Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Allied Capital Corp (ALD) since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data at Allied Capital Corp. Table 2 shows the detailed insider transactions. The reporting company's CIK number is 3906.
Total stock buying since 2005: $5,306,770.
Total stock sales since 2005: $4,184,703.
Total stock option exercises since 2005: $3,972,569.
▪ Recent SEC 13D filings for all companies
▪ Recent portfolio reports of all companies
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2010 | 0 | $0 | 0 | $0 | 5,000 | $13,150 |
| 2009 | 21,500 | $29,867 | 0 | $0 | 0 | $0 |
| 2008 | 219,533 | $1,348,705 | 5,281 | $20,516 | 1,071,622 | $0 |
| 2007 | 154,756 | $3,521,250 | 0 | $0 | 165,033 | $3,296,735 |
| 2006 | 11,817 | $352,630 | 0 | $0 | 33,460 | $638,244 |
| 2005 | 2,020 | $54,318 | 145,470 | $4,164,187 | 1,000 | $24,440 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2010-04 | 0 | $0 | 0 | $0 | 5,000 | $13,150 |
| 2009-09 | 5,000 | $14,795 | 0 | $0 | 0 | $0 |
| 2009-03 | 16,500 | $15,072 | 0 | $0 | 0 | $0 |
| 2008-12 | 10,000 | $24,500 | 0 | $0 | 0 | $0 |
| 2008-11 | 151,804 | $331,485 | 5,281 | $20,516 | 0 | $0 |
| 2008-08 | 9,000 | $123,571 | 0 | $0 | 0 | $0 |
| 2008-06 | 35,529 | $602,314 | 0 | $0 | 0 | $0 |
| 2008-05 | 7,700 | $147,070 | 0 | $0 | 0 | $0 |
| 2008-03 | 0 | $0 | 0 | $0 | 1,071,622 | $0 |
| 2008-02 | 5,500 | $119,765 | 0 | $0 | 0 | $0 |
| 2007-12 | 21,792 | $484,890 | 0 | $0 | 10,000 | $195,600 |
| 2007-11 | 132,469 | $3,022,158 | 0 | $0 | 0 | $0 |
| 2007-05 | 0 | $0 | 0 | $0 | 100,000 | $2,152,000 |
| 2007-03 | 495 | $14,202 | 0 | $0 | 5,033 | $108,486 |
| 2007-01 | 0 | $0 | 0 | $0 | 50,000 | $840,649 |
| 2006-05 | 11,067 | $329,815 | 0 | $0 | 0 | $0 |
| 2006-03 | 750 | $22,815 | 0 | $0 | 28,814 | $538,263 |
| 2006-01 | 0 | $0 | 0 | $0 | 4,646 | $99,981 |
| 2005-12 | 0 | $0 | 0 | $0 | 1,000 | $24,440 |
| 2005-11 | 0 | $0 | 11,216 | $336,367 | 0 | $0 |
| 2005-09 | 0 | $0 | 134,254 | $3,827,820 | 0 | $0 |
| 2005-05 | 2,020 | $54,318 | 0 | $0 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2010-04-01 | Garcia Anthony T (Director) | Option Ex | 5,000 | 2.63 | 13,150 |
| 2009-09-08 | Long Robert E (Director) | Buy | 5,000 | 2.96 | 14,795 |
| 2009-03-13 | Racicot Marc F (Director) | Buy | 9,500 | 1.07 | 10,165 |
| 2009-03-06 | Torre Bates Ann (Director) | Buy | 7,000 | .70 | 4,907 |
| 2008-12-04 | Shulman John D (Managing Director) | Buy | 10,000 | 2.45 | 24,500 |
| 2008-11-26 | Sweeney Joan M (Chief Operating Officer) | Buy | 10,000 | 2.11 | 21,100 |
| 2008-11-21 | Garcia Anthony T (Director) | Buy | 10,000 | 1.87 | 18,740 |
| 2008-11-21 | Scheurer John M (Managing Director) | Buy | 10,000 | 1.88 | 18,760 |
| 2008-11-21 | Binder Scott S (Managing Director) | Buy | 15,000 | 1.79 | 26,925 |
| 2008-11-21 | Racicot Marc F (Director) | Buy | 5,750 | 1.71 | 9,815 |
| 2008-11-20 | Long Robert D (Managing Director) | Buy | 5,000 | 2.01 | 10,049 |
| 2008-11-19 | Firestone John D (Director) | Buy | 5,000 | 2.23 | 11,160 |
| 2008-11-19 | Long Robert D (Managing Director) | Buy | 15,000 | 2.24 | 33,600 |
| 2008-11-19 | Harper Edwin (Director) | Buy | 1,554 | 2.23 | 3,457 |
| 2008-11-18 | Pollock Alex J (Director) | Buy | 10,000 | 2.35 | 23,500 |
