Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Financial Engines, Inc. (FNGN) since 2014 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Financial Engines, Inc.. (See page 1 of this report.) Table 2 shows the detailed insider transactions. This company's CIK number is 1430592.
Total stock buying since 2014: $946,488.
Total stock sales since 2014: $819,352,930.
Total stock option exercises since 2014: $13,208,557.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2018 | 0 | $0 | 62,832 | $2,570,645 | 183,180 | $295,080 |
| 2017 | 33,000 | $945,093 | 20,960,128 | $784,678,131 | 564,015 | $5,521,697 |
| 2016 | 186 | $1,395 | 192,919 | $6,470,228 | 277,368 | $1,935,414 |
| 2015 | 0 | $0 | 289,916 | $11,686,894 | 308,134 | $2,121,569 |
| 2014 | 0 | $0 | 371,767 | $13,947,032 | 381,224 | $3,334,797 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2017-03-01 | Raffone Lawrence M. (President & CEO) | Sale | 10,000 | 45.34 | 453,360 |
| 2017-03-01 | Raffone Lawrence M. (President & CEO) | Option Ex | 10,000 | 6.51 | 65,100 |
| 2017-03-01 | Shoven John B (Director) | Sale | 7,500 | 45.20 | 339,000 |
| 2017-03-01 | Shoven John B (Director) | Option Ex | 7,500 | 8.75 | 65,625 |
| 2017-02-28 | Berg-lacy E. Olena (Director) | Sale | 3,437 | 43.86 | 150,760 |
| 2017-02-28 | Berg-lacy E. Olena (Director) | Option Ex | 3,437 | 17.96 | 61,728 |
| 2017-02-28 | Yoffie David B (Director) | Sale | 21,000 | 44.19 | 928,011 |
| 2017-02-28 | Yoffie David B (Director) | Option Ex | 21,000 | 23.62 | 496,020 |
| 2017-02-27 | O'donnell Kelly (EVP, CAO & CRO) | Sale | 6,666 | 44.20 | 294,636 |
| 2017-02-27 | O'donnell Kelly (EVP, CAO & CRO) | Option Ex | 6,666 | 31.43 | 209,512 |
| 2017-02-26 | Antone Lewis Jr (EVP, General Counsel and Sec.) | Option Ex | 4,728 | .00 | 0 |
| 2017-02-26 | Cruse Gina M (EVP, Human Resources) | Option Ex | 6,100 | .00 | 0 |
| 2017-02-26 | Campbell Michael Jerome (EVP, Product & Technology) | Option Ex | 7,320 | .00 | 0 |
| 2017-02-26 | O'donnell Kelly (EVP, CAO & CRO) | Option Ex | 16,344 | .00 | 0 |
| 2017-02-26 | Raffone Lawrence M. (President & CEO) | Option Ex | 48,732 | .00 | 0 |
| 2017-02-26 | Jones Christopher L. (EVP & Chief Investment Officer) | Option Ex | 25,248 | .00 | 0 |
| 2017-02-26 | Sims Raymond J. (EVP & CFO) | Option Ex | 14,980 | .00 | 0 |
| 2017-02-26 | Grace Jeffrey C (Other) | Option Ex | 3,824 | .00 | 0 |
| 2017-02-24 | O'donnell Kelly (EVP, CAO & CRO) | Sale | 10,812 | 41.29 | 446,426 |
| 2017-02-24 | O'donnell Kelly (EVP, CAO & CRO) | Option Ex | 8,676 | 26.22 | 227,484 |
| 2017-02-21 | Campbell Michael Jerome (EVP, Technology) | Sale | 2,000 | 40.05 | 80,100 |
| 2017-02-21 | Campbell Michael Jerome (EVP, Technology) | Option Ex | 2,000 | 6.51 | 13,020 |
| 2017-02-16 | O'donnell Kelly (EVP, CAO & CRO) | Sale | 4,338 | 40.50 | 175,689 |
