Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Equus Total Return, Inc. (EQS) since 2014 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Equus Total Return, Inc.. Table 2 shows the detailed insider transactions. This company's CIK number is 878932.
Total stock buying since 2014: $23,017,762.
Total stock sales since 2014: $28,020,114.
Total stock option exercises since 2014: $0.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2023 | 1,000 | $1,480 | 0 | $0 | 0 | $0 |
| 2021 | 24,202 | $45,755 | 1,844,259 | $4,426,221 | 0 | $0 |
| 2020 | 3,228,024 | $3,776,788 | 9,684,072 | $11,330,364 | 0 | $0 |
| 2019 | 0 | $0 | 7,299,720 | $12,263,529 | 0 | $0 |
| 2017 | 844,500 | $2,026,800 | 0 | $0 | 0 | $0 |
| 2016 | 47,857 | $72,619 | 0 | $0 | 0 | $0 |
| 2015 | 101,922 | $153,773 | 0 | $0 | 0 | $0 |
| 2014 | 6,997,932 | $16,940,547 | 0 | $0 | 0 | $0 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2023-07 | 1,000 | $1,480 | 0 | $0 | 0 | $0 |
| 2021-09 | 0 | $0 | 1,844,259 | $4,426,221 | 0 | $0 |
| 2021-04 | 24,202 | $45,755 | 0 | $0 | 0 | $0 |
| 2020-07 | 3,228,024 | $3,776,788 | 9,684,072 | $11,330,364 | 0 | $0 |
| 2019-08 | 0 | $0 | 1,824,930 | $2,956,386 | 0 | $0 |
| 2019-07 | 0 | $0 | 5,474,790 | $9,307,143 | 0 | $0 |
| 2017-03 | 844,500 | $2,026,800 | 0 | $0 | 0 | $0 |
| 2016-03 | 529 | $793 | 0 | $0 | 0 | $0 |
| 2016-02 | 13,751 | $20,626 | 0 | $0 | 0 | $0 |
| 2016-01 | 33,577 | $51,200 | 0 | $0 | 0 | $0 |
| 2015-11 | 101,922 | $153,773 | 0 | $0 | 0 | $0 |
| 2014-06 | 5,460,261 | $13,250,139 | 0 | $0 | 0 | $0 |
| 2014-05 | 1,537,671 | $3,690,408 | 0 | $0 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2023-07-14 | Knauss Robert L | Buy | 1,000 | 1.48 | 1,480 |
| 2021-09-29 | Des Pallieres Bertrand | Sale | 1,844,259 | 2.40 | 4,426,221 |
| 2021-04-29 | Atkinson Fraser | Buy | 4,034 | 1.89 | 7,624 |
| 2021-04-28 | Atkinson Fraser | Buy | 700 | 1.89 | 1,323 |
| 2021-04-27 | Atkinson Fraser | Buy | 100 | 1.90 | 190 |
| 2021-04-26 | Atkinson Fraser | Buy | 1,352 | 1.90 | 2,568 |
| 2021-04-23 | Atkinson Fraser | Buy | 18,016 | 1.89 | 34,050 |
| 2020-07-16 | Hardy John A. (CEO) | Buy | 3,228,024 | 1.17 | 3,776,788 |
| 2020-07-16 | Tokarz Group Advisers Llc | Sale | 3,228,024 | 1.17 | 3,776,788 |
| 2020-07-16 | Tokarz Michael T | Sale | 3,228,024 | 1.17 | 3,776,788 |
| 2020-07-16 | Mvc Capital, Inc. | Sale | 3,228,024 | 1.17 | 3,776,788 |
| 2019-08-12 | Tokarz Group Advisers Llc | Sale | 608,310 | 1.62 | 985,462 |
| 2019-08-12 | Tokarz Michael T | Sale | 608,310 | 1.62 | 985,462 |
| 2019-08-12 | Mvc Capital, Inc. | Sale | 608,310 | 1.62 | 985,462 |
| 2019-07-29 | Tokarz Group Advisers Llc | Sale | 608,310 | 1.70 | 1,034,127 |
