Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Lpl Financial Holdings Inc. (LPLA) since 2015 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Lpl Financial Holdings Inc.. (See page 1 of this report.) Table 2 shows the detailed insider transactions. This company's CIK number is 1397911.
Total stock buying since 2015: $1,798,476.
Total stock sales since 2015: $602,384,941.
Total stock option exercises since 2015: $77,226,796.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2025 | 0 | $0 | 44,359 | $16,234,962 | 33,931 | $2,261,466 |
| 2024 | 0 | $0 | 107,638 | $28,103,776 | 59,085 | $2,341,054 |
| 2023 | 557 | $100,388 | 122,817 | $29,912,688 | 45,122 | $1,231,042 |
| 2022 | 2,680 | $451,124 | 295,323 | $58,775,277 | 296,982 | $10,177,355 |
| 2021 | 1,909 | $250,079 | 286,347 | $41,664,628 | 223,447 | $9,255,551 |
| 2020 | 0 | $0 | 318,065 | $27,717,801 | 238,460 | $8,066,486 |
| 2019 | 0 | $0 | 533,249 | $41,716,802 | 444,847 | $14,006,207 |
| 2018 | 0 | $0 | 1,571,922 | $98,890,191 | 177,710 | $4,238,220 |
| 2017 | 0 | $0 | 1,716,484 | $69,125,197 | 811,390 | $23,996,786 |
| 2016 | 4,944 | $100,558 | 2,303 | $46,818 | 0 | $0 |
| 2015 | 21,100 | $896,327 | 4,393,552 | $190,196,801 | 77,026 | $1,652,629 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2020-06-05 | Arnold Dan H. (President & CEO) | Sale | 35,000 | 83.17 | 2,911,125 |
| 2020-02-26 | Oroschakoff Michelle (Managing Director) | Sale | 558 | 84.86 | 47,351 |
| 2020-02-26 | Kalbaugh John Andrew (Managing Director) | Sale | 456 | 84.86 | 38,696 |
| 2020-02-26 | Audette Matthew J (Chief Financial Officer) | Sale | 937 | 84.86 | 79,513 |
| 2020-02-25 | Oroschakoff Michelle (Managing Director) | Sale | 665 | 87.78 | 58,373 |
| 2020-02-25 | Kalbaugh John Andrew (Managing Director) | Sale | 528 | 87.78 | 46,347 |
| 2020-02-25 | Audette Matthew J (Chief Financial Officer) | Sale | 1,095 | 87.78 | 96,119 |
| 2020-02-14 | Arnold Dan H. (President & CEO) | Sale | 6,468 | 94.88 | 613,683 |
| 2020-02-13 | Oroschakoff Michelle (Managing Director) | Sale | 5,000 | 94.95 | 474,750 |
| 2020-02-13 | Oroschakoff Michelle (Managing Director) | Option Ex | 5,000 | 48.09 | 240,450 |
| 2020-01-27 | Kalbaugh John Andrew (Managing Director) | Sale | 64,380 | 92.94 | 5,983,477 |
| 2020-01-27 | Kalbaugh John Andrew (Managing Director) | Option Ex | 64,380 | 19.85 | 1,277,943 |
| 2019-12-06 | White George Burton (Managing Director) | Sale | 20,703 | 92.50 | 1,915,027 |
| 2019-12-06 | White George Burton (Managing Director) | Option Ex | 20,703 | 32.26 | 667,878 |
| 2019-11-25 | Calder Tracy (Managing Director) | Sale | 13,181 | 91.60 | 1,207,379 |
| 2019-11-25 | Calder Tracy (Managing Director) | Option Ex | 13,181 | 19.85 | 261,642 |
| 2019-11-13 | Oroschakoff Michelle (Managing Director) | Sale | 5,000 | 85.95 | 429,750 |
| 2019-11-13 | Oroschakoff Michelle (Managing Director) | Option Ex | 5,000 | 48.09 | 240,450 |
| 2019-11-06 | White George Burton (Managing Director) | Sale | 51,140 | 86.42 | 4,419,518 |
| 2019-11-06 | White George Burton (Managing Director) | Option Ex | 51,140 | 29.01 | 1,483,571 |
| 2019-09-11 | Kalbaugh John Andrew (Managing Director) | Option Ex | 9,087 | 33.44 | 303,823 |
| 2019-09-10 | Kalbaugh John Andrew (Managing Director) | Sale | 32,120 | 80.67 | 2,591,120 |
