Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Newstar Financial, Inc. (NEWS) since 2014 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Newstar Financial, Inc.. Table 2 shows the detailed insider transactions. This company's CIK number is 1373561.
Total stock buying since 2014: $2,925.
Total stock sales since 2014: $20,281,150.
Total stock option exercises since 2014: $9,168,452.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2017 | 0 | $0 | 0 | $0 | 147,605 | $1,231,316 |
| 2016 | 0 | $0 | 2,013,246 | $17,981,754 | 575,000 | $1,606,499 |
| 2015 | 300 | $2,925 | 10,598 | $117,500 | 1,444,063 | $4,211,859 |
| 2014 | 0 | $0 | 166,557 | $2,181,896 | 248,576 | $2,118,778 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2017-05 | 0 | $0 | 0 | $0 | 77,605 | $642,567 |
| 2017-04 | 0 | $0 | 0 | $0 | 60,000 | $496,799 |
| 2017-03 | 0 | $0 | 0 | $0 | 10,000 | $91,950 |
| 2016-12 | 0 | $0 | 13,246 | $121,754 | 0 | $0 |
| 2016-10 | 0 | $0 | 2,000,000 | $17,860,000 | 0 | $0 |
| 2016-03 | 0 | $0 | 0 | $0 | 265,000 | $731,399 |
| 2016-02 | 0 | $0 | 0 | $0 | 280,000 | $789,300 |
| 2016-01 | 0 | $0 | 0 | $0 | 30,000 | $85,800 |
| 2015-12 | 0 | $0 | 0 | $0 | 832,500 | $2,318,450 |
| 2015-11 | 300 | $2,925 | 0 | $0 | 566,250 | $1,585,006 |
| 2015-05 | 0 | $0 | 0 | $0 | 313 | $2,003 |
| 2015-03 | 0 | $0 | 10,598 | $117,500 | 25,000 | $160,000 |
| 2015-02 | 0 | $0 | 0 | $0 | 20,000 | $146,400 |
| 2014-12 | 0 | $0 | 0 | $0 | 165,000 | $1,207,800 |
| 2014-06 | 0 | $0 | 166,557 | $2,181,896 | 83,576 | $910,978 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2017-05-10 | Fallon Brian (Director) | Option Ex | 15,000 | 8.28 | 124,199 |
| 2017-05-09 | Mcauliffe Patrick F (Head, Leveraged Finance) | Option Ex | 47,605 | 8.28 | 394,169 |
| 2017-05-01 | Ohara Maureen (Director) | Option Ex | 15,000 | 8.28 | 124,199 |
| 2017-04-27 | Thornburgh Richard E (Director) | Option Ex | 5,000 | 8.28 | 41,400 |
| 2017-04-27 | Noonan Frank R (Director) | Option Ex | 15,000 | 8.28 | 124,199 |
| 2017-04-24 | Cooper Bradley E (Director) | Option Ex | 5,000 | 8.28 | 41,400 |
| 2017-04-20 | Du Four Mark R. (Head of Capital Markets) | Option Ex | 35,000 | 8.28 | 289,800 |
| 2017-03-17 | Bralver Charles N (Director) | Option Ex | 10,000 | 9.20 | 91,950 |
| 2016-12-19 | Capital Z Partners Iii Gp, L.p. | Sale | 6,030 | 9.17 | 55,295 |
| 2016-12-16 | Capital Z Partners Iii Gp, L.p. | Sale | 7,216 | 9.21 | 66,459 |
| 2016-10-21 | Capital Z Partners Iii Gp, L.p. | Sale | 2,000,000 | 8.93 | 17,860,000 |
| 2016-03-14 | Conway Timothy J (Chairman, CEO and President) | Option Ex | 50,000 | 2.76 | 138,000 |
| 2016-03-07 | Conway Timothy J (Chairman, CEO and President) | Option Ex | 150,000 | 2.76 | 413,999 |
| 2016-03-04 | Frishkopf John J (Treasurer, Assistant Secretary) | Option Ex | 65,000 | 2.76 | 179,400 |
| 2016-02-23 | Conway Timothy J (Chairman, CEO and President) | Option Ex | 50,000 | 2.76 | 138,000 |
| 2016-02-17 | Conway Timothy J (Chairman, CEO and President) | Option Ex | 50,000 | 2.76 | 138,000 |
| 2016-02-12 | Conway Timothy J (Chairman, CEO and President) | Option Ex | 150,000 | 2.86 | 429,000 |