| 2017-02-16 | O'donnell Kelly (EVP, CAO & CRO) | Option Ex | 4,338 | 26.22 | 113,742 |
| 2017-02-15 | O'donnell Kelly (EVP, CAO & CRO) | Sale | 3,500 | 40.10 | 140,350 |
| 2017-02-15 | O'donnell Kelly (EVP, CAO & CRO) | Option Ex | 3,500 | 25.10 | 87,850 |
| 2017-02-10 | Grace Jeffrey C (Other) | Sale | 2,874 | 39.55 | 113,666 |
| 2017-02-10 | Grace Jeffrey C (Other) | Option Ex | 1,454 | 21.39 | 31,101 |
| 2017-02-09 | Jones Christopher L. (EVP & Chief Investment Officer) | Sale | 6,667 | 38.92 | 259,499 |
| 2017-02-01 | Raffone Lawrence M. (CEO & President) | Sale | 10,000 | 38.25 | 382,520 |
| 2017-02-01 | Raffone Lawrence M. (CEO & President) | Option Ex | 10,000 | 6.51 | 65,100 |
| 2017-02-01 | Bunch John (COO) | Option Ex | 15,250 | .00 | 0 |
| 2017-01-17 | Campbell Michael Jerome (EVP, Technology) | Sale | 2,000 | 35.95 | 71,900 |
| 2017-01-17 | Campbell Michael Jerome (EVP, Technology) | Option Ex | 2,000 | 6.51 | 13,020 |
| 2017-01-10 | Grace Jeffrey C (Other) | Sale | 3,000 | 37.05 | 111,149 |
| 2017-01-10 | Grace Jeffrey C (Other) | Option Ex | 2,000 | 8.75 | 17,500 |
| 2017-01-04 | O'donnell Kelly (EVP Business Ops & Corp Mktg) | Sale | 2,014 | 38.50 | 77,539 |
| 2017-01-03 | Raffone Lawrence M. (CEO & President) | Sale | 20,000 | 36.80 | 736,100 |
| 2017-01-03 | Raffone Lawrence M. (CEO & President) | Option Ex | 20,000 | 6.51 | 130,200 |
| 2016-12-15 | O'donnell Kelly (EVP Business Ops & Corp Mktg) | Sale | 6,421 | 38.99 | 250,341 |
| 2016-12-15 | O'donnell Kelly (EVP Business Ops & Corp Mktg) | Option Ex | 6,421 | 24.93 | 160,075 |
| 2016-12-14 | Antone Lewis Jr (EVP, General Counsel and Sec.) | Sale | 501 | 38.00 | 19,038 |
| 2016-12-14 | O'donnell Kelly (EVP Business Ops & Corp Mktg) | Sale | 2,831 | 38.00 | 107,578 |
| 2016-12-14 | Sims Raymond J. (EVP & CFO) | Sale | 16,420 | 37.80 | 620,676 |
| 2016-12-14 | Sims Raymond J. (EVP & CFO) | Option Ex | 16,420 | 23.80 | 390,878 |
| 2016-12-13 | Jones Christopher L. (EVP & Chief Investment Officer) | Sale | 10,000 | 36.40 | 364,020 |
| 2016-12-13 | Jones Christopher L. (EVP & Chief Investment Officer) | Option Ex | 10,000 | 7.99 | 79,900 |
| 2016-12-08 | Cheong Chung Meng (EVP, Product & Consumer Mktg) | Sale | 22,296 | 36.01 | 802,789 |
| 2016-12-08 | Cheong Chung Meng (EVP, Product & Consumer Mktg) | Option Ex | 22,296 | 31.43 | 700,763 |
| 2016-12-08 | O'donnell Kelly (EVP Business Ops & Corp Mktg) | Sale | 2,171 | 36.54 | 79,326 |
| 2016-12-08 | O'donnell Kelly (EVP Business Ops & Corp Mktg) | Option Ex | 1,667 | 21.39 | 35,657 |
| 2016-12-01 | Raffone Lawrence M. (CEO & President) | Sale | 10,000 | 35.04 | 350,379 |
| 2016-12-01 | Raffone Lawrence M. (CEO & President) | Option Ex | 10,000 | 6.51 | 65,100 |
| 2016-11-23 | Gamble Paul (EVP, Distrib & Inst Services) | Sale | 976 | 35.00 | 34,160 |
