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Insider Trading: Caterpillar Inc
Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Caterpillar Inc in the last 24 months are illustrated in figures 1 and 2. Table 1 shows the monthly insider trading data of Caterpillar Inc since year 2005. Table 2 shows the detailed insider transactions of Caterpillar Inc since 2005.
The reporting company's ticker symbol is CAT.
The reporting company's CIK number is 18230.
The total value of stock buying since 2005 is $19,833,453.
The total value of stock sales is $56,731,382.
The total value of stock exercises is $53,231,356.
1 year stock price chart,
1 day stock price chart
CAT 1 year chart CAT 1 day chart
Figure 1. Monthly insider transaction values at Caterpillar Inc (CAT) in the past 24 months.
The trade values of insider stock buys, sales, and option exercises are in logarithmic scale
as shown on the right axis labels.
The detailed monthly and daily insider transactions are listed in the 2 tables below.
04 05 06 07 08 09 10 11 12 01 2009 02 03 04 05 06 07 08 09 10 11 12 01 2010 02 03 -
Figure 2. Average prices of insider buys, sales, and option exercises at Caterpillar Inc (CAT) in the past 24 months. See table 2 for insider transaction details.
04 05 06 07 08 09 10 11 12 01 2009 02 03 04 05 06 07 08 09 10 11 12 01 2010 02 03 -
Table 1. Monthly summaries of insider stock purchases, sales, and option exercises
for Caterpillar Inc (CAT).
Trading Period
year-month |
Insider Buying
Shares Value ($) |
Insider Sales
Shares Value ($) |
Option Exercises
Shares Value ($) |
| 2010-03 | 0 | 0 | 0 | 0 | 95,490 | 871,796 |
| 2010-02 | 0 | 0 | 33,222 | 1,725,655 | 16,000 | 350,000 |
| 2009-11 | 0 | 0 | 0 | 0 | 8,000 | 175,000 |
| 2009-10 | 0 | 0 | 100,300 | 5,885,928 | 109,170 | 2,721,394 |
| 2009-09 | 0 | 0 | 0 | 0 | 54,000 | 1,369,332 |
| 2009-08 | 0 | 0 | 20,000 | 942,340 | 231,803 | 5,186,617 |
| 2009-05 | 2,000 | 79,712 | 0 | 0 | 9,840 | 306,731 |
| 2009-04 | 0 | 0 | 0 | 0 | 20,000 | 575,620 |
| 2009-02 | 12,537 | 389,578 | 8,000 | 256,000 | 16,000 | 460,496 |
| 2009-01 | 5,500 | 173,805 | 0 | 0 | 0 | 0 |
| 2008-12 | 0 | 0 | 0 | 0 | 145,208 | 4,526,278 |
| 2008-11 | 0 | 0 | 22,000 | 851,000 | 0 | 0 |
| 2008-10 | 0 | 0 | 0 | 0 | 8,000 | 235,456 |
| 2008-09 | 0 | 0 | 60,191 | 4,484,229 | 57,750 | 1,505,022 |
| 2008-08 | 0 | 0 | 12,000 | 835,224 | 30,390 | 808,560 |
| 2008-07 | 0 | 0 | 14,298 | 1,027,811 | 11,798 | 226,556 |
| 2008-05 | 0 | 0 | 15,000 | 1,235,395 | 15,000 | 439,198 |
| 2008-04 | 0 | 0 | 46,298 | 3,716,208 | 114,118 | 2,758,750 |
| 2008-03 | 0 | 0 | 0 | 0 | 3,590 | 99,956 |
| 2008-02 | 0 | 0 | 0 | 0 | 16,000 | 434,992 |
| 2008-01 | 0 | 0 | 0 | 0 | 8,000 | 217,496 |
| 2007-11 | 0 | 0 | 0 | 0 | 26,590 | 733,093 |
| 2007-10 | 0 | 0 | 5,000 | 367,735 | 61,000 | 1,610,665 |
| 2007-08 | 0 | 0 | 8,000 | 636,088 | 8,000 | 217,496 |
