Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Total Return Securities Fund (SWZ) since 2015 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Total Return Securities Fund. Table 2 shows the detailed insider transactions. This company's CIK number is 813623.
Total stock buying since 2015: $2,869,868.
Total stock sales since 2015: $1,058,215.
Total stock option exercises since 2015: $0.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2025 | 1,815 | $11,507 | 4,535 | $38,320 | 0 | $0 |
| 2022 | 3,000 | $27,012 | 0 | $0 | 0 | $0 |
| 2021 | 0 | $0 | 100,964 | $969,957 | 0 | $0 |
| 2020 | 47,502 | $381,235 | 2,000 | $16,740 | 0 | $0 |
| 2019 | 77,100 | $626,226 | 0 | $0 | 0 | $0 |
| 2018 | 66,097 | $852,639 | 0 | $0 | 0 | $0 |
| 2017 | 72,276 | $911,278 | 3,000 | $33,198 | 0 | $0 |
| 2016 | 550 | $5,561 | 0 | $0 | 0 | $0 |
| 2015 | 5,000 | $54,410 | 0 | $0 | 0 | $0 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2025-06 | 1,815 | $11,507 | 0 | $0 | 0 | $0 |
| 2025-01 | 0 | $0 | 4,535 | $38,320 | 0 | $0 |
| 2022-03 | 2,000 | $17,673 | 0 | $0 | 0 | $0 |
| 2022-02 | 1,000 | $9,339 | 0 | $0 | 0 | $0 |
| 2021-07 | 0 | $0 | 1,212 | $11,865 | 0 | $0 |
| 2021-06 | 0 | $0 | 97,752 | $939,852 | 0 | $0 |
| 2021-05 | 0 | $0 | 2,000 | $18,240 | 0 | $0 |
| 2020-10 | 0 | $0 | 2,000 | $16,740 | 0 | $0 |
| 2020-04 | 6,500 | $47,335 | 0 | $0 | 0 | $0 |
| 2020-03 | 3,017 | $21,580 | 0 | $0 | 0 | $0 |
| 2020-02 | 36,899 | $303,274 | 0 | $0 | 0 | $0 |
| 2020-01 | 1,086 | $9,046 | 0 | $0 | 0 | $0 |
| 2019-12 | 71,434 | $580,991 | 0 | $0 | 0 | $0 |
| 2019-11 | 1,791 | $14,542 | 0 | $0 | 0 | $0 |
| 2019-10 | 1,000 | $7,930 | 0 | $0 | 0 | $0 |
| 2019-08 | 2,875 | $22,763 | 0 | $0 | 0 | $0 |
| 2018-02 | 25,195 | $318,459 | 0 | $0 | 0 | $0 |
| 2018-01 | 40,902 | $534,180 | 0 | $0 | 0 | $0 |
| 2017-12 | 48,666 | $613,799 | 0 | $0 | 0 | $0 |
| 2017-11 | 19,610 | $247,075 | 0 | $0 | 0 | $0 |
| 2017-06 | 4,000 | $50,404 | 0 | $0 | 0 | $0 |
| 2017-03 | 0 | $0 | 3,000 | $33,198 | 0 | $0 |
| 2016-12 | 550 | $5,561 | 0 | $0 | 0 | $0 |
| 2015-11 | 5,000 | $54,410 | 0 | $0 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2025-06-30 | Sell Moritz A | Buy | 1,815 | 6.34 | 11,507 |
| 2025-01-17 | Goldstein Phillip | Sale | 4,535 | 8.45 | 38,320 |
| 2022-03-03 | Dakos Andrew (President and CEO) | Buy | 1,000 | 8.82 | 8,820 |
| 2022-03-02 | Hellerman Gerald | Buy | 1,000 | 8.85 | 8,853 |
| 2022-02-03 | Dakos Andrew (President and CEO) | Buy | 572 | 9.31 | 5,325 |
| 2022-02-02 | Dakos Andrew (President and CEO) | Buy | 428 | 9.38 | 4,014 |
| 2021-07-02 | Goldstein Phillip | Sale | 1,212 | 9.79 | 11,865 |
| 2021-06-04 | Goldstein Phillip | Sale | 76,958 | 9.59 | 737,796 |
| 2021-06-03 | Goldstein Phillip | Sale | 1,994 | 9.68 | 19,291 |
| 2021-06-02 | Goldstein Phillip | Sale | 8,711 | 9.72 | 84,670 |
| 2021-06-01 | Goldstein Phillip | Sale | 10,089 | 9.72 | 98,095 |
| 2021-05-05 | Sell Moritz A | Sale | 2,000 | 9.12 | 18,240 |
| 2020-10-02 | Sell Moritz A | Sale | 2,000 | 8.37 | 16,740 |
| 2020-04-30 | Goldstein Phillip | Buy | 500 | 7.37 | 3,685 |
| 2020-04-23 | Goldstein Phillip | Buy | 5,000 | 7.35 | 36,750 |
| 2020-04-03 | Hellerman Gerald | Buy | 1,000 | 6.90 | 6,900 |
| 2020-03-16 | Sell Moritz A | Buy | 1,017 | 6.13 | 6,234 |