| 2016-11-23 | Sims Raymond J. (EVP & CFO) | Sale | 10,000 | 35.00 | 350,000 |
| 2016-11-22 | Antone Lewis Jr (EVP, General Counsel and Sec.) | Option Ex | 2,215 | .00 | 0 |
| 2016-11-22 | Campbell Michael Jerome (EVP, Technology) | Option Ex | 419 | .00 | 0 |
| 2016-11-17 | Cheong Chung Meng (EVP, Product & Consumer Mktg) | Sale | 6,340 | 34.02 | 215,686 |
| 2016-11-16 | Antone Lewis Jr (EVP, General Counsel and Sec.) | Sale | 960 | 33.50 | 32,160 |
| 2016-11-16 | O'donnell Kelly (EVP Business Ops & Corp Mktg) | Option Ex | 748 | .00 | 0 |
| 2016-11-16 | Raffone Lawrence M. (CEO & President) | Option Ex | 2,985 | .00 | 0 |
| 2016-11-16 | Sims Raymond J. (EVP & CFO) | Option Ex | 3,880 | .00 | 0 |
| 2016-11-14 | Jones Christopher L. (EVP & Chief Investment Officer) | Sale | 10,000 | 32.15 | 321,500 |
| 2016-11-14 | Jones Christopher L. (EVP & Chief Investment Officer) | Option Ex | 10,000 | 7.99 | 79,900 |
| 2016-11-11 | Campbell Michael Jerome (EVP, Technology) | Option Ex | 1,909 | .00 | 0 |
| 2016-11-11 | Cheong Chung Meng (EVP, Product & Consumer Mktg) | Option Ex | 4,057 | .00 | 0 |
| 2016-11-11 | O'donnell Kelly (EVP Business Ops & Corp Mktg) | Option Ex | 3,341 | .00 | 0 |
| 2016-11-11 | Raffone Lawrence M. (CEO & President) | Option Ex | 8,352 | .00 | 0 |
| 2016-11-11 | Jones Christopher L. (EVP & Chief Investment Officer) | Option Ex | 5,250 | .00 | 0 |
| 2016-11-11 | Sims Raymond J. (EVP & CFO) | Option Ex | 4,057 | .00 | 0 |
| 2016-11-11 | Grace Jeffrey C (Other) | Option Ex | 1,098 | .00 | 0 |
| 2016-11-10 | Raffone Lawrence M. (CEO & President) | Sale | 10,000 | 30.00 | 300,000 |
| 2016-11-10 | Raffone Lawrence M. (CEO & President) | Option Ex | 10,000 | 6.51 | 65,100 |
| 2016-09-14 | Jones Christopher L. (EVP & Chief Investment Officer) | Sale | 10,000 | 29.88 | 298,840 |
| 2016-09-14 | Jones Christopher L. (EVP & Chief Investment Officer) | Option Ex | 6,471 | 7.99 | 51,703 |
| 2016-09-07 | Raffone Lawrence M. (CEO & President) | Sale | 2,317 | 32.00 | 74,144 |
| 2016-09-07 | Raffone Lawrence M. (CEO & President) | Option Ex | 2,317 | 6.51 | 15,083 |
| 2016-09-06 | Raffone Lawrence M. (CEO & President) | Sale | 7,683 | 32.06 | 246,316 |
| 2016-09-06 | Raffone Lawrence M. (CEO & President) | Option Ex | 7,683 | 6.51 | 50,016 |
| 2016-09-06 | Fields Heidi (Director) | Sale | 5,000 | 31.99 | 159,935 |
| 2016-08-23 | Antone Lewis Jr (EVP, General Counsel and Sec.) | Sale | 960 | 32.00 | 30,720 |
| 2016-08-23 | Raffone Lawrence M. (CEO & President) | Sale | 10,000 | 32.00 | 320,000 |
| 2016-08-23 | Raffone Lawrence M. (CEO & President) | Option Ex | 10,000 | 6.51 | 65,100 |
| 2016-08-16 | Jones Christopher L. (EVP & Chief Investment Officer) | Sale | 10,000 | 30.66 | 306,570 |
| 2016-08-03 | Jones Christopher L. (EVP & Chief Investment Officer) | Sale | 10,000 | 28.23 | 282,300 |
