Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Northern Trust Corp (NTRS) since 2015 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Northern Trust Corp. (See page 1 of this report.) Table 2 shows the detailed insider transactions. This company's CIK number is 73124.
Total stock buying since 2015: $1,861,380.
Total stock sales since 2015: $431,934,443.
Total stock option exercises since 2015: $239,538,209.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2025 | 368 | $42,604 | 77,703 | $9,118,354 | 52,839 | $4,176,281 |
| 2024 | 0 | $0 | 146,716 | $13,937,592 | 110,920 | $7,488,699 |
| 2023 | 26,759 | $1,737,030 | 2,337 | $221,040 | 32,303 | $1,631,281 |
| 2022 | 5 | $475 | 2,344 | $266,891 | 4,601 | $150,025 |
| 2021 | 17 | $1,894 | 333,266 | $38,981,657 | 256,503 | $13,726,456 |
| 2020 | 17 | $1,563 | 140,292 | $13,330,537 | 98,016 | $5,903,260 |
| 2019 | 30 | $3,139 | 208,773 | $20,774,431 | 160,328 | $9,620,331 |
| 2018 | 0 | $0 | 308,774 | $33,216,744 | 185,940 | $11,244,488 |
| 2017 | 0 | $0 | 1,255,022 | $115,175,578 | 1,075,326 | $57,421,269 |
| 2016 | 0 | $0 | 2,131,039 | $160,732,579 | 1,958,788 | $110,196,308 |
| 2015 | 1,024 | $74,675 | 350,540 | $26,179,040 | 328,493 | $17,979,811 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2016-11-16 | Bowman Biff (Chief Financial Officer) | Option Ex | 25,899 | 49.52 | 1,282,518 |
| 2016-11-16 | Fradkin Steven L (President/Wealth Management) | Sale | 302,133 | 80.98 | 24,466,730 |
| 2016-11-16 | Fradkin Steven L (President/Wealth Management) | Option Ex | 302,133 | 53.06 | 16,031,176 |
| 2016-11-15 | Karpinski Jane (Executive VP & Controller) | Sale | 244 | 81.30 | 19,837 |
| 2016-11-15 | Karpinski Jane (Executive VP & Controller) | Option Ex | 244 | 43.65 | 10,650 |
| 2016-11-15 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Sale | 10,000 | 81.23 | 812,300 |
| 2016-11-15 | Waddell Frederick H (Chairman, President and CEO) | Sale | 200,000 | 82.06 | 16,411,400 |
| 2016-11-15 | Waddell Frederick H (Chairman, President and CEO) | Option Ex | 200,000 | 57.54 | 11,508,000 |
| 2016-11-14 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Sale | 6,000 | 80.91 | 485,460 |
| 2016-11-14 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Option Ex | 6,000 | 71.23 | 427,380 |
| 2016-11-14 | Potter Stephen N (President / Asset Management) | Sale | 65,079 | 81.09 | 5,277,256 |
| 2016-11-14 | Potter Stephen N (President / Asset Management) | Option Ex | 65,079 | 52.64 | 3,425,758 |
| 2016-11-14 | Fradkin Steven L (President/Wealth Management) | Sale | 21,059 | 80.95 | 1,704,726 |
| 2016-11-14 | Fradkin Steven L (President/Wealth Management) | Option Ex | 21,059 | 71.23 | 1,500,032 |
| 2016-11-14 | Morrison William L (Vice Chairman) | Sale | 55,764 | 81.69 | 4,555,082 |
| 2016-11-14 | Morrison William L (Vice Chairman) | Option Ex | 35,764 | 52.69 | 1,884,405 |
| 2016-11-11 | Potter Stephen N (President / Asset Management) | Sale | 6,160 | 80.00 | 492,800 |
