Insider Trading activities at American Capital Strategies Ltd (ACAS)

Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of American Capital Strategies Ltd (ACAS) since 2014 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of American Capital Strategies Ltd. Table 2 shows the detailed insider transactions. This company's CIK number is 817473.

Total stock buying since 2014: $302,972.
Total stock sales since 2014: $31,931,673.
Total stock option exercises since 2014: $8,582,261.


16 insiders reported insider trading activities at American Capital Strategies Ltd (ACAS):
Insider trading activities of Baskin Mary C
Insider trading activities of David Richards
Insider trading activities of Winn Darin
Insider trading activities of Mchale Thomas
Insider trading activities of Manos Kristen L
Insider trading activities of Flax Samuel Allan
Insider trading activities of Obrien Gordon
Insider trading activities of Wilkus Malon
Insider trading activities of Lindsey Mark Wayne
Insider trading activities of Wagner Ira
Insider trading activities of Erickson John R
Insider trading activities of Puryear Alvin N
Insider trading activities of Peterson Kenneth D Jr
Insider trading activities of Harper Philip R
Insider trading activities of Graff Brian
Insider trading activities of Hahl Neil M

Table 1. Yearly summary of insider stock purchases, sales, and option exercises at American Capital Strategies Ltd (ACAS).
Insider Buying Insider Sales Option Exercises
Year Shares Value Shares Value Shares Value
2016 0 $0 240,030 $3,652,355 441,057 $1,118,079
2015 20,300 $302,972 1,399,751 $20,566,617 1,487,947 $6,064,385
2014 0 $0 501,256 $7,712,701 330,311 $1,399,797

Table 2. Monthly summary of insider trading at American Capital Strategies Ltd (ACAS).
Trading Period Insider Buying Insider Sales Option Exercises
year-month Shares Value Shares Value Shares Value
2016-12 0 $0 38,412 $681,198 441,057 $1,118,079
2016-11 0 $0 2,723 $47,135 0 $0
2016-07 0 $0 628 $10,314 0 $0
2016-05 0 $0 10,981 $174,938 0 $0
2016-04 0 $0 60,213 $936,489 0 $0
2016-03 0 $0 71,088 $1,012,552 0 $0
2016-01 0 $0 55,985 $789,729 0 $0
2015-12 5,300 $73,722 71,543 $1,093,223 0 $0
2015-11 10,000 $155,000 2,364 $35,524 0 $0
2015-10 0 $0 4,068 $50,985 0 $0
2015-09 0 $0 11,854 $161,102 0 $0
2015-08 0 $0 64,880 $894,532 123,750 $837,261
2015-07 0 $0 3,833 $50,420 0 $0
2015-06 0 $0 5,538 $75,327 0 $0
2015-05 0 $0 1,718 $24,042 0 $0
2015-04 0 $0 232,172 $3,532,648 200,000 $961,999
2015-03 5,000 $74,250 516,835 $7,630,923 601,987 $2,682,748
2015-02 0 $0 1,863 $26,998 0 $0
2015-01 0 $0 483,083 $6,990,893 562,210 $1,582,377
2014-12 0 $0 49,376 $725,244 0 $0
2014-11 0 $0 315,217 $4,929,785 244,124 $1,121,032
2014-10 0 $0 4,534 $63,859 0 $0
2014-09 0 $0 40,199 $614,087 30,491 $106,108
2014-08 0 $0 1,130 $17,557 0 $0

Table 3. Detailed insider trading at American Capital Strategies Ltd (ACAS)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2016-12-29 Puryear Alvin N (Director) Sale 38,412 17.73 681,198
2016-12-21 Wilkus Malon (CEO) Option Ex 441,057 2.54 1,118,079
2016-11-28 Lindsey Mark Wayne (SVP and Chief Acctg Officer) Sale 2,723 17.31 47,135