| 2007-07 | 0 | 0 | 1,500 | 120,262 | 1,500 | 46,756 |
| 2007-06 | 0 | 0 | 0 | 0 | 37,492 | 1,071,783 |
| 2007-05 | 0 | 0 | 3,825 | 278,001 | 47,042 | 1,314,488 |
| 2007-04 | 0 | 0 | 0 | 0 | 116,000 | 3,158,540 |
| 2007-03 | 0 | 0 | 0 | 0 | 8,000 | 156,744 |
| 2007-02 | 0 | 0 | 0 | 0 | 8,000 | 156,744 |
| 2006-12 | 0 | 0 | 0 | 0 | 3,868 | 99,902 |
| 2006-10 | 0 | 0 | 0 | 0 | 10,666 | 301,645 |
| 2006-08 | 50,000 | 3,634,100 | 2,497 | 182,548 | 8,000 | 182,040 |
| 2006-07 | 110,000 | 7,718,370 | 12,000 | 846,504 | 12,000 | 292,704 |
| 2006-04 | 0 | 0 | 0 | 0 | 8,000 | 133,872 |
| 2006-03 | 0 | 0 | 0 | 0 | 8,410 | 211,822 |
| 2006-02 | 0 | 0 | 111,580 | 7,655,684 | 150,522 | 4,457,566 |
| 2006-01 | 0 | 0 | 316,975 | 20,570,116 | 594,214 | 15,565,372 |
| 2005-12 | 0 | 0 | 0 | 0 | 9,010 | 250,874 |
| 2005-11 | 0 | 0 | 31,200 | 1,716,910 | 0 | 0 |
| 2005-10 | 150,182 | 7,598,908 | 182 | 8,888 | 0 | 0 |
| 2005-09 | 255 | 14,721 | 0 | 0 | 0 | 0 |
| 2005-08 | 258 | 13,806 | 7,800 | 424,609 | 0 | 0 |
| 2005-07 | 1,810 | 94,185 | 39,502 | 2,118,857 | 0 | 0 |
| 2005-06 | 198 | 9,636 | 4,946 | 494,600 | 0 | 0 |
| 2005-05 | 180 | 8,046 | 3,473 | 315,348 | 0 | 0 |
| 2005-04 | 0 | 0 | 228 | 10,329 | 0 | 0 |
| 2005-03 | 0 | 0 | 288 | 13,935 | 0 | 0 |
| 2005-02 | 564 | 25,689 | 0 | 0 | 0 | 0 |
| 2004-06 | 336 | 12,789 | 138 | 5,310 | 0 | 0 |
| 2004-05 | 288 | 10,911 | 156 | 5,868 | 0 | 0 |
| 2004-04 | 126 | 5,109 | 0 | 0 | 0 | 0 |
| 2003-12 | 1,140 | 44,088 | 0 | 0 | 0 | 0 |
Table 2. Detailed insider stock purchases, sales, and option exercises
for Caterpillar Inc (CAT)
| Trade Date |
Insider Name |
Trade Type |
Shares |
Price ($) |
Value ($) |
| 2010-03-02 | Copeland Jananne A. (Chief Accounting Officer) | Option Exercise | 489 | .00 | 0 |
| 2010-03-02 | Halverson Bradley M (Controller) | Option Exercise | 828 | .00 | 0 |
| 2010-03-02 | Burritt David B (V.P./Chief Financial Officer) | Option Exercise | 2,594 | .00 | 0 |
| 2010-03-02 | Levenick Stuart L (Group President) | Option Exercise | 4,832 | .00 | 0 |
| 2010-03-02 | Wunning Steven H (Group President) | Option Exercise | 4,832 | .00 | 0 |
| 2010-03-02 | Rapp Edward J (Group President) | Option Exercise | 2,594 | .00 | 0 |
| 2010-03-02 | Vittecoq Gerard R (Group President) | Option Exercise | 4,832 | .00 | 0 |
| 2010-03-02 | Lavin Richard P (Group President) | Option Exercise | 2,594 | .00 | 0 |
| 2010-03-02 | Buda James B (VP, General Counsel, Secy.) | Option Exercise | 2,594 | .00 | 0 |
| 2010-03-02 | Oberhelman Douglas R (Vice Chairman & CEO-Elect) | Option Exercise | 50,231 | 9.60 | 871,796 |
| 2010-03-02 | Owens James W (Chairman of the Board/CEO) | Option Exercise | 14,238 | .00 | 0 |
| 2010-02-05 | Smith Joshua I (Director) | Sale | 5,400 | 51.20 | 276,480 |
| 2010-02-05 | Oberhelman Douglas R (Vice Chairman & CEO-Elect) | Sale | 19,822 | 51.53 | 1,021,487 |