| 2016-11-11 | Potter Stephen N (President / Asset Management) | Option Ex | 6,160 | 52.64 | 324,262 |
| 2016-11-11 | Schreuder Jana R (COO) | Sale | 38,836 | 80.00 | 3,106,880 |
| 2016-11-11 | Schreuder Jana R (COO) | Option Ex | 38,836 | 50.99 | 1,980,247 |
| 2016-11-10 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Sale | 15,000 | 77.90 | 1,168,500 |
| 2016-11-10 | St Clair Joyce (Executive Vice President) | Sale | 6,588 | 78.00 | 513,864 |
| 2016-11-10 | St Clair Joyce (Executive Vice President) | Option Ex | 6,588 | 71.23 | 469,263 |
| 2016-11-10 | Schreuder Jana R (COO) | Sale | 20,000 | 78.00 | 1,560,000 |
| 2016-11-10 | Schreuder Jana R (COO) | Option Ex | 20,000 | 50.99 | 1,019,800 |
| 2016-11-10 | Fradkin Steven L (President/Wealth Management) | Sale | 20,124 | 77.95 | 1,568,665 |
| 2016-11-10 | Fradkin Steven L (President/Wealth Management) | Option Ex | 20,124 | 63.36 | 1,275,056 |
| 2016-11-10 | Morrison William L (Vice Chairman) | Sale | 20,000 | 79.41 | 1,588,200 |
| 2016-11-09 | St Clair Joyce (Executive Vice President) | Sale | 47,216 | 75.58 | 3,568,585 |
| 2016-11-09 | St Clair Joyce (Executive Vice President) | Option Ex | 47,216 | 64.39 | 3,040,002 |
| 2016-11-09 | Potter Stephen N (President / Asset Management) | Sale | 126,070 | 75.78 | 9,553,584 |
| 2016-11-09 | Potter Stephen N (President / Asset Management) | Option Ex | 126,070 | 64.39 | 8,117,016 |
| 2016-11-09 | Schreuder Jana R (COO) | Sale | 100,421 | 75.71 | 7,602,873 |
| 2016-11-09 | Schreuder Jana R (COO) | Option Ex | 92,388 | 64.39 | 5,948,401 |
| 2016-11-09 | Waddell Frederick H (Chairman, President and CEO) | Sale | 53,107 | 74.76 | 3,970,279 |
| 2016-11-09 | Waddell Frederick H (Chairman, President and CEO) | Option Ex | 53,107 | 71.23 | 3,782,811 |
| 2016-11-08 | Waddell Frederick H (Chairman, President and CEO) | Sale | 38,939 | 74.13 | 2,886,548 |
| 2016-11-08 | Waddell Frederick H (Chairman, President and CEO) | Option Ex | 38,939 | 71.23 | 2,773,624 |
| 2016-11-07 | Bowman Biff (Chief Financial Officer) | Sale | 7,371 | 74.00 | 545,454 |
| 2016-11-07 | Bowman Biff (Chief Financial Officer) | Option Ex | 7,371 | 71.23 | 525,036 |
| 2016-11-07 | St Clair Joyce (Executive Vice President) | Sale | 48,180 | 73.07 | 3,520,512 |
| 2016-11-07 | St Clair Joyce (Executive Vice President) | Option Ex | 48,180 | 57.54 | 2,772,277 |
| 2016-11-07 | Schreuder Jana R (COO) | Sale | 36,681 | 73.08 | 2,680,647 |
| 2016-11-07 | Schreuder Jana R (COO) | Option Ex | 36,681 | 64.39 | 2,361,706 |
| 2016-11-07 | Waddell Frederick H (Chairman, President and CEO) | Sale | 103,214 | 73.31 | 7,566,618 |
| 2016-11-07 | Waddell Frederick H (Chairman, President and CEO) | Option Ex | 103,214 | 64.39 | 6,645,433 |
| 2016-11-04 | Leech Wilson (Executive Vice President) | Sale | 10,142 | 72.52 | 735,497 |
| 2016-11-04 | Leech Wilson (Executive Vice President) | Option Ex | 10,142 | 50.99 | 517,140 |
| 2016-11-03 | St Clair Joyce (Executive Vice President) | Sale | 1,820 | 73.00 | 132,860 |
