Insider Trading History of Rosenstock Richard J

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) by Rosenstock Richard J since 2006. The trader's CIK number is 1044006. At the time of the last reporting, Rosenstock Richard J was the Director of Ladenburg Thalmann Financial Services Inc.. (stock ticker symbol LTS). Also see all insider trading activities at Ladenburg Thalmann Financial Services Inc..



Yearly summary of insider trading at Ladenburg Thalmann Financial Services Inc. (LTS) by Rosenstock Richard J

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2014 LTS 30,000 $88,640 0 $0 0 $0
2013 LTS 42,000 $115,418 0 $0 0 $0
2012 LTS 49,000 $70,685 0 $0 250,000 $220,000
2011 LTS 75,000 $99,874 0 $0 0 $0
2010 LTS 67,500 $68,499 0 $0 0 $0
2009 LTS 90,000 $53,499 0 $0 0 $0
2008 LTS 0 $0 1,500,000 $2,700,000 0 $0
2007 LTS 75,000 $111,917 0 $0 0 $0
2006 LTS 100,000 $45,000 0 $0 0 $0


Insider trading of Ladenburg Thalmann Financial Services Inc. (LTS) by Rosenstock Richard J

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2014-12-11 LTS Buy 5,000 3.73 18,630
2014-05-21 LTS Buy 5,000 2.69 13,425
2014-05-09 LTS Buy 5,000 2.70 13,485
2014-04-11 LTS Buy 5,000 2.68 13,400
2014-03-14 LTS Buy 5,000 2.99 14,935
2014-01-13 LTS Buy 5,000 2.95 14,765
2013-08-15 LTS Buy 20,000 1.67 33,400
2013-05-24 LTS Buy 2,000 25.00 50,000
2013-04-15 LTS Buy 5,000 1.44 7,200
2013-04-04 LTS Buy 5,000 1.60 8,000
2013-03-20 LTS Buy 3,234 1.67 5,384
2013-03-21 LTS Buy 6,766 1.69 11,434
2012-11-14 LTS Buy 5,000 1.15 5,750
2012-11-09 LTS Buy 5,000 1.28 6,425
2012-10-10 LTS Buy 10,000 1.25 12,500
2012-08-15 LTS Buy 5,000 1.33 6,650
2012-05-24 LTS Buy 5,000 1.52 7,600
2012-05-15 LTS Buy 5,000 1.46 7,300
2012-04-13 LTS Buy 4,000 1.64 6,560
2012-04-09 LTS Buy 5,000 1.72 8,600
2012-03-23 LTS Buy 5,000 1.86 9,300
2012-01-04 LTS Option Ex 250,000 .88 220,000
2011-11-10 LTS Buy 5,000 1.70 8,500
2011-10-06 LTS Buy 5,000 1.49 7,450
2011-09-07 LTS Buy 5,000 1.60 8,000
2011-08-25 LTS Buy 5,000 1.60 8,025
2011-08-18 LTS Buy 25,000 1.34 33,600
2011-05-27 LTS Buy 5,000 1.26 6,324
2011-05-16 LTS Buy 5,000 1.17 5,825
2011-04-01 LTS Buy 5,000 1.17 5,850
2011-03-15 LTS Buy 10,000 1.03 10,300
2011-01-07 LTS Buy 5,000 1.20 6,000
2010-11-18 LTS Buy 5,000 1.27 6,350
2010-10-07 LTS Buy 2,500 1.13 2,824
2010-10-01 LTS Buy 50,000 1.00 50,000
2010-04-01 LTS Buy 5,000 .90 4,475
2010-03-24 LTS Buy 5,000 .97 4,850
2009-12-09 LTS Buy 50,000 .55 27,500
2009-11-13 LTS Buy 5,000 .65 3,225
2009-10-09 LTS Buy 5,000 .69 3,474
2009-09-02 LTS Buy 5,000 .67 3,350
2009-06-30 LTS Buy 78 .54 42
2009-06-29 LTS Buy 4,922 .53 2,608
2009-06-10 LTS Buy 5,000 .71 3,550
2009-05-28 LTS Buy 5,000 .75 3,750
2009-03-18 LTS Buy 10,000 .60 6,000
2008-04-01 LTS Sale 1,500,000 1.80 2,700,000
2007-12-13 LTS Buy 5,000 1.92 9,575
2007-11-27 LTS Buy 143 1.94 276
2007-11-26 LTS Buy 4,857 1.88 9,106
2007-11-13 LTS Buy 10,450 1.84 19,228
2007-11-14 LTS Buy 9,550 1.93 18,393
2007-01-08 LTS Buy 10,000 1.20 12,000
2007-01-03 LTS Buy 15,000 1.22 18,240
2006-12-29 LTS Buy 20,000 1.25 25,099
2006-04-27 LTS Buy 100,000 .45 45,000

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Rosenstock Richard J (Director of Ladenburg Thalmann Financial Services Inc. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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