Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Tcw Strategic Income Fund Inc (TSI) since 2005 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Tcw Strategic Income Fund Inc. (See page 1 of this report.) Table 2 shows the detailed insider transactions. This company's CIK number is 809559.
Total stock buying since 2005: $18,805,497.
Total stock sales since 2005: $4,469,397.
Total stock option exercises since 2005: $0.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2024 | 0 | $0 | 24,599 | $124,510 | 0 | $0 |
| 2023 | 0 | $0 | 668,542 | $3,171,080 | 0 | $0 |
| 2022 | 2,811 | $14,361 | 0 | $0 | 0 | $0 |
| 2021 | 233,428 | $1,322,310 | 0 | $0 | 0 | $0 |
| 2018 | 181,248 | $1,001,976 | 0 | $0 | 0 | $0 |
| 2016 | 104,950 | $557,530 | 0 | $0 | 0 | $0 |
| 2015 | 738,631 | $3,875,906 | 300 | $1,635 | 0 | $0 |
| 2014 | 138,880 | $748,095 | 0 | $0 | 0 | $0 |
| 2013 | 261,874 | $1,458,931 | 0 | $0 | 0 | $0 |
| 2012 | 42,240 | $219,084 | 0 | $0 | 0 | $0 |
| 2011 | 173,323 | $899,272 | 161,440 | $860,848 | 0 | $0 |
| 2010 | 496,134 | $2,435,048 | 28,197 | $132,929 | 0 | $0 |
| 2009 | 179,175 | $669,551 | 13,600 | $50,647 | 0 | $0 |
| 2008 | 27,700 | $89,953 | 0 | $0 | 0 | $0 |
| 2007 | 377,230 | $1,584,185 | 11,145 | $55,416 | 0 | $0 |
| 2006 | 783,065 | $3,871,888 | 8,900 | $43,367 | 0 | $0 |
| 2005 | 11,725 | $57,407 | 5,775 | $28,965 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2011-06-15 | Rivelle Tad (Portfolio Manager) | Buy | 3,500 | 5.23 | 18,305 |
| 2011-04-21 | Rivelle Tad (Portfolio Manager) | Buy | 16,000 | 5.46 | 87,360 |
| 2011-02-10 | Gavin John A | Buy | 41,900 | 5.18 | 217,209 |
| 2010-12-22 | Kane Steve (Portfolio Manager) | Buy | 22,000 | 5.49 | 120,780 |
| 2010-11-22 | Flack Mitch (Portfolio Manager) | Buy | 9,500 | 5.31 | 50,473 |
| 2010-11-19 | Flack Mitch (Portfolio Manager) | Buy | 16,400 | 5.33 | 87,330 |
| 2010-11-17 | Flack Mitch (Portfolio Manager) | Buy | 3,625 | 5.31 | 19,248 |
| 2010-08-03 | Rivelle Tad (Portfolio Manager) | Buy | 25,000 | 5.00 | 125,000 |
| 2010-07-27 | Rivelle Tad (Portfolio Manager) | Buy | 25,000 | 4.97 | 124,250 |
| 2010-07-26 | Rivelle Tad (Portfolio Manager) | Buy | 25,000 | 4.99 | 124,750 |
| 2010-07-23 | Rivelle Tad (Portfolio Manager) | Buy | 25,000 | 4.97 | 124,250 |
| 2010-07-22 | Rivelle Tad (Portfolio Manager) | Buy | 25,000 | 4.97 | 124,325 |
| 2010-07-21 | Rivelle Tad (Portfolio Manager) | Buy | 25,000 | 4.93 | 123,250 |
| 2010-07-20 | Rivelle Tad (Portfolio Manager) | Buy | 11,401 | 4.95 | 56,377 |
| 2010-05-20 | Whalen Bryan (Portfolio Manager) | Buy | 7,000 | 4.76 | 33,320 |
| 2010-05-06 | Whalen Bryan (Portfolio Manager) | Buy | 5,000 | 4.80 | 24,000 |
| 2010-05-05 | Whalen Bryan (Portfolio Manager) | Buy | 5,000 | 4.86 | 24,285 |
| 2010-04-27 | Rivelle Tad (Portfolio Manager) | Buy | 16,000 | 4.88 | 78,160 |
| 2010-04-26 | Whalen Bryan (Portfolio Manager) | Buy | 5,000 | 4.90 | 24,495 |
| 2010-04-23 | Kane Steve (Portfolio Manager) | Buy | 20,800 | 4.81 | 100,047 |
| 2010-04-23 | Whalen Bryan (Portfolio Manager) | Buy | 5,000 | 4.81 | 24,049 |
| 2010-04-23 | Rivelle Tad (Portfolio Manager) | Buy | 60,000 | 4.83 | 289,980 |
| 2010-04-22 | Whalen Bryan (Portfolio Manager) | Buy | 5,000 | 4.82 | 24,100 |
