Insider trading activities (stock purchases, sales, and option exercises)
reported by insiders of Morgan Stanley (MS)
since 2013 are shown in Table 1 and Table 2.
Table 1 shows the monthly insider trading data of Morgan Stanley.
(See page 1 of this report.) Table 2 shows the detailed insider transactions.
This company's CIK number is 895421.
Total stock buying since 2013: $11,455,002.
Total stock sales since 2013: $500,895,345.
Total stock option exercises since 2013: $71,921,325.
Table 3. Detailed insider trading at Morgan Stanley (MS) , Part 2
| Trade Date |
Insider Name |
Trade Type |
Shares |
Price ($) |
Value ($) |
| 2017-09-19 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 2,122 | 47.74 | 101,304 |
| 2017-09-12 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 45.75 | 0 |
| 2017-08-01 | Gorman James P (Chairman and CEO) | Sale | 212,366 | 47.26 | 10,037,054 |
| 2017-08-01 | Gorman James P (Chairman and CEO) | Option Ex | 212,366 | 30.01 | 6,373,103 |
| 2017-07-20 | Pruzan Jonathan (Chief Financial Officer) | Sale | 25,767 | 46.68 | 1,202,829 |
| 2017-05-31 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 41.74 | 0 |
| 2017-05-10 | Gorman James P (Chairman and CEO) | Sale | 212,365 | 42.93 | 9,117,466 |
| 2017-05-10 | Gorman James P (Chairman and CEO) | Option Ex | 212,365 | 30.01 | 6,373,073 |
| 2017-05-10 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 0 | 43.10 | 0 |
| 2017-04-18 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 41.21 | 0 |
| 2017-02-14 | Wirth Paul C (Deputy Chief Financial Officer) | Sale | 12,481 | 46.03 | 574,562 |
| 2017-02-08 | Kelleher Thomas Colm (President) | Sale | 182,027 | 43.82 | 7,976,605 |
| 2017-02-08 | Kelleher Thomas Colm (President) | Option Ex | 182,027 | 30.01 | 5,462,630 |
| 2017-01-26 | Wirth Paul C (Deputy Chief Financial Officer) | Sale | 10,000 | 44.25 | 442,540 |
| 2017-01-19 | Brodsky Jeffrey S (Chief Human Resources Officer) | Sale | 11,755 | 42.37 | 498,059 |
| 2017-01-19 | Grossman Eric F (Chief Legal Officer) | Sale | 17,562 | 42.14 | 739,992 |
| 2017-01-19 | Gorman James P (Chairman and CEO) | Sale | 284,827 | 42.30 | 12,047,327 |
| 2017-01-19 | Gorman James P (Chairman and CEO) | Option Ex | 284,827 | 22.98 | 6,545,324 |
| 2017-01-13 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 44.28 | 0 |
| 2016-12-07 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 0 | 42.64 | 0 |
| 2016-12-01 | Simkowitz Daniel A (Head of Investment Management) | Sale | 121,351 | 42.05 | 5,102,930 |
| 2016-12-01 | Simkowitz Daniel A (Head of Investment Management) | Option Ex | 121,351 | 30.01 | 3,641,743 |
| 2016-11-30 | Gorman James P (Chairman and CEO) | Sale | 100,000 | 41.38 | 4,138,100 |
| 2016-11-30 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 0 | 41.35 | 0 |
| 2016-11-18 | Rosenthal James A (Chief Operating Officer) | Sale | 111,200 | 40.34 | 4,485,474 |
| 2016-11-18 | Rosenthal James A (Chief Operating Officer) | Option Ex | 121,351 | 30.01 | 3,641,743 |
| 2016-11-14 | Brodsky Jeffrey S (Chief Human Resources Officer) | Sale | 60,675 | 39.12 | 2,373,484 |
| 2016-11-14 | Brodsky Jeffrey S (Chief Human Resources Officer) | Option Ex | 60,675 | 30.01 | 1,820,856 |
| 2016-11-14 | Wirth Paul C (Deputy Chief Financial Officer) | Sale | 60,675 | 39.00 | 2,366,385 |
| 2016-11-14 | Wirth Paul C (Deputy Chief Financial Officer) | Option Ex | 60,675 | 30.01 | 1,820,856 |
| 2016-11-11 | Grossman Eric F (Chief Legal Officer) | Sale | 60,675 | 37.84 | 2,296,063 |
| 2016-11-11 | Grossman Eric F (Chief Legal Officer) | Option Ex | 60,675 | 30.01 | 1,820,856 |
| 2016-11-11 | Gorman James P (Chairman and CEO) | Sale | 200,000 | 37.70 | 7,540,400 |
| 2016-11-11 | Gorman James P (Chairman and CEO) | Option Ex | 200,000 | 22.98 | 4,596,000 |
| 2016-11-10 | Simkowitz Daniel A (Head of Investment Management) | Sale | 60,119 | 37.56 | 2,257,949 |
| 2016-11-10 | Kelleher Thomas Colm (President) | Sale | 219,294 | 38.31 | 8,402,249 |