| 2019-09-10 | Kalbaugh John Andrew (Managing Director) | Option Ex | 32,120 | 28.91 | 928,492 |
| 2019-09-10 | Arnold Dan H. (President & CEO) | Sale | 48,159 | 80.00 | 3,852,720 |
| 2019-09-10 | Arnold Dan H. (President & CEO) | Option Ex | 48,159 | 31.60 | 1,521,824 |
| 2019-08-22 | Arnold Dan H. (President & CEO) | Sale | 19,747 | 75.95 | 1,499,784 |
| 2019-08-22 | Arnold Dan H. (President & CEO) | Option Ex | 19,747 | 32.26 | 637,038 |
| 2019-08-13 | Oroschakoff Michelle (Managing Director) | Sale | 5,000 | 71.67 | 358,350 |
| 2019-08-13 | Oroschakoff Michelle (Managing Director) | Option Ex | 5,000 | 42.48 | 212,425 |
| 2019-08-05 | Audette Matthew J (Chief Financial Officer) | Sale | 12,500 | 76.80 | 960,000 |
| 2019-05-28 | Oroschakoff Michelle (Managing Director) | Sale | 6,000 | 84.51 | 507,060 |
| 2019-05-28 | Oroschakoff Michelle (Managing Director) | Option Ex | 6,000 | 36.88 | 221,280 |
| 2019-05-08 | Calder Tracy (Managing Director) | Sale | 500 | 84.25 | 42,125 |
| 2019-05-03 | Arnold Dan H. (President & CEO) | Sale | 1,222 | 85.00 | 103,870 |
| 2019-05-03 | Arnold Dan H. (President & CEO) | Option Ex | 1,222 | 32.26 | 39,421 |
| 2019-03-14 | Gooley Thomas (Managing Director) | Sale | 25,392 | 74.06 | 1,880,531 |
| 2019-03-14 | Gooley Thomas (Managing Director) | Option Ex | 25,392 | 41.61 | 1,056,561 |
| 2019-03-14 | Oroschakoff Michelle (Managing Director) | Sale | 1,214 | 73.81 | 89,605 |
| 2019-02-26 | Calder Tracy (Managing Director) | Sale | 32,241 | 77.34 | 2,493,516 |
| 2019-02-26 | Oroschakoff Michelle (Managing Director) | Sale | 34,779 | 77.11 | 2,681,808 |
| 2019-02-26 | Oroschakoff Michelle (Managing Director) | Option Ex | 18,000 | 36.88 | 663,840 |
| 2019-02-26 | Arnold Dan H. (President & CEO) | Sale | 21,339 | 77.34 | 1,650,357 |
| 2019-02-26 | Arnold Dan H. (President & CEO) | Option Ex | 18,594 | 32.26 | 599,841 |
| 2019-02-11 | Kalbaugh John Andrew (Managing Director) | Sale | 40,000 | 76.94 | 3,077,600 |
| 2019-02-11 | Kalbaugh John Andrew (Managing Director) | Option Ex | 40,000 | 22.08 | 883,199 |
| 2019-02-04 | Gooley Thomas (Managing Director) | Sale | 43,440 | 74.94 | 3,255,176 |
| 2019-02-04 | Gooley Thomas (Managing Director) | Option Ex | 43,440 | 35.87 | 1,558,062 |
| 2019-01-16 | Arnold Dan H. (President & CEO) | Sale | 36,774 | 70.00 | 2,574,180 |
| 2019-01-16 | Arnold Dan H. (President & CEO) | Option Ex | 36,774 | 34.61 | 1,272,748 |
| 2019-01-10 | White George Burton (Managing Director) | Sale | 23,892 | 66.00 | 1,576,872 |
| 2019-01-10 | White George Burton (Managing Director) | Option Ex | 26,892 | 22.75 | 611,658 |
| 2018-12-12 | Gooley Thomas (Managing Director) | Sale | 29,876 | 60.72 | 1,814,070 |
| 2018-12-12 | Gooley Thomas (Managing Director) | Option Ex | 29,876 | 19.85 | 593,038 |
| 2018-12-12 | Riepe James S | Sale | 4,517 | 60.69 | 274,136 |
| 2018-12-12 | Riepe James S | Option Ex | 13,500 | 20.27 | 273,604 |
| 2018-11-27 | Oroschakoff Michelle (Managing Director) | Sale | 6,000 | 63.00 | 378,000 |
| 2018-11-27 | Oroschakoff Michelle (Managing Director) | Option Ex | 6,000 | 36.88 | 221,280 |
| 2018-11-08 | White George Burton (Managing Director) | Sale | 23,893 | 66.00 | 1,576,938 |
| 2018-11-08 | White George Burton (Managing Director) | Option Ex | 26,108 | 22.08 | 576,464 |