2016-07-28 Lindsey Mark Wayne (SVP and Chief Acctg Officer) Sale 628 16.43 10,314
2016-05-11 Mchale Thomas (EVP and Senior Managing Dir.) Sale 9,631 15.92 153,325
2016-05-11 Graff Brian (President, Private Finance) Sale 1,350 16.01 21,613
2016-04-26 Graff Brian (President, Private Finance) Sale 1,242 15.72 19,524
2016-04-26 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 1,264 15.73 19,882
2016-04-26 Erickson John R (CFO and Pres., Structured Fin.) Sale 1,314 15.73 20,669
2016-04-12 Graff Brian (President, Private Finance) Sale 1,350 15.59 21,046
2016-04-12 Erickson John R (CFO and Pres., Structured Fin.) Sale 55,043 15.54 855,368
2016-03-16 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 5,554 14.44 80,199
2016-03-15 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 16,662 14.22 236,933
2016-03-14 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 5,554 14.28 79,311
2016-03-11 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 36,912 14.28 527,066
2016-03-02 Erickson John R (CFO and Pres., Structured Fin.) Sale 6,406 13.90 89,043
2016-01-19 Graff Brian (President, Private Finance) Sale 1,357 13.62 18,482
2016-01-12 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 23,409 14.15 331,167
2016-01-05 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 4,129 14.12 58,301
2016-01-05 Erickson John R (CFO and Pres., Structured Fin.) Sale 27,090 14.09 381,779
2015-12-16 Graff Brian (President, Private Finance) Sale 1,543 14.04 21,663
2015-12-15 David Richards (Director) Buy 2,000 13.96 27,918
2015-12-11 David Richards (Director) Buy 3,300 13.88 45,804
2015-12-03 Harper Philip R (Director) Sale 70,000 15.31 1,071,560
2015-11-30 Graff Brian (President, Private Finance) Sale 1,351 15.61 21,089
2015-11-27 David Richards (Director) Buy 10,000 15.50 155,000
2015-11-11 Flax Samuel Allan (EVP, GC and Secretary) Sale 1,013 14.25 14,435
2015-10-27 Flax Samuel Allan (EVP, GC and Secretary) Sale 430 12.64 5,437
2015-10-16 Graff Brian (President, Private Finance) Sale 101 12.53 1,265
2015-10-13 Graff Brian (President, Private Finance) Sale 1,350 12.52 16,902
2015-10-13 Flax Samuel Allan (EVP, GC and Secretary) Sale 2,187 12.52 27,381
2015-09-29 Flax Samuel Allan (EVP, GC and Secretary) Sale 341 12.33 4,204
2015-09-11 Graff Brian (President, Private Finance) Sale 3,575 13.50 48,273
2015-09-11 Flax Samuel Allan (EVP, GC and Secretary) Sale 1,013 13.51 13,685
2015-09-10 Graff Brian (President, Private Finance) Sale 5,382 13.73 73,894
2015-09-01 Graff Brian (President, Private Finance) Sale 1,543 13.64 21,046
2015-08-27 Flax Samuel Allan (EVP, GC and Secretary) Sale 317 13.54 4,292
2015-08-27 Peterson Kenneth D Jr (Director) Sale 37,750 13.70 517,288
2015-08-27 Peterson Kenneth D Jr (Director) Option Ex 93,750 6.15 576,562
2015-08-21 Flax Samuel Allan (EVP, GC and Secretary) Sale 813 13.89 11,292
2015-08-10 Baskin Mary C (Director) Sale 26,000 13.91 361,660
2015-08-10 Baskin Mary C (Director) Option Ex 30,000 8.69 260,699
2015-07-28 Flax Samuel Allan (EVP, GC and Secretary) Sale 2,820 12.98 36,603