| 2010-02-04 | Dillon John T (Director) | Option Exercise | 8,000 | 21.88 | 175,000 |
| 2010-02-03 | Blount W Frank (Director) | Sale | 8,000 | 53.46 | 427,688 |
| 2010-02-03 | Blount W Frank (Director) | Option Exercise | 8,000 | 21.88 | 175,000 |
| 2009-11-16 | Goode David R (Director) | Option Exercise | 8,000 | 21.88 | 175,000 |
| 2009-10-28 | Lavin Richard P (Group President) | Sale | 14,000 | 55.81 | 781,368 |
| 2009-10-28 | Lavin Richard P (Group President) | Option Exercise | 14,000 | 27.14 | 379,988 |
| 2009-10-26 | Halverson Bradley M (Controller) | Sale | 1,000 | 59.00 | 59,000 |
| 2009-10-23 | Rapp Edward J (Group President) | Sale | 54,000 | 58.43 | 3,155,220 |
| 2009-10-23 | Rapp Edward J (Group President) | Option Exercise | 54,000 | 25.36 | 1,369,332 |
| 2009-10-20 | Halverson Bradley M (Controller) | Option Exercise | 5,202 | 19.20 | 99,894 |
| 2009-10-20 | Burritt David B (V.P./Chief Financial Officer) | Sale | 4,000 | 61.03 | 244,120 |
| 2009-10-20 | Rapp Edward J (Group President) | Sale | 24,000 | 61.03 | 1,464,720 |
| 2009-10-20 | Rapp Edward J (Group President) | Option Exercise | 24,000 | 26.76 | 642,360 |
| 2009-10-20 | Vittecoq Gerard R (Group President) | Option Exercise | 5,984 | 19.20 | 114,910 |
| 2009-10-19 | Halverson Bradley M (Controller) | Sale | 3,300 | 55.00 | 181,500 |
| 2009-10-19 | Vittecoq Gerard R (Group President) | Option Exercise | 5,984 | 19.20 | 114,910 |
| 2009-09-15 | Levenick Stuart L (Group President) | Option Exercise | 54,000 | 25.36 | 1,369,332 |
| 2009-08-24 | Wunning Steven H (Group President) | Option Exercise | 48,000 | 26.76 | 1,284,720 |
| 2009-08-07 | Owens James W (Chairman of the Board/CEO) | Option Exercise | 108,000 | 19.20 | 2,073,924 |
| 2009-08-06 | Lavin Richard P (Group President) | Sale | 20,000 | 47.12 | 942,340 |
| 2009-08-06 | Lavin Richard P (Group President) | Option Exercise | 20,000 | 27.14 | 542,840 |
| 2009-08-05 | Vittecoq Gerard R (Group President) | Option Exercise | 12,000 | 19.20 | 230,436 |
| 2009-08-05 | Fosler Gail D (Director) | Option Exercise | 4,000 | 26.03 | 104,120 |
| 2009-08-04 | Magowan Peter A (Director) | Option Exercise | 32,000 | 25.02 | 800,736 |
| 2009-08-04 | Rapp Edward J (Group President) | Option Exercise | 5,202 | 19.20 | 99,894 |
| 2009-08-04 | Oberhelman Douglas R (Group President) | Option Exercise | 2,601 | 19.20 | 49,947 |
| 2009-05-06 | Osborn William A (Director) | Purchase | 2,000 | 39.86 | 79,712 |
| 2009-05-04 | Halverson Bradley M (Controller) | Option Exercise | 1,708 | 31.17 | 53,241 |
| 2009-05-01 | Lavin Richard P (Group President) | Option Exercise | 8,132 | 31.17 | 253,490 |
| 2009-04-13 | Gallardo Juan (Director) | Option Exercise | 8,000 | 28.78 | 230,248 |
| 2009-04-09 | Dillon John T (Director) | Option Exercise | 4,000 | 28.78 | 115,124 |