| 2018-09-28 | Larsen Sallie R. (Managing Director) | Sale | 250 | 64.40 | 16,100 |
| 2018-08-27 | Oroschakoff Michelle (Managing Director) | Sale | 6,000 | 67.11 | 402,660 |
| 2018-08-27 | Oroschakoff Michelle (Managing Director) | Option Ex | 6,000 | 36.88 | 221,280 |
| 2018-08-01 | Arnold Dan H. (President & CEO) | Sale | 6,000 | 66.90 | 401,400 |
| 2018-08-01 | Arnold Dan H. (President & CEO) | Option Ex | 13,226 | 28.34 | 374,890 |
| 2018-06-14 | Kalbaugh John Andrew (Managing Director) | Sale | 1,627 | 70.20 | 114,215 |
| 2018-05-11 | Oroschakoff Michelle (Managing Director) | Sale | 6,050 | 69.58 | 420,959 |
| 2018-05-07 | Calder Tracy (Managing Director) | Sale | 7,388 | 64.54 | 476,821 |
| 2018-03-14 | Kalbaugh John Andrew (Managing Director) | Sale | 1,398 | 64.76 | 90,534 |
| 2018-03-13 | White George Burton (Managing Director) | Sale | 25,000 | 65.56 | 1,639,125 |
| 2018-03-13 | White George Burton (Managing Director) | Option Ex | 25,000 | 18.04 | 451,000 |
| 2018-03-07 | Kalbaugh John Andrew (Managing Director) | Sale | 2,397 | 63.16 | 151,394 |
| 2018-03-07 | Arnold Dan H. (President & CEO) | Sale | 11,206 | 63.33 | 709,619 |
| 2018-03-07 | Arnold Dan H. (President & CEO) | Option Ex | 10,000 | 22.08 | 220,799 |
| 2018-03-06 | Hellman Marco | Sale | 29,300 | 63.63 | 1,864,359 |
| 2018-03-02 | Riepe James S | Sale | 5,632 | 62.77 | 353,520 |
| 2018-03-02 | Riepe James S | Option Ex | 13,500 | 26.15 | 353,065 |
| 2018-02-28 | Hellman Marco | Sale | 10,886 | 66.00 | 718,476 |
| 2018-02-27 | Hellman Marco | Sale | 159,814 | 66.22 | 10,582,883 |
| 2018-02-26 | Kalbaugh John Andrew (Managing Director) | Sale | 2,764 | 65.20 | 180,212 |
| 2018-02-26 | Arnold Dan H. (President & CEO) | Sale | 4,004 | 65.20 | 261,060 |
| 2018-02-26 | Hellman Marco | Sale | 47,920 | 66.00 | 3,162,720 |
| 2018-02-22 | Hellman Marco | Sale | 1,150,000 | 62.12 | 71,438,000 |
| 2018-02-05 | Morrissey William P. Jr. (Managing Director) | Sale | 20,000 | 62.01 | 1,240,260 |
| 2018-02-05 | Morrissey William P. Jr. (Managing Director) | Option Ex | 20,000 | 27.80 | 556,000 |
| 2018-02-05 | Kalbaugh John Andrew (Managing Director) | Sale | 10,000 | 62.27 | 622,730 |
| 2018-02-05 | Kalbaugh John Andrew (Managing Director) | Option Ex | 10,000 | 27.17 | 271,700 |
| 2018-01-08 | Riepe James S | Option Ex | 4,500 | 27.80 | 125,100 |
| 2017-11-15 | Arnold Dan H. (President & CEO) | Sale | 3,742 | 48.54 | 181,636 |
| 2017-11-15 | Arnold Dan H. (President & CEO) | Option Ex | 3,742 | 27.80 | 104,027 |
| 2017-08-23 | Arnold Dan H. (President & CEO) | Option Ex | 17,985 | 27.80 | 499,983 |
| 2017-06-02 | Morrissey William P. Jr. (Managing Director) | Sale | 32,150 | 39.34 | 1,264,781 |
| 2017-06-02 | Morrissey William P. Jr. (Managing Director) | Option Ex | 32,150 | 21.60 | 694,440 |
| 2017-03-14 | Arnold Dan H. (President & CEO) | Sale | 15,428 | 39.11 | 603,389 |
| 2017-03-13 | Calder Tracy (Managing Director) | Sale | 6,465 | 39.31 | 254,119 |
| 2017-03-13 | Calder Tracy (Managing Director) | Option Ex | 9,561 | 19.85 | 189,785 |
| 2017-03-02 | Casady Mark S | Sale | 2,000 | 40.75 | 81,500 |
| 2017-03-02 | Casady Mark S | Option Ex | 2,000 | 19.85 | 39,700 |
| 2017-02-27 | Calder Tracy (Managing Director) | Sale | 10,747 | 39.05 | 419,724 |