2015-07-13 Flax Samuel Allan (EVP, GC and Secretary) Sale 1,013 13.64 13,817
2015-06-29 Graff Brian (President, Private Finance) Sale 5,221 13.60 71,010
2015-06-29 Flax Samuel Allan (EVP, GC and Secretary) Sale 317 13.62 4,317
2015-05-28 Flax Samuel Allan (EVP, GC and Secretary) Sale 341 14.34 4,888
2015-05-12 Flax Samuel Allan (EVP, GC and Secretary) Sale 1,377 13.91 19,154
2015-04-28 Graff Brian (President, Private Finance) Sale 1,242 15.10 18,754
2015-04-28 Flax Samuel Allan (EVP, GC and Secretary) Sale 317 15.10 4,786
2015-04-28 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 1,264 15.10 19,086
2015-04-28 Erickson John R (CFO and Pres., Structured Fin.) Sale 1,314 15.10 19,841
2015-04-20 Flax Samuel Allan (EVP, GC and Secretary) Sale 200,000 15.25 3,050,200
2015-04-20 Flax Samuel Allan (EVP, GC and Secretary) Option Ex 200,000 4.81 961,999
2015-04-13 Flax Samuel Allan (EVP, GC and Secretary) Sale 2,187 15.02 32,839
2015-04-13 Erickson John R (CFO and Pres., Structured Fin.) Sale 19,520 14.96 292,058
2015-04-10 Flax Samuel Allan (EVP, GC and Secretary) Sale 6,328 15.03 95,084
2015-03-30 Flax Samuel Allan (EVP, GC and Secretary) Sale 341 15.09 5,145
2015-03-12 Flax Samuel Allan (EVP, GC and Secretary) Sale 90,491 14.64 1,324,607
2015-03-12 Flax Samuel Allan (EVP, GC and Secretary) Option Ex 90,491 3.48 314,908
2015-03-12 Harper Philip R (Director) Sale 39,391 14.65 577,078
2015-03-11 Flax Samuel Allan (EVP, GC and Secretary) Sale 1,013 14.75 14,941
2015-03-10 Flax Samuel Allan (EVP, GC and Secretary) Sale 115,847 14.78 1,711,871
2015-03-10 Flax Samuel Allan (EVP, GC and Secretary) Option Ex 115,847 2.94 340,937
2015-03-10 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 100,000 14.79 1,479,000
2015-03-10 Obrien Gordon (Pres., Specialty Fin. & Ops.) Option Ex 100,000 4.81 480,999
2015-03-10 Peterson Kenneth D Jr (Director) Sale 20,600 14.80 304,921
2015-03-10 Peterson Kenneth D Jr (Director) Option Ex 93,750 3.23 302,812
2015-03-05 Wagner Ira (Pres., European Priv Fin) Sale 143,835 14.84 2,134,655
2015-03-05 Wagner Ira (Pres., European Priv Fin) Option Ex 201,899 6.16 1,243,092
2015-03-04 Manos Kristen L (Director) Buy 5,000 14.85 74,250
2015-03-04 Hahl Neil M (Director) Sale 5,000 14.82 74,090
2015-03-02 Flax Samuel Allan (EVP, GC and Secretary) Sale 317 14.56 4,615
2015-02-18 Graff Brian (President, Private Finance) Sale 1,085 14.62 15,864
2015-02-03 Flax Samuel Allan (EVP, GC and Secretary) Sale 778 14.31 11,134
2015-01-28 Flax Samuel Allan (EVP, GC and Secretary) Sale 239 14.52 3,470
2015-01-26 Erickson John R (CFO and Pres., Structured Fin.) Sale 14,415 14.41 207,763
2015-01-23 Erickson John R (CFO and Pres., Structured Fin.) Sale 13,648 14.51 197,977
2015-01-23 Erickson John R (CFO and Pres., Structured Fin.) Option Ex 28,830 2.71 78,129
2015-01-22 Erickson John R (CFO and Pres., Structured Fin.) Sale 46,650 14.37 671,053
2015-01-22 Erickson John R (CFO and Pres., Structured Fin.) Option Ex 65,592 2.90 190,544
2015-01-21 Erickson John R (CFO and Pres., Structured Fin.) Sale 38,528 14.37 553,762
2015-01-21 Erickson John R (CFO and Pres., Structured Fin.) Option Ex 55,236 3.03 167,365