| 2020-03-09 | Sell Moritz A | Buy | 2,000 | 7.67 | 15,346 |
| 2020-02-28 | Dakos Andrew (President and CEO) | Buy | 1,000 | 7.75 | 7,750 |
| 2020-02-28 | Goldstein Phillip | Buy | 4,899 | 7.73 | 37,869 |
| 2020-02-27 | Hellerman Gerald | Buy | 1,000 | 8.00 | 8,000 |
| 2020-02-27 | Goldstein Phillip | Buy | 5,000 | 7.99 | 39,950 |
| 2020-02-25 | Goldstein Phillip | Buy | 14,987 | 8.36 | 125,246 |
| 2020-02-24 | Goldstein Phillip | Buy | 10,013 | 8.44 | 84,459 |
| 2020-01-06 | Goldstein Phillip | Buy | 1,086 | 8.33 | 9,046 |
| 2019-12-19 | Goldstein Phillip | Buy | 2,611 | 8.20 | 21,410 |
| 2019-12-18 | Goldstein Phillip | Buy | 614 | 8.15 | 5,004 |
| 2019-12-17 | Goldstein Phillip | Buy | 40,000 | 8.15 | 326,000 |
| 2019-12-02 | Goldstein Phillip | Buy | 28,209 | 8.10 | 228,577 |
| 2019-11-29 | Goldstein Phillip | Buy | 1,791 | 8.12 | 14,542 |
| 2019-10-08 | Hellerman Gerald | Buy | 1,000 | 7.93 | 7,930 |
| 2019-08-05 | Sell Moritz A | Buy | 1,875 | 7.87 | 14,763 |
| 2019-08-02 | Hellerman Gerald | Buy | 1,000 | 8.00 | 8,000 |
| 2018-02-20 | Dakos Andrew (Director) | Buy | 5,700 | 12.74 | 72,606 |
| 2018-02-16 | Dakos Andrew (Director) | Buy | 500 | 12.84 | 6,422 |
| 2018-02-13 | Dakos Andrew (Director) | Buy | 7,400 | 12.35 | 91,390 |
| 2018-02-12 | Dakos Andrew (Director) | Buy | 3,800 | 12.35 | 46,941 |
| 2018-02-05 | Dakos Andrew (Director) | Buy | 6,442 | 12.88 | 82,972 |
| 2018-02-01 | Dakos Andrew (Director) | Buy | 1,353 | 13.40 | 18,128 |
| 2018-01-30 | Dakos Andrew (Director) | Buy | 5,042 | 13.45 | 67,819 |
| 2018-01-19 | Dakos Andrew (Director) | Buy | 16,103 | 13.15 | 211,786 |
| 2018-01-10 | Dakos Andrew (Director) | Buy | 292 | 12.92 | 3,772 |
| 2018-01-09 | Dakos Andrew (Director) | Buy | 8,230 | 12.93 | 106,372 |
| 2018-01-08 | Dakos Andrew (Director) | Buy | 1,752 | 12.94 | 22,662 |
| 2018-01-04 | Dakos Andrew (Director) | Buy | 5,533 | 12.88 | 71,237 |
| 2018-01-03 | Dakos Andrew (Director) | Buy | 3,950 | 12.79 | 50,532 |
| 2017-12-29 | Dakos Andrew (Director) | Buy | 1,332 | 12.74 | 16,968 |
| 2017-12-28 | Dakos Andrew (Director) | Buy | 14,036 | 12.66 | 177,667 |
| 2017-12-27 | Dakos Andrew (Director) | Buy | 19,600 | 12.63 | 247,548 |
| 2017-12-21 | Dakos Andrew (Director) | Buy | 7,235 | 12.57 | 90,936 |
| 2017-12-20 | Dakos Andrew (Director) | Buy | 3,163 | 12.41 | 39,252 |
| 2017-12-19 | Dakos Andrew (Director) | Buy | 3,300 | 12.55 | 41,428 |
| 2017-11-30 | Dakos Andrew (Director) | Buy | 2,873 | 12.70 | 36,484 |
| 2017-11-29 | Dakos Andrew (Director) | Buy | 2,283 | 12.66 | 28,895 |
| 2017-11-21 | Dakos Andrew (Director) | Buy | 13,060 | 12.60 | 164,490 |
| 2017-11-15 | Dakos Andrew (Director) | Buy | 1,394 | 12.34 | 17,206 |
| 2017-06-07 | Ricciardi Fred J (Director) | Buy | 4,000 | 12.60 | 50,404 |
| 2017-03-10 | Boillat Jean-marc (Director) | Sale | 3,000 | 11.07 | 33,198 |
| 2016-12-30 | Calhoun Joseph S Iii | Buy | 250 | 10.21 | 2,552 |
| 2016-12-09 | Calhoun Joseph S Iii | Buy | 300 | 10.03 | 3,009 |
| 2015-11-18 | Berris Brian A | Buy | 5,000 | 10.88 | 54,410 |
Insider trading activities including stock purchases, stock sales, and option exercises of SWZ listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Total Return Securities Fund (symbol SWZ, CIK number 813623) see the Securities and Exchange Commission (SEC) website.