| 2009-04-09 | Goode David R (Director) | Option Exercise | 8,000 | 28.78 | 230,248 |
| 2009-02-10 | Magowan Peter A (Director) | Option Exercise | 8,000 | 28.78 | 230,248 |
| 2009-02-06 | Dickinson Daniel M (Director) | Purchase | 3,037 | 33.00 | 100,221 |
| 2009-02-05 | Blount W Frank (Director) | Sale | 8,000 | 32.00 | 256,000 |
| 2009-02-05 | Blount W Frank (Director) | Option Exercise | 8,000 | 28.78 | 230,248 |
| 2009-02-04 | Magowan Peter A (Director) | Purchase | 3,500 | 30.96 | 108,363 |
| 2009-02-03 | Magowan Peter A (Director) | Purchase | 3,500 | 30.12 | 105,434 |
| 2009-02-02 | Magowan Peter A (Director) | Purchase | 2,500 | 30.22 | 75,560 |
| 2009-01-30 | Magowan Peter A (Director) | Purchase | 3,000 | 30.95 | 92,853 |
| 2009-01-29 | Magowan Peter A (Director) | Purchase | 2,500 | 32.38 | 80,952 |
| 2008-12-10 | Oberhelman Douglas R (Group President) | Option Exercise | 42,000 | 31.17 | 1,309,182 |
| 2008-12-10 | Owens James W (Chairman of the Board/CEO) | Option Exercise | 100,000 | 31.17 | 3,117,100 |
| 2008-12-08 | Rapp Edward J (Group President) | Option Exercise | 3,208 | 31.17 | 99,996 |
| 2008-11-07 | Copeland Jananne A. (Chief Accounting Officer) | Sale | 2,000 | 38.45 | 76,900 |
| 2008-11-03 | Oberhelman Douglas R (Group President) | Sale | 20,000 | 38.70 | 774,100 |
| 2008-10-29 | Osborn William A (Director) | Option Exercise | 8,000 | 29.43 | 235,456 |
| 2008-09-19 | Copeland Jananne A. (Chief Accounting Officer) | Sale | 2,441 | 74.50 | 181,854 |
| 2008-09-19 | Buda James B (VP, General Counsel, Secy.) | Sale | 57,750 | 74.50 | 4,302,375 |
| 2008-09-19 | Buda James B (VP, General Counsel, Secy.) | Option Exercise | 57,750 | 26.06 | 1,505,022 |
| 2008-08-07 | Copeland Jananne A. (Chief Accounting Officer) | Option Exercise | 12,260 | 25.19 | 308,792 |
| 2008-08-07 | Dillon John T (Director) | Sale | 8,000 | 69.60 | 556,816 |
| 2008-08-07 | Dillon John T (Director) | Option Exercise | 8,000 | 28.78 | 230,248 |
| 2008-07-30 | Halverson Bradley M (Controller) | Sale | 2,500 | 71.34 | 178,355 |
| 2008-07-30 | Rapp Edward J (Group President) | Sale | 11,798 | 72.00 | 849,456 |
| 2008-07-30 | Rapp Edward J (Group President) | Option Exercise | 11,798 | 19.20 | 226,556 |
| 2008-05-06 | Smith Joshua I (Director) | Sale | 7,000 | 82.23 | 575,603 |
| 2008-05-06 | Smith Joshua I (Director) | Option Exercise | 7,000 | 29.11 | 203,742 |
| 2008-05-01 | Brazil John R (Director) | Sale | 8,000 | 82.47 | 659,792 |
| 2008-05-01 | Brazil John R (Director) | Option Exercise | 8,000 | 29.43 | 235,456 |
| 2008-04-29 | Lavin Richard P (Group President) | Sale | 3,500 | 81.94 | 286,772 |
| 2008-04-29 | Lavin Richard P (Group President) | Option Exercise | 6,708 | 31.17 | 209,095 |
| 2008-04-28 | Oberhelman Douglas R (Group President) | Option Exercise | 19,410 | 27.84 | 540,432 |