2015-01-20 Erickson John R (CFO and Pres., Structured Fin.) Sale 42,654 14.25 607,990
2015-01-20 Erickson John R (CFO and Pres., Structured Fin.) Option Ex 23,057 2.96 68,248
2015-01-16 Graff Brian (President, Private Finance) Sale 71 14.10 1,001
2015-01-16 Erickson John R (CFO and Pres., Structured Fin.) Option Ex 39,195 2.15 84,269
2015-01-15 Erickson John R (CFO and Pres., Structured Fin.) Sale 67,137 14.14 949,585
2015-01-15 Erickson John R (CFO and Pres., Structured Fin.) Option Ex 48,008 2.15 103,217
2015-01-14 Erickson John R (CFO and Pres., Structured Fin.) Option Ex 38,259 2.51 96,030
2015-01-13 Flax Samuel Allan (EVP, GC and Secretary) Sale 2,237 14.77 33,033
2015-01-13 Erickson John R (CFO and Pres., Structured Fin.) Sale 48,944 14.67 718,155
2015-01-13 Erickson John R (CFO and Pres., Structured Fin.) Option Ex 48,944 2.51 122,849
2015-01-12 Erickson John R (CFO and Pres., Structured Fin.) Sale 23,229 14.71 341,675
2015-01-09 Erickson John R (CFO and Pres., Structured Fin.) Option Ex 46,458 2.77 128,688
2015-01-08 Erickson John R (CFO and Pres., Structured Fin.) Sale 83,280 14.84 1,236,125
2015-01-08 Erickson John R (CFO and Pres., Structured Fin.) Option Ex 61,685 2.77 170,867
2015-01-07 Erickson John R (CFO and Pres., Structured Fin.) Option Ex 43,191 3.48 150,304
2015-01-06 Erickson John R (CFO and Pres., Structured Fin.) Sale 63,755 14.40 918,072
2015-01-06 Erickson John R (CFO and Pres., Structured Fin.) Option Ex 63,755 3.48 221,867
2014-12-29 Flax Samuel Allan (EVP, GC and Secretary) Sale 317 14.62 4,634
2014-12-16 Graff Brian (Senior Vice President) Sale 1,543 14.05 21,679
2014-12-11 Graff Brian (Senior Vice President) Sale 3,575 14.62 52,266
2014-12-11 Harper Philip R (Director) Sale 43,600 14.71 641,574
2014-12-01 Flax Samuel Allan (EVP, GC and Secretary) Sale 341 14.93 5,091
2014-11-21 Flax Samuel Allan (EVP, GC and Secretary) Sale 813 15.06 12,243
2014-11-12 Graff Brian (Senior Vice President) Sale 6,413 15.47 99,215
2014-11-12 Flax Samuel Allan (EVP, GC and Secretary) Sale 6,962 15.48 107,778
2014-11-12 Winn Darin (Senior Vice President) Sale 12,434 15.42 191,660
2014-11-12 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 26,662 15.42 411,208
2014-11-12 Obrien Gordon (Pres., Specialty Fin. & Ops.) Option Ex 19,700 4.81 94,756
2014-11-12 Wagner Ira (Pres., European Priv Fin) Sale 10,320 15.41 159,053
2014-11-12 Erickson John R (CFO and Pres., Structured Fin.) Sale 8,228 15.37 126,456
2014-11-11 Flax Samuel Allan (EVP, GC and Secretary) Sale 1,013 14.55 14,739
2014-11-11 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 50,000 15.54 777,250
2014-11-11 Obrien Gordon (Pres., Specialty Fin. & Ops.) Option Ex 50,000 4.81 240,499
2014-11-10 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 44,424 15.60 693,014
2014-11-10 Obrien Gordon (Pres., Specialty Fin. & Ops.) Option Ex 44,424 4.81 213,679
2014-11-07 Graff Brian (Senior Vice President) Sale 50,000 15.80 789,850
2014-11-07 Graff Brian (Senior Vice President) Option Ex 50,000 4.81 240,499
2014-11-07 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 80,000 15.82 1,265,760