| 2016-02-05 | Frishkopf John J (Treasurer, Assistant Secretary) | Option Ex | 15,000 | 2.76 | 41,400 |
| 2016-02-04 | Mcauliffe Patrick F (Head, Leveraged Finance) | Option Ex | 12,500 | 2.86 | 35,750 |
| 2016-02-01 | Fallon Brian (Director) | Option Ex | 2,500 | 2.86 | 7,150 |
| 2016-01-27 | Du Four Mark R. (Head - Leveraged Finance) | Option Ex | 30,000 | 2.86 | 85,800 |
| 2015-12-04 | Frishkopf John J (Treasurer, Assistant Secretary) | Option Ex | 30,000 | 2.76 | 82,800 |
| 2015-12-04 | Schmidt-fellner Peter A (Chief Investment Officer) | Option Ex | 250,000 | 2.76 | 690,000 |
| 2015-12-04 | Bray John Kirby (Chief Financial Officer) | Option Ex | 100,000 | 2.76 | 276,000 |
| 2015-12-04 | Conway Timothy J (Chairman, CEO and President) | Option Ex | 100,000 | 2.81 | 281,000 |
| 2015-12-03 | Mcauliffe Patrick F (Head, Leveraged Finance) | Option Ex | 12,500 | 2.86 | 35,750 |
| 2015-12-01 | Frishkopf John J (Treasurer, Assistant Secretary) | Option Ex | 40,000 | 2.81 | 112,400 |
| 2015-12-01 | Schmidt-fellner Peter A (Chief Investment Officer) | Option Ex | 250,000 | 2.81 | 702,500 |
| 2015-12-01 | Bray John Kirby (Chief Financial Officer) | Option Ex | 50,000 | 2.76 | 138,000 |
| 2015-11-30 | Conway Timothy J (Chairman, CEO and President) | Option Ex | 100,000 | 2.86 | 286,000 |
| 2015-11-20 | Frishkopf John J (Treasurer, Assistant Secretary) | Option Ex | 50,000 | 2.76 | 138,000 |
| 2015-11-20 | Bray John Kirby (Chief Financial Officer) | Option Ex | 150,000 | 2.81 | 421,500 |
| 2015-11-19 | Frishkopf John J (Treasurer, Assistant Secretary) | Option Ex | 50,000 | 2.86 | 143,000 |
| 2015-11-18 | Bray John Kirby (Chief Financial Officer) | Option Ex | 200,000 | 2.76 | 552,000 |
| 2015-11-17 | Du Four Mark R. (Head - Leveraged Finance) | Option Ex | 10,000 | 2.86 | 28,600 |
| 2015-11-10 | Bralver Charles N (Director) | Option Ex | 6,250 | 2.54 | 15,906 |
| 2015-11-10 | Ohara Maureen (Director) | Buy | 300 | 9.75 | 2,925 |
| 2015-05-12 | Ohara Maureen (Director) | Option Ex | 313 | 6.40 | 2,003 |
| 2015-03-20 | Noonan Frank R (Director) | Sale | 10,598 | 11.09 | 117,500 |
| 2015-03-20 | Noonan Frank R (Director) | Option Ex | 25,000 | 6.40 | 160,000 |
| 2015-02-10 | Frishkopf John J (Treasurer, Assistant Secretary) | Option Ex | 10,000 | 7.32 | 73,200 |
| 2015-02-02 | Frishkopf John J (Treasurer, Assistant Secretary) | Option Ex | 10,000 | 7.32 | 73,200 |
| 2014-12-18 | Frishkopf John J (Treasurer, Assistant Secretary) | Option Ex | 10,000 | 7.32 | 73,200 |
| 2014-12-15 | Frishkopf John J (Treasurer, Assistant Secretary) | Option Ex | 10,000 | 7.32 | 73,200 |
| 2014-12-10 | Frishkopf John J (Treasurer, Assistant Secretary) | Option Ex | 20,000 | 7.32 | 146,400 |
| 2014-12-10 | Schmidt-fellner Peter A (Chief Investment Officer) | Option Ex | 125,000 | 7.32 | 915,000 |
| 2014-06-16 | Cooper Bradley E | Option Ex | 83,576 | 10.90 | 910,978 |
| 2014-06-03 | Corsair Capital Llc | Sale | 166,557 | 13.10 | 2,181,896 |
Insider trading activities including stock purchases, stock sales, and option exercises of NEWS listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Newstar Financial, Inc. (symbol NEWS, CIK number 1373561) see the Securities and Exchange Commission (SEC) website.