| 2016-07-20 | Jones Christopher L. (EVP & Chief Investment Officer) | Buy | 186 | 7.50 | 1,395 |
| 2016-05-22 | Berg-lacy E. Olena (Director) | Option Ex | 1,250 | .00 | 0 |
| 2016-05-22 | Grossman Blake R. (Director) | Option Ex | 1,250 | .00 | 0 |
| 2016-05-22 | Grundfest Joseph (Director) | Option Ex | 1,250 | .00 | 0 |
| 2016-05-22 | Huret Robert A (Director) | Option Ex | 1,250 | .00 | 0 |
| 2016-05-22 | Yoffie David B (Director) | Option Ex | 1,250 | .00 | 0 |
| 2016-05-22 | Shoven John B (Director) | Option Ex | 1,250 | .00 | 0 |
| 2016-05-22 | Fields Heidi (Director) | Option Ex | 1,250 | .00 | 0 |
| 2016-05-21 | Berg-lacy E. Olena (Director) | Option Ex | 1,254 | .00 | 0 |
| 2016-05-21 | Grossman Blake R. (Director) | Option Ex | 1,254 | .00 | 0 |
| 2016-05-21 | Grundfest Joseph (Director) | Option Ex | 1,254 | .00 | 0 |
| 2016-05-21 | Huret Robert A (Director) | Option Ex | 1,254 | .00 | 0 |
| 2016-05-21 | Yoffie David B (Director) | Option Ex | 1,254 | .00 | 0 |
| 2016-05-21 | Shoven John B (Director) | Option Ex | 1,254 | .00 | 0 |
| 2016-05-21 | Fields Heidi (Director) | Option Ex | 1,254 | .00 | 0 |
| 2016-05-16 | Berg-lacy E. Olena (Director) | Option Ex | 1,250 | .00 | 0 |
| 2016-05-16 | Grossman Blake R. (Director) | Option Ex | 1,250 | .00 | 0 |
| 2016-05-16 | Grundfest Joseph (Director) | Option Ex | 1,250 | .00 | 0 |
| 2016-05-16 | Koontz Paul G (Director) | Option Ex | 1,250 | .00 | 0 |
| 2016-05-16 | Huret Robert A (Director) | Option Ex | 1,250 | .00 | 0 |
| 2016-05-16 | Yoffie David B (Director) | Option Ex | 1,250 | .00 | 0 |
| 2016-05-16 | Shoven John B (Director) | Option Ex | 1,250 | .00 | 0 |
| 2016-05-16 | Fields Heidi (Director) | Option Ex | 1,250 | .00 | 0 |
| 2016-05-15 | Gamble Paul (EVP, Distrib & Inst Services) | Option Ex | 10,553 | .00 | 0 |
| 2016-05-15 | Berg-lacy E. Olena (Director) | Option Ex | 1,223 | .00 | 0 |
| 2016-05-15 | Grossman Blake R. (Director) | Option Ex | 1,223 | .00 | 0 |
| 2016-05-15 | Grundfest Joseph (Director) | Option Ex | 1,223 | .00 | 0 |
| 2016-05-15 | Koontz Paul G (Director) | Option Ex | 1,223 | .00 | 0 |
| 2016-05-15 | Huret Robert A (Director) | Option Ex | 1,223 | .00 | 0 |
| 2016-05-15 | Yoffie David B (Director) | Option Ex | 1,223 | .00 | 0 |
| 2016-05-15 | Shoven John B (Director) | Option Ex | 1,223 | .00 | 0 |
| 2016-05-15 | Fields Heidi (Director) | Option Ex | 1,223 | .00 | 0 |
| 2016-05-02 | Raffone Lawrence M. (CEO & President) | Sale | 18,667 | 31.79 | 593,423 |
| 2016-05-02 | Raffone Lawrence M. (CEO & President) | Option Ex | 18,667 | 7.50 | 140,002 |
| 2016-04-25 | Gamble Paul (EVP, Distrib & Inst Services) | Sale | 3,825 | 32.66 | 124,924 |
| 2016-04-21 | Campbell Michael Jerome (EVP, Technology) | Sale | 5,551 | 33.40 | 185,403 |
| 2016-04-21 | Campbell Michael Jerome (EVP, Technology) | Option Ex | 5,551 | 6.51 | 36,137 |