2014-11-07 Obrien Gordon (Pres., Specialty Fin. & Ops.) Option Ex 80,000 4.14 331,599
2014-11-06 Graff Brian (Senior Vice President) Sale 7,373 16.10 118,705
2014-10-28 Flax Samuel Allan (EVP, GC and Secretary) Sale 418 14.22 5,944
2014-10-21 Graff Brian (Senior Vice President) Sale 1,929 14.35 27,685
2014-10-13 Flax Samuel Allan (EVP, GC and Secretary) Sale 2,187 13.82 30,230
2014-09-30 Flax Samuel Allan (EVP, GC and Secretary) Sale 341 14.31 4,880
2014-09-29 Graff Brian (Senior Vice President) Sale 5,221 14.30 74,660
2014-09-11 Flax Samuel Allan (EVP, GC and Secretary) Sale 1,013 15.24 15,438
2014-09-08 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 18,091 15.37 278,076
2014-09-08 Obrien Gordon (Pres., Specialty Fin. & Ops.) Option Ex 18,091 3.48 62,956
2014-09-05 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 5,000 15.42 77,120
2014-09-05 Obrien Gordon (Pres., Specialty Fin. & Ops.) Option Ex 5,000 3.48 17,400
2014-09-04 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 7,400 15.58 115,321
2014-09-04 Obrien Gordon (Pres., Specialty Fin. & Ops.) Option Ex 7,400 3.48 25,752
2014-09-03 Graff Brian (Senior Vice President) Sale 3,133 15.51 48,592
2014-08-27 Flax Samuel Allan (EVP, GC and Secretary) Sale 317 15.56 4,932
2014-08-21 Flax Samuel Allan (EVP, GC and Secretary) Sale 813 15.53 12,625
2014-07-29 Flax Samuel Allan (EVP, GC and Secretary) Sale 2,807 15.62 43,831
2014-07-11 Flax Samuel Allan (EVP, GC and Secretary) Sale 3,200 15.52 49,664
2014-07-10 Graff Brian (Senior Vice President) Sale 10,933 15.47 169,089
2014-06-27 Flax Samuel Allan (EVP, GC and Secretary) Sale 317 14.87 4,713
2014-06-09 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 15,696 15.00 235,455
2014-06-09 Obrien Gordon (Pres., Specialty Fin. & Ops.) Option Ex 15,696 3.10 48,657
2014-06-06 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 20,000 14.98 299,600
2014-06-06 Obrien Gordon (Pres., Specialty Fin. & Ops.) Option Ex 20,000 3.10 62,000
2014-06-05 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 27,000 14.80 399,600
2014-06-05 Obrien Gordon (Pres., Specialty Fin. & Ops.) Option Ex 20,000 3.10 62,000
2014-05-28 Graff Brian (Senior Vice President) Sale 2,407 14.67 35,310
2014-05-28 Flax Samuel Allan (EVP, GC and Secretary) Sale 341 14.67 5,002
2014-05-28 Winn Darin (Senior Vice President) Sale 1,010 14.67 14,816
2014-05-28 Obrien Gordon (Pres., Specialty Fin. & Ops.) Sale 1,348 14.67 19,775
2014-05-28 Wagner Ira (Pres., European Priv Fin) Sale 1,998 14.67 29,310
2014-05-28 Erickson John R (CFO and Pres., Structured Fin.) Sale 1,593 14.67 23,369
2014-05-21 Flax Samuel Allan (EVP, GC and Secretary) Sale 813 14.80 12,032
2014-05-13 Flax Samuel Allan (EVP, GC and Secretary) Sale 1,337 15.41 20,603

Insider trading activities including stock purchases, stock sales, and option exercises of ACAS listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of American Capital Strategies Ltd (symbol ACAS, CIK number 817473) see the Securities and Exchange Commission (SEC) website.



©2023, insider-monitor.com. All rights reserved.