| 2010-04-21 | Rivelle Tad (Portfolio Manager) | Buy | 89,908 | 4.80 | 431,558 |
| 2010-03-15 | Kane Steve (Portfolio Manager) | Buy | 64,500 | 4.67 | 301,021 |
| 2010-01-11 | Fong Matthew K | Sale | 11,804 | 5.33 | 62,915 |
| 2010-01-05 | Fong Matthew K | Sale | 16,393 | 4.27 | 70,014 |
| 2009-08-04 | Call Richard W | Sale | 6,400 | 3.93 | 25,152 |
| 2009-07-29 | Gundlach Jeffrey E | Buy | 178,475 | 3.74 | 666,961 |
| 2009-07-13 | Lyon Thomas D (Senior V.P.) | Buy | 700 | 3.70 | 2,590 |
| 2009-06-16 | Call Richard W | Sale | 7,200 | 3.54 | 25,495 |
| 2008-09-26 | Fong Matthew K | Buy | 6,715 | 3.07 | 20,615 |
| 2008-09-24 | Fong Matthew K | Buy | 1,285 | 3.15 | 4,047 |
| 2008-09-23 | Fong Matthew K | Buy | 12,000 | 3.17 | 38,300 |
| 2008-08-05 | Lyon Thomas D (Senior V.P.) | Buy | 1,500 | 3.42 | 5,130 |
| 2008-01-08 | Lyon Thomas D (Senior V.P.) | Buy | 4,200 | 3.71 | 15,561 |
| 2007-10-23 | Lyon Thomas D (Senior V.P.) | Buy | 1,300 | 3.95 | 5,135 |
| 2007-10-03 | Gavin John A | Buy | 5,000 | 4.10 | 20,500 |
| 2007-08-21 | Call Richard W | Buy | 33,900 | 4.05 | 137,261 |
| 2007-08-16 | Parker Charles A | Buy | 300 | 4.06 | 1,217 |
| 2007-08-14 | Gundlach Jeffrey E | Buy | 143,000 | 3.99 | 570,284 |
| 2007-08-14 | Lyon Thomas D (Senior V.P.) | Buy | 10,000 | 4.00 | 40,000 |
| 2007-08-07 | Call Richard W | Sale | 875 | 4.17 | 3,648 |
| 2007-07-25 | Gundlach Jeffrey E | Buy | 55,200 | 4.41 | 243,487 |
| 2007-07-24 | Gundlach Jeffrey E | Buy | 127,200 | 4.40 | 559,425 |
| 2007-07-02 | Call Richard W | Sale | 750 | 4.84 | 3,630 |
| 2007-06-04 | Haden Patrick C | Sale | 6,700 | 5.03 | 33,667 |
| 2007-06-01 | Call Richard W | Sale | 720 | 5.02 | 3,614 |
| 2007-04-17 | Lyon Thomas D (Senior V.P.) | Buy | 1,330 | 5.17 | 6,876 |
| 2007-03-02 | Call Richard W | Sale | 700 | 5.22 | 3,654 |
| 2007-02-16 | Call Richard W | Sale | 675 | 5.21 | 3,513 |
| 2007-01-05 | Call Richard W | Sale | 725 | 5.09 | 3,690 |
| 2006-12-05 | Call Richard W | Sale | 700 | 5.14 | 3,598 |
| 2006-11-22 | Gundlach Jeffrey E | Buy | 2,500 | 5.00 | 12,500 |
| 2006-11-21 | Lyon Thomas D (Senior V.P.) | Buy | 2,200 | 4.99 | 10,978 |
| 2006-11-13 | Call Richard W | Sale | 725 | 4.96 | 3,592 |
| 2006-10-02 | Call Richard W | Sale | 725 | 4.90 | 3,552 |
| 2006-09-11 | Albe Alvin R Jr (President & CEO) | Buy | 13,000 | 4.88 | 63,440 |
| 2006-09-08 | Albe Alvin R Jr (President & CEO) | Buy | 24,100 | 4.89 | 117,969 |
| 2006-09-05 | Call Richard W | Sale | 725 | 4.92 | 3,567 |
| 2006-08-31 | Albe Alvin R Jr (President & CEO) | Buy | 9,400 | 4.90 | 46,060 |
| 2006-08-30 | Albe Alvin R Jr (President & CEO) | Buy | 25,000 | 4.88 | 121,974 |
| 2006-08-29 | Albe Alvin R Jr (President & CEO) | Buy | 28,500 | 4.88 | 139,108 |
| 2006-08-14 | Fong Matthew K | Buy | 5,000 | 4.80 | 24,000 |
| 2006-08-10 | Gundlach Jeffrey E | Buy | 8,700 | 4.80 | 41,794 |
| 2006-08-09 | Gundlach Jeffrey E | Buy | 41,300 | 4.78 | 197,331 |
| 2006-08-08 | Call Richard W | Sale | 750 | 4.75 | 3,561 |
| 2006-08-04 | Gavin John A | Buy | 4,200 | 4.72 | 19,824 |
| 2006-07-05 | Call Richard W | Sale | 775 | 4.60 | 3,564 |
| 2006-06-28 | Lyon Thomas D (Senior V.P.) | Buy | 2,000 | 4.61 | 9,220 |
| 2006-06-08 | Lyon Thomas D (Senior V.P.) | Buy | 2,000 | 4.79 | 9,580 |
| 2006-06-01 | Call Richard W | Sale | 750 | 4.87 | 3,652 |