| 2008-04-23 | Wunning Steven H (Group President) | Option Exercise | 5,202 | 19.20 | 99,894 |
| 2008-04-18 | Wunning Steven H (Group President) | Sale | 2,798 | 82.00 | 229,436 |
| 2008-04-18 | Wunning Steven H (Group President) | Option Exercise | 2,798 | 19.20 | 53,729 |
| 2008-04-17 | Wunning Steven H (Group President) | Sale | 40,000 | 80.00 | 3,200,000 |
| 2008-04-17 | Wunning Steven H (Group President) | Option Exercise | 40,000 | 19.20 | 768,120 |
| 2008-04-04 | Magowan Peter A (Director) | Option Exercise | 24,000 | 27.19 | 652,488 |
| 2008-03-13 | Rapp Edward J (Group President) | Option Exercise | 3,590 | 27.84 | 99,956 |
| 2008-02-22 | Goode David R (Director) | Option Exercise | 8,000 | 27.19 | 217,496 |
| 2008-02-06 | Gallardo Juan (Director) | Option Exercise | 8,000 | 27.19 | 217,496 |
| 2008-01-31 | Blount W Frank (Director) | Option Exercise | 8,000 | 27.19 | 217,496 |
| 2007-11-29 | Oberhelman Douglas R (Group President) | Option Exercise | 22,590 | 27.84 | 628,973 |
| 2007-11-28 | Fosler Gail D (Director) | Option Exercise | 4,000 | 26.03 | 104,120 |
| 2007-10-30 | Smith Joshua T (Director) | Sale | 5,000 | 73.55 | 367,735 |
| 2007-10-30 | Smith Joshua T (Director) | Option Exercise | 5,000 | 28.78 | 143,905 |
| 2007-10-24 | Osborn William A (Director) | Option Exercise | 8,000 | 22.76 | 182,040 |
| 2007-10-02 | Levenick Stuart L (Group President) | Option Exercise | 48,000 | 26.76 | 1,284,720 |
| 2007-08-07 | Dillon John T (Director) | Sale | 8,000 | 79.51 | 636,088 |
| 2007-08-07 | Dillon John T (Director) | Option Exercise | 8,000 | 27.19 | 217,496 |
| 2007-07-25 | Halverson Bradley M (Controller) | Sale | 1,500 | 80.18 | 120,262 |
| 2007-07-25 | Halverson Bradley M (Controller) | Option Exercise | 1,500 | 31.17 | 46,756 |
| 2007-06-20 | Vittecoq Gerard R (Group President) | Option Exercise | 19,360 | 31.17 | 603,470 |
| 2007-06-01 | Oberhelman Douglas R (Group President) | Option Exercise | 18,132 | 25.83 | 468,313 |
| 2007-05-14 | Levenick Stuart L (Group President) | Option Exercise | 27,042 | 29.51 | 797,928 |
| 2007-05-14 | Oberhelman Douglas R (Group President) | Option Exercise | 20,000 | 25.83 | 516,560 |
| 2007-05-07 | Burritt David B (V.P./Chief Financial Officer) | Sale | 3,825 | 72.68 | 278,001 |
| 2007-04-26 | Smith Joshua T (Director) | Option Exercise | 8,000 | 27.19 | 217,496 |
| 2007-04-26 | Owens James W (Chairman of the Board/CEO) | Option Exercise | 100,000 | 27.84 | 2,784,300 |
| 2007-04-04 | Magowan Peter A (Director) | Option Exercise | 8,000 | 19.59 | 156,744 |
| 2007-03-27 | Dillon John T (Director) | Option Exercise | 8,000 | 19.59 | 156,744 |
| 2007-02-22 | Goode David R (Director) | Option Exercise | 8,000 | 19.59 | 156,744 |
| 2006-12-21 | Oberhelman Douglas R (Group President) | Option Exercise | 3,868 | 25.83 | 99,902 |
| 2006-10-16 | Buda James B (VP, General Counsel, Secy.) | Option Exercise | 10,666 | 28.28 | 301,645 |
