner) | Buy | 50,000 | 3.64 | 181,900 |
| 2014-07-15 | Gilinski Saul (Director) | Buy | 10,000 | 3.55 | 35,500 |
| 2014-07-09 | Gilinski Saul (Director) | Buy | 30,000 | 3.79 | 113,550 |
| 2014-07-08 | Gilinski Saul (Director) | Buy | 10,000 | 3.77 | 37,700 |
| 2014-07-07 | Frost Nevada Investments Trust (10% Owner) | Buy | 100,000 | 3.50 | 349,500 |
| 2014-07-07 | Gilinski Saul (Director) | Buy | 40,000 | 3.53 | 141,320 |
| 2014-07-03 | Gilinski Saul (Director) | Buy | 10,000 | 3.48 | 34,850 |
| 2014-07-02 | Frost Nevada Investments Trust (10% Owner) | Buy | 100,000 | 3.46 | 346,100 |
| 2014-07-02 | Gilinski Saul (Director) | Buy | 80,085 | 3.42 | 274,130 |
| 2014-07-01 | Frost Nevada Investments Trust (10% Owner) | Buy | 100,000 | 3.26 | 326,000 |
| 2014-06-30 | Giovanniello Joseph (Senior Vice President) | Buy | 835 | 2.99 | 2,496 |
| 2014-06-30 | Gilinski Saul (Director) | Buy | 60,000 | 3.13 | 188,100 |
| 2014-06-25 | Simkin Jacqueline M (Director) | Buy | 15,303 | 2.96 | 45,373 |
| 2014-06-17 | Gilinski Saul (Director) | Buy | 4,544 | 2.83 | 12,836 |
| 2014-06-12 | Malamed Adam Scott (Chief Operating Officer) | Buy | 5,000 | 2.79 | 13,925 |
| 2014-06-09 | Gilinski Saul (Director) | Buy | 10,000 | 3.11 | 31,100 |
| 2014-06-05 | Gilinski Saul (Director) | Buy | 1,845 | 2.98 | 5,498 |
| 2014-06-03 | Gilinski Saul (Director) | Buy | 5,000 | 2.93 | 14,650 |
| 2014-05-21 | Zeitchick Mark (Executive Vice President) | Buy | 5,000 | 2.73 | 13,650 |
| 2014-05-21 | Lampen Richard (President and CEO) | Buy | 5,000 | 2.70 | 13,490 |
| 2014-05-21 | Rosenstock Richard J (Director) | Buy | 5,000 | 2.69 | 13,425 |
| 2014-05-20 | Malamed Adam Scott (Chief Operating Officer) | Buy | 5,000 | 2.67 | 13,350 |
| 2014-05-20 | Frost Nevada Investments Trust (10% Owner) | Buy | 15,000 | 2.65 | 39,780 |
| 2014-05-14 | Kaufman Brett (Senior Vice President and CFO) | Buy | 3,000 | 2.80 | 8,400 |
| 2014-05-12 | Zeitchick Mark (Executive Vice President) | Option Ex | 125,000 | 1.01 | 126,250 |
| 2014-05-09 | Malamed Adam Scott (Chief Operating Officer) | Buy | 5,000 | 2.70 | 13,485 |
| 2014-05-09 | Zeitchick Mark (Executive Vice President) | Buy | 5,000 | 2.70 | 13,500 |
| 2014-05-09 | Lampen Richard (President and CEO) | Buy | 5,000 | 2.70 | 13,485 |
| 2014-05-09 | Rosenstock Richard J (Director) | Buy | 5,000 | 2.70 | 13,485 |
Insider trading activities including stock purchases, stock sales, and option exercises of LTS listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Ladenburg Thalmann Financial Services Inc. (symbol LTS, CIK number 1029730) see the Securities and Exchange Commission (SEC) website.