| 2017-02-23 | Kalbaugh John Andrew (MD, Divisional President NSC) | Sale | 30,000 | 39.73 | 1,191,900 |
| 2017-02-23 | Kalbaugh John Andrew (MD, Divisional President NSC) | Option Ex | 30,000 | 25.50 | 765,000 |
| 2017-02-22 | White George Burton (MD, Investor & Invstmt Solutns) | Sale | 25,000 | 40.14 | 1,003,475 |
| 2017-02-22 | White George Burton (MD, Investor & Invstmt Solutns) | Option Ex | 25,000 | 27.40 | 685,000 |
| 2017-02-22 | Casady Mark S | Sale | 58,628 | 40.40 | 2,368,629 |
| 2017-02-22 | Casady Mark S | Option Ex | 58,628 | 31.60 | 1,852,644 |
| 2017-02-15 | Casady Mark S | Sale | 365,213 | 40.76 | 14,886,081 |
| 2017-02-15 | Casady Mark S | Option Ex | 365,213 | 32.82 | 11,987,386 |
| 2017-02-14 | Casady Mark S | Sale | 204,471 | 40.65 | 8,311,746 |
| 2017-02-14 | Casady Mark S | Option Ex | 204,471 | 28.34 | 5,795,730 |
| 2017-02-13 | Casady Mark S | Sale | 62,640 | 40.84 | 2,558,217 |
| 2017-02-13 | Casady Mark S | Option Ex | 62,640 | 22.08 | 1,383,091 |
| 2017-02-13 | Hellman Marco | Sale | 900,000 | 40.00 | 36,000,000 |
| 2016-03-08 | Arnold Dan H. (President) | Sale | 1,208 | 21.27 | 25,694 |
| 2016-02-29 | Dinh Viet D | Buy | 4,844 | 20.42 | 98,919 |
| 2016-02-25 | Arnold Dan H. (President) | Sale | 1,095 | 19.29 | 21,124 |
| 2016-02-12 | Buchheister Jeffrey R. (EVP, Chief Accounting Officer) | Buy | 100 | 16.40 | 1,639 |
| 2015-12-14 | Buchheister Jeffrey R. (EVP, Chief Accounting Officer) | Sale | 10,688 | 42.59 | 455,201 |
| 2015-12-14 | Morrissey William P. Jr. (MD, Divisional Pres. of IAS) | Sale | 25,000 | 42.85 | 1,071,250 |
| 2015-12-14 | Morrissey William P. Jr. (MD, Divisional Pres. of IAS) | Option Ex | 25,000 | 21.60 | 540,000 |
| 2015-12-10 | Coulter James G | Sale | 4,319,537 | 43.27 | 186,915,005 |
| 2015-06-10 | Arnold Dan H. (President) | Sale | 4,273 | 48.00 | 205,104 |
| 2015-06-10 | Arnold Dan H. (President) | Option Ex | 4,273 | 27.80 | 118,789 |
| 2015-06-02 | Handelsman Sharyn (MD, Chief Compliance Officer) | Sale | 6,393 | 43.50 | 278,095 |
| 2015-06-02 | Handelsman Sharyn (MD, Chief Compliance Officer) | Option Ex | 6,393 | 32.30 | 206,525 |
| 2015-05-28 | Buchheister Jeffrey R. (EVP, Chief Accounting Officer) | Option Ex | 13,360 | 2.38 | 31,796 |
| 2015-05-28 | Casady Mark S (Chairman & Chief Exec. Officer) | Buy | 21,100 | 42.48 | 896,327 |
| 2015-05-18 | Thomas Lux (Acting Chief Financial Officer) | Option Ex | 2,000 | 22.08 | 44,160 |
| 2015-04-10 | Thomas Lux (Acting Chief Financial Officer) | Option Ex | 2,000 | 22.08 | 44,160 |
| 2015-03-02 | Arnold Dan H. (Chief Financial Officer) | Sale | 3,661 | 45.14 | 165,272 |
| 2015-02-24 | Arnold Dan H. (Chief Financial Officer) | Sale | 5,458 | 46.00 | 251,068 |
| 2015-02-24 | Arnold Dan H. (Chief Financial Officer) | Option Ex | 5,458 | 27.80 | 151,732 |
| 2015-02-19 | Arnold Dan H. (Chief Financial Officer) | Sale | 18,542 | 46.16 | 855,806 |
| 2015-02-19 | Arnold Dan H. (Chief Financial Officer) | Option Ex | 18,542 | 27.80 | 515,467 |
Insider trading activities including stock purchases, stock sales, and option exercises of LPLA listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Lpl Financial Holdings Inc. (symbol LPLA, CIK number 1397911) see the Securities and Exchange Commission (SEC) website.