| 2016-11-03 | St Clair Joyce (Executive Vice President) | Option Ex | 1,820 | 57.54 | 104,722 |
| 2016-11-03 | Schreuder Jana R (COO) | Sale | 3,319 | 73.01 | 242,320 |
| 2016-11-03 | Schreuder Jana R (COO) | Option Ex | 3,319 | 64.39 | 213,693 |
| 2016-11-03 | Waddell Frederick H (Chairman, President and CEO) | Sale | 1,900 | 73.01 | 138,719 |
| 2016-11-03 | Waddell Frederick H (Chairman, President and CEO) | Option Ex | 1,900 | 71.23 | 135,337 |
| 2016-11-02 | Pembleton Susan Gillian (EVP, Human Resources) | Sale | 15,574 | 72.04 | 1,121,950 |
| 2016-11-02 | Pembleton Susan Gillian (EVP, Human Resources) | Option Ex | 15,574 | 54.78 | 853,143 |
| 2016-10-31 | Morrison William L (Vice Chairman) | Sale | 98,239 | 72.56 | 7,128,713 |
| 2016-10-31 | Morrison William L (Vice Chairman) | Option Ex | 71,239 | 52.64 | 3,750,020 |
| 2016-10-10 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Sale | 7,616 | 72.35 | 551,017 |
| 2016-10-10 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Option Ex | 7,616 | 52.69 | 401,287 |
| 2016-09-08 | Waddell Frederick H (Chairman and CEO) | Sale | 160,367 | 69.81 | 11,195,220 |
| 2016-09-08 | Waddell Frederick H (Chairman and CEO) | Option Ex | 160,367 | 43.65 | 7,000,019 |
| 2016-09-07 | Bowman Biff (Chief Financial Officer) | Sale | 2,960 | 70.00 | 207,200 |
| 2016-09-07 | Bowman Biff (Chief Financial Officer) | Option Ex | 2,960 | 63.36 | 187,545 |
| 2016-09-01 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Sale | 10,000 | 71.35 | 713,500 |
| 2016-09-01 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Option Ex | 10,000 | 52.69 | 526,900 |
| 2016-08-29 | St Clair Joyce (Executive Vice President) | Sale | 50,010 | 70.04 | 3,502,700 |
| 2016-08-29 | St Clair Joyce (Executive Vice President) | Option Ex | 50,010 | 50.99 | 2,550,009 |
| 2016-08-23 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Sale | 10,000 | 69.00 | 690,000 |
| 2016-08-23 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Option Ex | 10,000 | 43.65 | 436,500 |
| 2016-08-23 | St Clair Joyce (Executive Vice President) | Sale | 5,748 | 69.00 | 396,612 |
| 2016-08-18 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Sale | 10,000 | 68.51 | 685,100 |
| 2016-08-18 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Option Ex | 10,000 | 43.65 | 436,500 |
| 2016-08-17 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Sale | 14,365 | 68.00 | 976,820 |
| 2016-08-17 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Option Ex | 14,365 | 43.65 | 627,032 |
| 2016-08-12 | Browne Robert P (EVP & Chief Investment Officer) | Sale | 5,883 | 67.76 | 398,632 |
| 2016-08-12 | Browne Robert P (EVP & Chief Investment Officer) | Option Ex | 5,883 | 50.99 | 299,974 |
| 2016-08-08 | Browne Robert P (EVP & Chief Investment Officer) | Sale | 11,455 | 69.16 | 792,227 |
| 2016-08-08 | Browne Robert P (EVP & Chief Investment Officer) | Option Ex | 11,455 | 43.65 | 500,010 |