| 2016-11-10 | Kelleher Thomas Colm (President) | Option Ex | 222,713 | 22.98 | 5,117,944 |
| 2016-11-08 | Pruzan Jonathan (Chief Financial Officer) | Sale | 44,625 | 33.90 | 1,512,653 |
| 2016-11-08 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 34.10 | 0 |
| 2016-10-27 | Rosenthal James A (Chief Operating Officer) | Sale | 66,500 | 33.89 | 2,253,951 |
| 2016-10-27 | Rosenthal James A (Chief Operating Officer) | Option Ex | 74,009 | 22.98 | 1,700,726 |
| 2016-10-24 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 33.49 | 0 |
| 2016-10-21 | Grossman Eric F (Chief Legal Officer) | Sale | 220,400 | 33.22 | 7,322,349 |
| 2016-10-21 | Grossman Eric F (Chief Legal Officer) | Option Ex | 247,570 | 22.98 | 5,689,158 |
| 2016-10-20 | Rosenthal James A (Chief Operating Officer) | Sale | 189,000 | 32.85 | 6,207,893 |
| 2016-10-20 | Rosenthal James A (Chief Operating Officer) | Option Ex | 200,000 | 22.98 | 4,596,000 |
| 2016-10-20 | Kelleher Thomas Colm (President) | Sale | 222,712 | 32.90 | 7,328,115 |
| 2016-10-20 | Kelleher Thomas Colm (President) | Option Ex | 222,712 | 22.98 | 5,117,921 |
| 2016-10-19 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 32.93 | 0 |
| 2016-08-30 | Wirth Paul C (Deputy Chief Financial Officer) | Sale | 18,929 | 31.70 | 600,106 |
| 2016-08-17 | Hotsuki Keishi (Chief Risk Officer) | Sale | 246,452 | 30.26 | 7,457,144 |
| 2016-08-17 | Hotsuki Keishi (Chief Risk Officer) | Option Ex | 230,870 | 22.98 | 5,305,392 |
| 2016-08-16 | Wirth Paul C (Deputy Chief Financial Officer) | Sale | 20,000 | 30.20 | 604,000 |
| 2016-08-03 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 28.42 | 0 |
| 2016-08-02 | Nicolaisen Donald T (Director) | Sale | 3,302 | 27.88 | 92,063 |
| 2016-07-26 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 29.23 | 0 |
| 2016-07-25 | Rosenthal James A (Chief Operating Officer) | Sale | 91,426 | 29.06 | 2,657,113 |
| 2016-07-25 | Rosenthal James A (Chief Operating Officer) | Option Ex | 100,000 | 22.98 | 2,298,000 |
| 2016-07-21 | Brodsky Jeffrey S (Chief Human Resources Officer) | Sale | 19,955 | 28.79 | 574,584 |
| 2016-07-13 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 27.18 | 0 |
| 2016-05-31 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 27.37 | 0 |
| 2016-05-31 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 0 | 27.72 | 0 |
| 2016-05-25 | Grossman Eric F (Chief Legal Officer) | Sale | 24,952 | 28.21 | 703,870 |
| 2016-04-11 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 0 | 24.14 | 0 |
| 2016-04-01 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 0 | 25.04 | 0 |
| 2016-03-03 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 25.99 | 0 |
| 2016-03-02 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 0 | 25.99 | 0 |
| 2016-02-18 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 24.06 | 0 |
| 2015-12-16 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 33.35 | 0 |
| 2015-12-14 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 32.33 | 0 |
| 2015-12-14 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 0 | 31.77 | 0 |
| 2015-07-31 | Rosenthal James A (Chief Operating Officer) | Sale | 12,000 | 39.25 | 471,000 |
| 2015-07-23 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 40.53 | 0 |
| 2015-07-16 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 40.07 | 0 |
| 2015-05-26 | Nicolaisen Donald T (Director) | Sale | 4,160 | 37.77 | 157,127 |
| 2015-05-11 | Wirth Paul C (Deputy Chief Financial Officer) | Sale | 39,462 | 38.37 | 1,513,959 |
| 2015-04-29 | Kelleher Thomas Colm (President, Inst'l Securities) | Sale | 32,833 | 36.72 | 1,205,627 |
| 2015-04-21 | Grossman Eric F (Chief Legal Officer) | Sale | 34,481 | 37.10 | 1,279,314 |
| 2015-04-21 | Rosenthal James A (Chief Operating Officer) | Sale | 50,030 | 37.10 | 1,856,113 |
| 2015-02-26 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 36.33 | 0 |
| 2015-01-23 | Wirth Paul C (Deputy Chief Financial Officer) | Sale | 21,500 | 35.45 | 762,282 |