| 2006-08-07 | Brazil John R (Director) | Sale | 2,497 | 73.11 | 182,548 |
| 2006-08-07 | Brazil John R (Director) | Option Exercise | 8,000 | 22.76 | 182,040 |
| 2006-08-04 | Magowan Peter A (Director) | Purchase | 50,000 | 72.68 | 3,634,100 |
| 2006-07-27 | Smith Joshua T (Director) | Sale | 12,000 | 70.54 | 846,504 |
| 2006-07-27 | Smith Joshua T (Director) | Option Exercise | 12,000 | 24.39 | 292,704 |
| 2006-07-26 | Gallardo Juan (Director) | Purchase | 110,000 | 70.17 | 7,718,370 |
| 2006-04-05 | Magowan Peter A (Director) | Option Exercise | 8,000 | 16.73 | 133,872 |
| 2006-03-01 | Shaheen Gerald L (Group President) | Option Exercise | 8,410 | 25.19 | 211,822 |
| 2006-02-06 | Oberhelman Douglas R (Group President) | Option Exercise | 11,974 | 16.45 | 197,008 |
| 2006-02-03 | Curfman Christopher C (Vice President) | Sale | 5,400 | 68.58 | 370,321 |
| 2006-02-03 | Curfman Christopher C (Vice President) | Option Exercise | 5,400 | 19.20 | 103,696 |
| 2006-02-03 | Heller John S (Vice President) | Sale | 13,068 | 68.18 | 890,923 |
| 2006-02-03 | Heller John S (Vice President) | Option Exercise | 19,978 | 25.24 | 504,324 |
| 2006-02-02 | Mayo William D (Vice President) | Sale | 25,112 | 68.08 | 1,709,624 |
| 2006-02-02 | Mayo William D (Vice President) | Option Exercise | 32,570 | 27.55 | 897,303 |
| 2006-02-02 | Williams Robert T (Vice President) | Option Exercise | 12,600 | 16.45 | 207,307 |
| 2006-02-02 | Brazil John R (Director) | Sale | 8,000 | 68.10 | 544,816 |
| 2006-02-02 | Brazil John R (Director) | Option Exercise | 8,000 | 28.78 | 230,248 |
| 2006-02-01 | Bussell Rodney L (Vice President) | Sale | 60,000 | 69.00 | 4,140,000 |
| 2006-02-01 | Bussell Rodney L (Vice President) | Option Exercise | 60,000 | 38.63 | 2,317,680 |
| 2006-01-31 | Fisher Steven L (Vice President) | Sale | 10,000 | 66.93 | 669,280 |
| 2006-01-31 | Fisher Steven L (Vice President) | Option Exercise | 13,590 | 33.24 | 451,677 |
| 2006-01-31 | Adams Kent M (Vice President) | Sale | 2,680 | 66.90 | 179,292 |
| 2006-01-31 | Adams Kent M (Vice President) | Option Exercise | 8,250 | 16.45 | 135,737 |
| 2006-01-31 | Halverson Bradley M (Controller) | Sale | 22,292 | 67.00 | 1,493,564 |
| 2006-01-31 | Halverson Bradley M (Controller) | Option Exercise | 29,750 | 27.90 | 830,084 |
| 2006-01-31 | Bell Mary H (Vice President) | Sale | 5,132 | 66.93 | 343,474 |
| 2006-01-31 | Bell Mary H (Vice President) | Option Exercise | 8,612 | 21.14 | 182,066 |
| 2006-01-31 | Pflederer Mark R (Vice President) | Sale | 12,000 | 66.93 | 803,136 |
| 2006-01-31 | Pflederer Mark R (Vice President) | Option Exercise | 12,000 | 25.36 | 304,296 |
| 2006-01-31 | Schena Christiano V (Vice President) | Sale | 27,042 | 67.63 | 1,828,796 |
| 2006-01-31 | Schena Christiano V (Vice President) | Option Exercise | 34,500 | 28.17 | 971,934 |