| 2016-08-05 | Morrison William L (President) | Sale | 40,247 | 68.86 | 2,771,408 |
| 2016-08-05 | Morrison William L (President) | Option Ex | 40,247 | 63.36 | 2,550,049 |
| 2016-08-04 | Pembleton Susan Gillian (EVP, Human Resources) | Sale | 2,013 | 66.86 | 134,589 |
| 2016-08-04 | Pembleton Susan Gillian (EVP, Human Resources) | Option Ex | 2,013 | 63.36 | 127,543 |
| 2016-08-04 | Morrison William L (President) | Sale | 40,046 | 66.72 | 2,671,668 |
| 2016-08-04 | Morrison William L (President) | Option Ex | 20,046 | 43.65 | 875,007 |
| 2016-08-03 | St Clair Joyce (Executive Vice President) | Sale | 48,110 | 67.02 | 3,224,428 |
| 2016-08-03 | St Clair Joyce (Executive Vice President) | Option Ex | 48,110 | 43.65 | 2,100,001 |
| 2016-08-03 | Morrison William L (President) | Sale | 90,270 | 66.97 | 6,045,381 |
| 2016-08-03 | Morrison William L (President) | Option Ex | 90,270 | 57.54 | 5,194,135 |
| 2016-04-21 | Cherecwich Peter (EVP, Global Fund Services) | Sale | 58,260 | 71.78 | 4,181,669 |
| 2016-04-21 | Cherecwich Peter (EVP, Global Fund Services) | Option Ex | 47,260 | 50.67 | 2,394,569 |
| 2016-04-19 | Powell Charles D | Option Ex | 1,530 | .00 | 0 |
| 2016-03-04 | Browne Robert P (EVP & Chief Investment Officer) | Sale | 14,000 | 65.06 | 910,798 |
| 2016-03-03 | Browne Robert P (EVP & Chief Investment Officer) | Sale | 14,000 | 64.29 | 900,060 |
| 2015-12-15 | Harrison Dean M | Buy | 1,000 | 72.98 | 72,980 |
| 2015-09-08 | Waddell Frederick H (Chairman and CEO) | Sale | 21,305 | 70.44 | 1,500,702 |
| 2015-07-30 | Morrison William L (President) | Sale | 78,882 | 77.14 | 6,085,351 |
| 2015-07-30 | Morrison William L (President) | Option Ex | 78,882 | 47.32 | 3,732,696 |
| 2015-07-23 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Sale | 3,477 | 79.20 | 275,378 |
| 2015-07-23 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Option Ex | 3,477 | 71.23 | 247,666 |
| 2015-07-23 | St Clair Joyce (Executive Vice President) | Sale | 6,000 | 79.00 | 474,000 |
| 2015-07-23 | St Clair Joyce (Executive Vice President) | Option Ex | 6,000 | 63.36 | 380,160 |
| 2015-06-22 | Potter Stephen N (President / Asset Management) | Sale | 26,042 | 78.00 | 2,031,276 |
| 2015-06-22 | Potter Stephen N (President / Asset Management) | Option Ex | 26,042 | 63.36 | 1,650,021 |
| 2015-06-11 | Waddell Frederick H (Chairman and CEO) | Sale | 21,710 | 77.55 | 1,683,653 |
| 2015-06-11 | Waddell Frederick H (Chairman and CEO) | Option Ex | 21,710 | 63.36 | 1,375,545 |
| 2015-06-10 | St Clair Joyce (Executive Vice President) | Sale | 5,838 | 77.00 | 449,526 |
| 2015-06-10 | St Clair Joyce (Executive Vice President) | Option Ex | 5,838 | 63.36 | 369,895 |
| 2015-06-10 | Waddell Frederick H (Chairman and CEO) | Sale | 13,395 | 77.50 | 1,038,112 |
| 2015-06-10 | Waddell Frederick H (Chairman and CEO) | Option Ex | 13,395 | 63.36 | 848,707 |
| 2015-05-14 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Sale | 34,905 | 74.85 | 2,612,743 |