| 2014-12-16 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 0 | 35.59 | 0 |
| 2014-12-11 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 0 | 37.68 | 0 |
| 2014-11-19 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 35.36 | 0 |
| 2014-11-18 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 39,000 | 1.01 | 39,350 |
| 2014-11-07 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 140,000 | 1.00 | 140,000 |
| 2014-11-07 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 140,000 | 1.04 | 145,600 |
| 2014-10-24 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 70,000 | 1.00 | 70,349 |
| 2014-10-22 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 150,000 | 1.00 | 150,749 |
| 2014-10-17 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 70,000 | 1.00 | 70,000 |
| 2014-10-17 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 70,000 | 1.04 | 72,800 |
| 2014-10-10 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 70,000 | 1.01 | 70,700 |
| 2014-10-10 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 205,000 | 1.03 | 210,944 |
| 2014-10-09 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 140,000 | 1.01 | 141,400 |
| 2014-10-09 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 140,000 | 1.05 | 147,000 |
| 2014-09-26 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 280,000 | 1.00 | 280,000 |
| 2014-09-26 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 280,000 | 1.04 | 291,200 |
| 2014-09-25 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 250,000 | 1.00 | 249,750 |
| 2014-09-25 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 65,000 | 1.00 | 65,064 |
| 2014-09-24 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 20,000 | 1.00 | 20,059 |
| 2014-09-18 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 70,000 | 1.01 | 70,700 |
| 2014-09-18 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 70,000 | 1.05 | 73,500 |
| 2014-09-16 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 100,000 | 1.00 | 100,400 |
| 2014-09-15 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 49,000 | 1.00 | 49,244 |
| 2014-09-05 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 140,000 | 1.01 | 141,400 |
| 2014-09-05 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 140,000 | 1.05 | 147,000 |
| 2014-09-04 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 210,000 | 1.02 | 214,200 |
| 2014-09-04 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 210,000 | 1.06 | 222,600 |
| 2014-08-21 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 210,000 | 1.02 | 214,200 |
| 2014-08-21 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 210,000 | 1.06 | 222,600 |
| 2014-06-24 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 0 | 32.18 | 0 |
| 2014-05-13 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 30.42 | 0 |
| 2014-05-09 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 29.50 | 0 |
| 2014-05-06 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 125,000 | 1.02 | 127,000 |
| 2014-04-23 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 125,000 | 1.01 | 126,624 |
| 2014-04-08 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 0 | 29.35 | 0 |
| 2014-01-31 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 29.55 | 0 |
| 2014-01-17 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 32.83 | 0 |
| 2014-01-16 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 31.87 | 0 |
| 2013-12-18 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Sale | 0 | 30.69 | 0 |
| 2013-11-15 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 30.46 | 0 |
| 2013-10-28 | Mitsubishi Ufj Financial Group Inc (10% Owner) | Buy | 0 | 29.09 | 0 |
Insider trading activities including stock purchases, stock sales, and option exercises
of MS listed in the above tables cannot be completely guaranteed as to their accuracy.
For more insider trading information of Morgan Stanley (symbol MS,
CIK number 895421) see
the Securities and Exchange Commission (SEC) website.