| 2006-01-31 | Burritt David B (V.P./Chief Financial) | Sale | 29,022 | 66.80 | 1,938,669 |
| 2006-01-31 | Burritt David B (V.P./Chief Financial) | Option Exercise | 39,222 | 27.33 | 1,072,054 |
| 2006-01-31 | Murphy Daniel M (Vice President) | Sale | 33,247 | 66.79 | 2,220,500 |
| 2006-01-31 | Murphy Daniel M (Vice President) | Option Exercise | 28,532 | 19.20 | 547,899 |
| 2006-01-31 | Wunning Steven H (Group President) | Sale | 52,122 | 66.93 | 3,488,421 |
| 2006-01-31 | Wunning Steven H (Group President) | Option Exercise | 58,920 | 29.51 | 1,738,611 |
| 2006-01-31 | Rapp Edward J (Vice President) | Sale | 6,524 | 66.93 | 436,638 |
| 2006-01-31 | Rapp Edward J (Vice President) | Option Exercise | 12,600 | 16.45 | 207,307 |
| 2006-01-31 | Lavin Richard P (Vice President) | Sale | 7,332 | 67.22 | 492,820 |
| 2006-01-31 | Lavin Richard P (Vice President) | Option Exercise | 11,200 | 25.83 | 289,273 |
| 2006-01-31 | Owens James W (Director) | Option Exercise | 100,000 | 25.83 | 2,582,800 |
| 2006-01-27 | Goode David R (Dir.) | Option Exercise | 8,000 | 16.73 | 133,872 |
| 2006-01-26 | Palmer Gerald (Vice President) | Sale | 5,000 | 64.00 | 320,000 |
| 2006-01-26 | Stroup Gary A (Vice President) | Sale | 18,000 | 64.00 | 1,152,000 |
| 2006-01-26 | Stroup Gary A (Vice President) | Option Exercise | 18,000 | 27.14 | 488,556 |
| 2006-01-12 | Palmer Gerald (Vice President) | Sale | 5,000 | 62.00 | 310,000 |
| 2006-01-06 | Burritt David B (V.P./Chief Financial) | Sale | 11,610 | 59.88 | 695,206 |
| 2006-01-06 | Burritt David B (V.P./Chief Financial) | Option Exercise | 11,610 | 26.06 | 302,568 |
| 2006-01-06 | Bahaj Ali M (Vice President) | Sale | 25,576 | 60.00 | 1,534,560 |
| 2006-01-06 | Bahaj Ali M (Vice President) | Option Exercise | 13,900 | 26.76 | 372,033 |
| 2006-01-06 | Palmer Gerald (Vice President) | Sale | 24,396 | 60.00 | 1,463,760 |
| 2006-01-06 | Palmer Gerald (Vice President) | Option Exercise | 19,396 | 31.17 | 604,612 |
| 2006-01-06 | Stroup Gary A (Vice President) | Sale | 20,000 | 60.00 | 1,200,000 |
| 2006-01-06 | Stroup Gary A (Vice President) | Option Exercise | 20,000 | 25.36 | 507,160 |
| 2006-01-06 | Shaheen Gerald L (Group President) | Option Exercise | 146,132 | 26.30 | 3,842,833 |
| 2005-12-22 | Fellin Paolo (Vice President) | Option Exercise | 9,010 | 27.84 | 250,874 |
| 2005-11-18 | Palmer Gerald (Vice President) | Sale | 5,000 | 58.00 | 290,000 |
| 2005-11-14 | Macier Robert R (Vice President) | Sale | 15,000 | 55.00 | 825,000 |
| 2005-11-04 | Curfman Christopher C (Vice President) | Sale | 11,200 | 53.74 | 601,910 |
| 2005-10-28 | Magowan Peter A (Director) | Purchase | 70,000 | 50.77 | 3,554,180 |
| 2005-10-27 | Magowan Peter A (Director) | Purchase | 80,000 | 50.45 | 4,035,840 |
| 2005-10-21 | Rust Edward B Jr (Director) | Purchase | 182 | 48.84 | 8,888 |