| 2019-07-29 | Tokarz Michael T | Sale | 608,310 | 1.70 | 1,034,127 |
| 2019-07-29 | Mvc Capital, Inc. | Sale | 608,310 | 1.70 | 1,034,127 |
| 2019-07-24 | Tokarz Group Advisers Llc | Sale | 1,216,620 | 1.70 | 2,068,254 |
| 2019-07-24 | Tokarz Michael T | Sale | 1,216,620 | 1.70 | 2,068,254 |
| 2019-07-24 | Mvc Capital, Inc. | Sale | 1,216,620 | 1.70 | 2,068,254 |
| 2017-03-17 | Des Pallieres Bertrand | Buy | 15,000 | 2.40 | 36,000 |
| 2017-03-17 | Hardy John A. (Chief Executive Officer) | Buy | 500,000 | 2.40 | 1,200,000 |
| 2017-03-17 | Atkinson Fraser | Buy | 19,500 | 2.40 | 46,800 |
| 2017-03-17 | Hankinson Henry W | Buy | 19,500 | 2.40 | 46,800 |
| 2017-03-17 | Bergner Richard F | Buy | 19,500 | 2.40 | 46,800 |
| 2017-03-17 | Denos Kenneth I (Secretary) | Buy | 250,000 | 2.40 | 600,000 |
| 2017-03-17 | Knauss Robert L | Buy | 21,000 | 2.40 | 50,400 |
| 2016-03-03 | Des Pallieres Bertrand | Buy | 429 | 1.50 | 643 |
| 2016-03-02 | Des Pallieres Bertrand | Buy | 100 | 1.50 | 150 |
| 2016-02-26 | Des Pallieres Bertrand | Buy | 4,400 | 1.50 | 6,600 |
| 2016-02-25 | Des Pallieres Bertrand | Buy | 9,351 | 1.50 | 14,026 |
| 2016-01-21 | Des Pallieres Bertrand | Buy | 177 | 1.50 | 265 |
| 2016-01-20 | Des Pallieres Bertrand | Buy | 33,400 | 1.52 | 50,935 |
| 2015-11-25 | Des Pallieres Bertrand | Buy | 42,284 | 1.50 | 63,426 |
| 2015-11-25 | Knauss Robert L | Buy | 10,000 | 1.55 | 15,500 |
| 2015-11-24 | Knauss Robert L | Buy | 10,000 | 1.54 | 15,420 |
| 2015-11-20 | Des Pallieres Bertrand | Buy | 3,638 | 1.45 | 5,275 |
| 2015-11-20 | Knauss Robert L | Buy | 6,000 | 1.52 | 9,102 |
| 2015-11-19 | Knauss Robert L | Buy | 5,000 | 1.51 | 7,550 |
| 2015-11-18 | Des Pallieres Bertrand | Buy | 25,000 | 1.50 | 37,500 |
| 2014-06-12 | Tokarz Group Advisers Llc | Buy | 970,087 | 2.45 | 2,376,713 |
| 2014-06-12 | Tokarz Michael T | Buy | 970,087 | 2.45 | 2,376,713 |
| 2014-06-12 | Mvc Capital, Inc. | Buy | 970,087 | 2.45 | 2,376,713 |
| 2014-06-03 | Tokarz Group Advisers Llc | Buy | 850,000 | 2.40 | 2,040,000 |
| 2014-06-03 | Tokarz Michael T | Buy | 850,000 | 2.40 | 2,040,000 |
| 2014-06-03 | Mvc Capital, Inc. | Buy | 850,000 | 2.40 | 2,040,000 |
| 2014-05-21 | Tokarz Group Advisers Llc | Buy | 512,557 | 2.40 | 1,230,136 |
| 2014-05-21 | Tokarz Michael T | Buy | 512,557 | 2.40 | 1,230,136 |
| 2014-05-21 | Mvc Capital, Inc. | Buy | 512,557 | 2.40 | 1,230,136 |
Insider trading activities including stock purchases, stock sales, and option exercises of EQS listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Equus Total Return, Inc. (symbol EQS, CIK number 878932) see the Securities and Exchange Commission (SEC) website.