| 2008-11-18 | Hebert Lawrence L (Director) | Buy | 7,500 | 2.70 | 20,265 |
| 2008-11-18 | Steuart Guy T Ii (Director) | Buy | 2,000 | 2.48 | 4,950 |
| 2008-11-18 | Browne Brooks H (Director) | Buy | 5,000 | 2.43 | 12,145 |
| 2008-11-18 | Walton William L (Chairman & CEO) | Buy | 40,000 | 2.27 | 90,719 |
| 2008-11-18 | Leahy John I (Director) | Buy | 10,000 | 2.63 | 26,300 |
| 2008-11-11 | Long Robert E (Director) | Sale | 5,281 | 3.88 | 20,516 |
| 2008-08-22 | Browne Brooks H (Director) | Buy | 4,000 | 13.28 | 53,104 |
| 2008-08-11 | Steuart Guy T Ii (Director) | Buy | 2,000 | 14.49 | 28,980 |
| 2008-08-07 | Harper Edwin (Director) | Buy | 2,000 | 13.83 | 27,658 |
| 2008-06-30 | Hebert Lawrence L (Director) | Buy | 4,000 | 13.81 | 55,240 |
| 2008-06-26 | Pollock Alex J (Director) | Buy | 1,000 | 14.51 | 14,510 |
| 2008-06-26 | Harper Edwin (Director) | Buy | 1,000 | 14.48 | 14,478 |
| 2008-06-25 | Firestone John D (Director) | Buy | 1,000 | 14.85 | 14,849 |
| 2008-06-24 | Van Roijen Laura (Director) | Buy | 5,000 | 14.54 | 72,680 |
| 2008-06-11 | Monk Robert Minter (Managing Director) | Buy | 1,500 | 15.91 | 23,865 |
| 2008-06-11 | Hebert Lawrence L (Director) | Buy | 2,029 | 15.96 | 32,392 |
| 2008-06-06 | Fruehwirth John Martin (Managing Director) | Buy | 20,000 | 18.71 | 374,300 |
| 2008-05-29 | Walton William L (Chairman & CEO) | Buy | 3,800 | 19.36 | 73,552 |
| 2008-05-27 | Maccarone Justin S Jr (Managing Director) | Buy | 3,900 | 18.85 | 73,518 |
| 2008-03-18 | Blasey Ralph Gilbert Iii (Executive Vice President) | Option Ex | 7,353 | .00 | 0 |
| 2008-03-18 | Lauer Thomas Charles (Managing Director) | Option Ex | 11,461 | .00 | 0 |
| 2008-03-18 | Murphy Diane Elizabeth (Executive Vice President) | Option Ex | 23,401 | .00 | 0 |
| 2008-03-18 | Fruehwirth John Martin (Managing Director) | Option Ex | 15,397 | .00 | 0 |
| 2008-03-18 | Monk Robert Minter (Managing Director) | Option Ex | 28,748 | .00 | 0 |
| 2008-03-18 | Maccarone Justin S Jr (Managing Director) | Option Ex | 18,250 | .00 | 0 |
| 2008-03-18 | Russell Daniel Lawrence (Managing Director) | Option Ex | 44,539 | .00 | 0 |
| 2008-03-18 | Anderson Kelly A (EVP & Treasurer) | Option Ex | 17,901 | .00 | 0 |
| 2008-03-18 | Grisius Michael J (Managing Director) | Option Ex | 51,412 | .00 | 0 |
| 2008-03-18 | Pollock Alex J (Director) | Option Ex | 5,526 | .00 | 0 |
| 2008-03-18 | Shulman John D (Managing Director) | Option Ex | 62,023 | .00 | 0 |
| 2008-03-18 | Walton William L (Chairman & CEO) | Option Ex | 311,799 | .00 | 0 |
| 2008-03-18 | Sweeney Joan M (Chief Operating Officer) | Option Ex | 160,013 | .00 | 0 |
| 2008-03-18 | Sparrow Suzanne V (Executive Vice President) | Option Ex | 16,297 | .00 | 0 |
| 2008-03-18 | Scheurer John M (Managing Director) | Option Ex | 119,760 | .00 | 0 |
| 2008-03-18 | Roll Penelope F (Chief Financial Officer) | Option Ex | 59,005 | .00 | 0 |
| 2008-03-18 | Long Robert D (Managing Director) | Option Ex | 36,775 | .00 | 0 |
| 2008-03-18 | Binder Scott S (Chief Valuation Officer) | Option Ex | 59,835 | .00 | 0 |
| 2008-03-18 | Harman Jeri J (Managing Director) | Option Ex | 22,127 | .00 | 0 |
| 2008-02-28 | Harper Edwin (Director) | Buy | 1,500 | 22.77 | 34,155 |
| 2008-02-22 | Harper Edwin (Director) | Buy | 1,000 | 21.36 | 21,365 |