| 2015-05-14 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Option Ex | 34,905 | 51.81 | 1,808,602 |
| 2015-05-05 | Schreuder Jana R (COO) | Sale | 8,878 | 75.00 | 665,850 |
| 2015-05-05 | Schreuder Jana R (COO) | Option Ex | 8,878 | 63.36 | 562,510 |
| 2015-05-05 | Waddell Frederick H (Chairman and CEO) | Sale | 20,000 | 75.00 | 1,500,000 |
| 2015-05-05 | Waddell Frederick H (Chairman and CEO) | Option Ex | 20,000 | 63.36 | 1,267,200 |
| 2015-05-04 | Pembleton Susan Gillian (EVP, Human Resources) | Sale | 1,152 | 74.55 | 85,878 |
| 2015-05-04 | Pembleton Susan Gillian (EVP, Human Resources) | Option Ex | 1,152 | 52.09 | 60,013 |
| 2015-04-30 | Karpinski Jane (Senior VP & Controller) | Sale | 14,723 | 73.10 | 1,076,251 |
| 2015-04-30 | Karpinski Jane (Senior VP & Controller) | Option Ex | 14,723 | 54.42 | 801,166 |
| 2015-04-22 | Bowman Biff (Chief Financial Officer) | Sale | 2,959 | 72.95 | 215,859 |
| 2015-04-22 | Bowman Biff (Chief Financial Officer) | Option Ex | 2,959 | 63.36 | 187,482 |
| 2015-04-22 | Schreuder Jana R (COO) | Sale | 8,878 | 73.00 | 648,094 |
| 2015-04-22 | Schreuder Jana R (COO) | Option Ex | 8,878 | 63.36 | 562,510 |
| 2015-04-22 | Fradkin Steven L (President/Wealth Management) | Sale | 20,123 | 72.95 | 1,467,972 |
| 2015-04-22 | Fradkin Steven L (President/Wealth Management) | Option Ex | 20,123 | 63.36 | 1,274,993 |
| 2015-04-21 | Bond John | Option Ex | 1,677 | .00 | 0 |
| 2015-04-21 | Powell Charles D | Option Ex | 497 | .00 | 0 |
| 2015-04-21 | Mooney Edward J | Option Ex | 1,265 | .00 | 0 |
| 2015-03-17 | Schreuder Jana R (COO) | Sale | 3,641 | 72.00 | 262,152 |
| 2015-03-17 | Waddell Frederick H (Chairman and CEO) | Sale | 10,000 | 72.00 | 720,000 |
| 2015-03-17 | Waddell Frederick H (Chairman and CEO) | Option Ex | 10,000 | 63.36 | 633,600 |
| 2015-03-10 | Prado Becerra Jose Luis | Buy | 6 | 69.38 | 416 |
| 2015-02-25 | Harrison Dean M | Buy | 18 | 71.06 | 1,279 |
| 2015-02-24 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Sale | 3,000 | 71.60 | 214,799 |
| 2015-02-24 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Option Ex | 3,000 | 63.36 | 190,080 |
| 2015-02-09 | Morrison William L (President) | Sale | 11,716 | 69.03 | 808,743 |
| 2015-02-09 | Morrison William L (President) | Option Ex | 11,716 | 43.65 | 511,403 |
| 2015-02-06 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Sale | 5,000 | 69.20 | 346,000 |
| 2015-02-06 | Cohodes Jeffrey D. (EVP/Chief Risk Officer) | Option Ex | 5,000 | 55.39 | 276,950 |
| 2015-02-06 | Morrison William L (President) | Sale | 28,376 | 69.80 | 1,980,729 |
| 2015-02-06 | Morrison William L (President) | Option Ex | 28,376 | 43.65 | 1,238,612 |
| 2015-02-02 | Fradkin Steven L (President/Wealth Management) | Sale | 540 | 66.61 | 35,972 |
Insider trading activities including stock purchases, stock sales, and option exercises of NTRS listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Northern Trust Corp (symbol NTRS, CIK number 73124) see the Securities and Exchange Commission (SEC) website.