| 2016-04-16 | Campbell Michael Jerome (EVP, Technology) | Option Ex | 1,227 | .00 | 0 |
| 2016-03-15 | Cruse Gina M (EVP, Human Resources) | Option Ex | 1,390 | .00 | 0 |
| 2016-02-26 | O'donnell Kelly (EVP Business Ops & Corp Mktg) | Option Ex | 1,564 | .00 | 0 |
| 2016-02-26 | Raffone Lawrence M. (CEO & President) | Option Ex | 3,016 | .00 | 0 |
| 2016-02-26 | Jones Christopher L. (EVP & Chief Investment Officer) | Option Ex | 2,458 | .00 | 0 |
| 2016-02-26 | Cappel Anne Tuttle (EVP, General Counsel) | Option Ex | 894 | .00 | 0 |
| 2016-02-26 | Sims Raymond J. (EVP, CFO & Chief Risk Officer) | Option Ex | 1,899 | .00 | 0 |
| 2016-02-26 | Grace Jeffrey C (Other) | Option Ex | 514 | .00 | 0 |
| 2016-02-18 | Costello Mark Peter (EVP, Service Delivery) | Option Ex | 2,272 | .00 | 0 |
| 2016-02-18 | Campbell Michael Jerome (EVP, Technology) | Option Ex | 2,272 | .00 | 0 |
| 2016-02-18 | Cheong Chung Meng (EVP, Product & Consumer Mktg) | Option Ex | 2,272 | .00 | 0 |
| 2016-02-18 | O'donnell Kelly (EVP Business Ops & Corp Mktg) | Option Ex | 3,242 | .00 | 0 |
| 2016-02-18 | Raffone Lawrence M. (CEO & President) | Option Ex | 14,164 | .00 | 0 |
| 2016-02-18 | Jones Christopher L. (EVP & Chief Investment Officer) | Option Ex | 7,281 | .00 | 0 |
| 2016-02-18 | Cappel Anne Tuttle (EVP, General Counsel) | Option Ex | 1,621 | .00 | 0 |
| 2016-02-18 | Sims Raymond J. (EVP, CFO & Chief Risk Officer) | Option Ex | 5,673 | .00 | 0 |
| 2015-12-31 | Costello Mark Peter (EVP, Service Delivery) | Option Ex | 4,675 | .00 | 0 |
| 2015-12-31 | Campbell Michael Jerome (EVP, Technology) | Sale | 5,551 | 34.02 | 188,872 |
| 2015-12-31 | Campbell Michael Jerome (EVP, Technology) | Option Ex | 10,226 | 3.25 | 33,285 |
| 2015-11-30 | Campbell Michael Jerome (EVP, Technology) | Sale | 9,856 | 35.74 | 352,283 |
| 2015-11-30 | Campbell Michael Jerome (EVP, Technology) | Option Ex | 7,980 | 7.00 | 55,899 |
| 2015-11-22 | Costello Mark Peter (EVP, Service Delivery) | Option Ex | 2,328 | .00 | 0 |
| 2015-11-22 | Campbell Michael Jerome (EVP, Technology) | Option Ex | 419 | .00 | 0 |
| 2015-11-18 | Costello Mark Peter (EVP, Service Delivery) | Option Ex | 1,143 | .00 | 0 |
| 2015-11-18 | Campbell Michael Jerome (EVP, Technology) | Option Ex | 1,143 | .00 | 0 |
| 2015-11-18 | O'donnell Kelly (EVP Business Ops & Corp Mktg) | Option Ex | 858 | .00 | 0 |
| 2015-11-18 | Raffone Lawrence M. (CEO & President) | Option Ex | 1,993 | .00 | 0 |
| 2015-11-18 | Jones Christopher L. (EVP & Chief Investment Officer) | Option Ex | 1,993 | .00 | 0 |
Insider trading activities including stock purchases, stock sales, and option exercises of FNGN listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Financial Engines, Inc. (symbol FNGN, CIK number 1430592) see the Securities and Exchange Commission (SEC) website.