| 2006-05-10 | Lyon Thomas D (Senior V.P.) | Buy | 725 | 4.88 | 3,538 |
| 2006-05-05 | Call Richard W | Sale | 750 | 4.92 | 3,687 |
| 2006-04-03 | Call Richard W | Sale | 750 | 4.97 | 3,727 |
| 2006-03-23 | Albe Alvin R Jr (President & CEO) | Buy | 76,900 | 5.13 | 394,420 |
| 2006-03-22 | Beyer Robert D | Buy | 5,420 | 5.14 | 27,858 |
| 2006-03-21 | Gundlach Jeffrey E | Buy | 31,600 | 5.08 | 160,654 |
| 2006-03-21 | Albe Alvin R Jr (President & CEO) | Buy | 10,400 | 5.08 | 52,873 |
| 2006-03-21 | Beyer Robert D | Buy | 5,100 | 5.08 | 25,928 |
| 2006-03-20 | Albe Alvin R Jr (President & CEO) | Buy | 2,000 | 5.03 | 10,060 |
| 2006-03-17 | Albe Alvin R Jr (President & CEO) | Buy | 31,600 | 5.09 | 160,907 |
| 2006-03-17 | Beyer Robert D | Buy | 52,300 | 5.07 | 265,056 |
| 2006-03-16 | Gundlach Jeffrey E | Buy | 89,300 | 5.04 | 449,118 |
| 2006-03-16 | Albe Alvin R Jr (President & CEO) | Buy | 19,000 | 5.00 | 94,905 |
| 2006-03-16 | Beyer Robert D | Buy | 9,500 | 5.00 | 47,452 |
| 2006-03-15 | Gundlach Jeffrey E | Buy | 16,000 | 4.97 | 79,488 |
| 2006-03-15 | Albe Alvin R Jr (President & CEO) | Buy | 5,500 | 4.97 | 27,324 |
| 2006-03-15 | Beyer Robert D | Buy | 2,700 | 4.97 | 13,413 |
| 2006-03-14 | Gundlach Jeffrey E | Buy | 42,000 | 4.86 | 204,120 |
| 2006-03-14 | Albe Alvin R Jr (President & CEO) | Buy | 13,600 | 4.86 | 66,096 |
| 2006-03-13 | Gundlach Jeffrey E | Buy | 16,000 | 4.84 | 77,376 |
| 2006-03-13 | Albe Alvin R Jr (President & Chief Executive Of) | Buy | 5,200 | 4.84 | 25,147 |
| 2006-03-10 | Gundlach Jeffrey E (Senior V.P.) | Buy | 27,000 | 4.78 | 129,033 |
| 2006-03-10 | Albe Alvin R Jr (President & Chief Executive Of) | Buy | 9,000 | 4.78 | 43,011 |
| 2006-03-09 | Gundlach Jeffrey E (Senior V.P.) | Buy | 64,450 | 4.77 | 307,233 |
| 2006-03-09 | Albe Alvin R Jr (President & Chief Executive Of) | Buy | 21,170 | 4.77 | 100,917 |
| 2006-03-02 | Call Richard W | Sale | 750 | 4.90 | 3,675 |
| 2006-03-02 | Haden Patrick C | Buy | 6,100 | 4.90 | 29,883 |
| 2006-02-07 | Call Richard W | Sale | 750 | 4.86 | 3,645 |
| 2006-02-01 | Albe Alvin A Jr (President & Chief Ex) | Buy | 10,100 | 4.84 | 48,865 |
| 2006-01-31 | Albe Alvin A Jr (President & Chief Ex) | Buy | 7,900 | 4.84 | 38,251 |
| 2006-01-04 | Call Richard W | Sale | 750 | 4.73 | 3,547 |
| 2005-12-15 | Lyon Thomas D (Senior V.P.) | Buy | 2,025 | 4.84 | 9,807 |
| 2005-12-14 | Lyon Thomas D (Senior V.P.) | Buy | 5,000 | 4.82 | 24,100 |
| 2005-12-01 | Call Richard W | Sale | 750 | 4.83 | 3,622 |
| 2005-11-07 | Call Richard W | Sale | 725 | 4.94 | 3,581 |
| 2005-10-04 | Call Richard W | Sale | 725 | 5.02 | 3,639 |
| 2005-09-01 | Call Richard W | Sale | 725 | 5.08 | 3,683 |
| 2005-08-09 | Call Richard W | Sale | 700 | 5.13 | 3,591 |
| 2005-07-14 | Call Richard W | Sale | 700 | 5.10 | 3,569 |
| 2005-06-02 | Call Richard W | Sale | 750 | 5.00 | 3,750 |
| 2005-05-25 | Lyon Thomas D (Senior V.P.) | Buy | 4,700 | 5.00 | 23,500 |
| 2005-04-04 | Call Richard W | Sale | 700 | 5.04 | 3,530 |
Insider trading activities including stock purchases, stock sales, and option exercises of TSI listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Tcw Strategic Income Fund Inc (symbol TSI, CIK number 809559) see the Securities and Exchange Commission (SEC) website.