| 2008-02-22 | Torre Bates Ann (Director) | Buy | 3,000 | 21.41 | 64,245 |
| 2007-12-18 | Harper Edwin (Director) | Buy | 1,000 | 21.98 | 21,980 |
| 2007-12-14 | Murphy Diane Elizabeth (Executive Vice President) | Buy | 17,292 | 22.21 | 384,055 |
| 2007-12-13 | Roll Penelope F (Chief Financial Officer) | Buy | 2,500 | 22.53 | 56,325 |
| 2007-12-12 | Long Robert E (Director) | Buy | 1,000 | 22.53 | 22,530 |
| 2007-12-05 | Browne Brooks H (Director) | Option Ex | 10,000 | 19.56 | 195,600 |
| 2007-11-26 | Harman Jeri J (Managing Director) | Buy | 3,544 | 23.40 | 82,929 |
| 2007-11-12 | Harper Edwin (Director) | Buy | 1,000 | 25.29 | 25,288 |
| 2007-11-09 | Lauer Thomas Charles (Managing Director) | Buy | 10,000 | 22.47 | 224,720 |
| 2007-11-09 | Fruehwirth John Martin (Managing Director) | Buy | 32,625 | 22.89 | 746,786 |
| 2007-11-09 | Maccarone Justin S Jr (Managing Director) | Buy | 5,000 | 22.64 | 113,200 |
| 2007-11-09 | Pollock Alex J (Director) | Buy | 2,200 | 22.77 | 50,098 |
| 2007-11-09 | Hebert Lawrence L (Director) | Buy | 5,600 | 22.49 | 125,943 |
| 2007-11-09 | Firestone John D (Director) | Buy | 10,000 | 23.03 | 230,310 |
| 2007-11-09 | Walton William L (Chairman & CEO) | Buy | 50,000 | 22.84 | 1,141,850 |
| 2007-11-09 | Roll Penelope F (Chief Financial Officer) | Buy | 11,000 | 22.49 | 247,389 |
| 2007-11-09 | Leahy John I (Director) | Buy | 1,500 | 22.43 | 33,645 |
| 2007-05-15 | Long Robert D (Managing Director) | Option Ex | 100,000 | 21.52 | 2,152,000 |
| 2007-03-30 | Van Roijen Laura (Director) | Buy | 495 | 28.69 | 14,202 |
| 2007-03-14 | Binder Scott S (Managing Director) | Option Ex | 5,033 | 21.55 | 108,486 |
| 2007-01-12 | Grisius Michael J (Managing Director) | Option Ex | 50,000 | 16.81 | 840,649 |
| 2006-05-25 | Harper Edwin (Director) | Buy | 1,100 | 30.02 | 33,022 |
| 2006-05-18 | Maccarone Justin S Jr (Managing Director) | Buy | 8,400 | 29.75 | 249,874 |
| 2006-05-15 | Van Roijen Laura (Director) | Buy | 567 | 29.70 | 16,839 |
| 2006-05-05 | Walton William L (Chairman & CEO) | Buy | 1,000 | 30.08 | 30,080 |
| 2006-03-30 | Torre Bates Ann (Director) | Buy | 750 | 30.42 | 22,815 |
| 2006-03-16 | Anderson Kelly A (EVP & Treasurer) | Option Ex | 2,132 | 17.88 | 38,109 |
| 2006-03-16 | Grisius Michael J (Managing Director) | Option Ex | 13,306 | 19.68 | 261,901 |
| 2006-03-16 | Roll Penelope F (Chief Financial Officer) | Option Ex | 13,376 | 17.81 | 238,253 |
| 2006-01-05 | Walton William L (Chairman & CEO) | Option Ex | 4,646 | 21.52 | 99,981 |
| 2005-12-27 | Pollock Alex J (Director) | Option Ex | 1,000 | 24.44 | 24,440 |
| 2005-11-25 | Anderson Kelly A (Treasurer) | Sale | 11,216 | 29.99 | 336,367 |
| 2005-09-12 | Ross Edward H (Managing Director) | Sale | 98,400 | 28.39 | 2,793,576 |
| 2005-09-01 | Scheurer John M (Managing Director) | Sale | 35,854 | 28.85 | 1,034,244 |
| 2005-05-17 | Fontana Nathel John Iii (Managing Director) | Buy | 1,500 | 26.75 | 40,117 |
| 2005-05-16 | Van Roijen Laura (Director) | Buy | 520 | 27.31 | 14,201 |
Insider trading activities including stock purchases, stock sales, and option exercises of ALD listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Allied Capital Corp (symbol ALD, CIK number 3906) see the Securities and Exchange Commission (SEC) website.