| 2005-10-21 | Rust Edward B Jr (Director) | Sale | 182 | 48.84 | 8,888 |
| 2005-09-15 | Rust Edward B Jr (Director) | Purchase | 170 | 57.74 | 9,814 |
| 2005-08-17 | Rust Edward B Jr (Director) | Purchase | 172 | 53.52 | 9,204 |
| 2005-08-10 | Rohner William J (Vice President) | Sale | 2,216 | 55.00 | 121,880 |
| 2005-08-03 | Palmer Gerald (Vice President) | Sale | 3,284 | 54.34 | 178,452 |
| 2005-08-01 | Springer William F (Vice President) | Sale | 800 | 54.05 | 43,240 |
| 2005-08-01 | Gosselin Stephen A (Vice President) | Sale | 1,500 | 54.02 | 81,037 |
| 2005-07-29 | Osborn William A (Chairman and CEO) | Purchase | 1,000 | 53.94 | 53,940 |
| 2005-07-28 | Palmer Gerald (Vice President) | Sale | 37,502 | 53.70 | 2,013,857 |
| 2005-07-19 | Rohner William J (Vice President) | Sale | 2,000 | 52.50 | 105,000 |
| 2005-07-13 | Rust Edward B Jr (Director) | Purchase | 412 | 49.70 | 20,476 |
| 2005-07-12 | Rust Edward B Jr (Director) | Purchase | 116 | 49.64 | 5,758 |
| 2005-07-08 | Rust Edward B Jr (Director) | Purchase | 12 | 49.67 | 596 |
| 2005-06-17 | Stroup Gary A (Vice President) | Sale | 4,946 | 100.00 | 494,600 |
| 2005-06-09 | Rust Edward B Jr (Director) | Purchase | 132 | 48.67 | 6,424 |
| 2005-05-16 | Rust Edward B Jr (Director) | Purchase | 120 | 44.70 | 5,364 |
| 2005-05-06 | Adams Kent M (Vice President) | Sale | 3,473 | 90.80 | 315,348 |
| 2005-04-11 | Rust Edward B Jr (Director) | Sale | 152 | 45.31 | 6,886 |
| 2005-03-03 | Rust Edward B Jr (Director) | Sale | 192 | 48.39 | 9,290 |
| 2005-02-03 | Rust Edward B Jr (Director) | Purchase | 376 | 45.55 | 17,126 |
| 2004-06-30 | Rust Edward B Jr (Director) | Purchase | 56 | 39.75 | 2,226 |
| 2004-06-16 | Rust Edward B Jr (Director) | Purchase | 96 | 37.08 | 3,558 |
| 2004-06-08 | Rust Edward B Jr (Director) | Sale | 92 | 38.48 | 3,540 |
| 2004-06-02 | Rust Edward B Jr (Director) | Purchase | 72 | 38.11 | 2,742 |
| 2004-05-27 | Rust Edward B Jr (Director) | Sale | 104 | 37.62 | 3,912 |
| 2004-05-17 | Rust Edward B Jr (Director) | Purchase | 116 | 36.76 | 4,264 |
| 2004-05-03 | Rust Edward B Jr (Director) | Purchase | 76 | 39.63 | 3,010 |
| 2004-04-16 | Rust Edward B Jr (Director) | Purchase | 84 | 40.57 | 3,406 |
| 2003-12-23 | Rust Edward B Jr (Director) | Purchase | 60 | 42.00 | 2,520 |
| 2003-12-22 | Rust Edward B Jr (Director) | Purchase | 28 | 42.00 | 1,176 |
| 2003-12-17 | Rust Edward B Jr (Director) | Purchase | 40 | 40.30 | 1,612 |
| 2003-12-03 | Rust Edward B Jr (Director) | Purchase | 632 | 38.11 | 24,084 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above tables cannot be completely guaranteed as to their accuracy.
For more insider trading information of Caterpillar Inc (symbol CAT,
CIK number 18230) see
the Securities and Exchange Commission (SEC) website.
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