Insider Trading activities at Axos Financial, Inc. (AX) , Part 3

Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Axos Financial, Inc. (AX) since 2015 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Axos Financial, Inc.. (See page 1 of this report.) Table 2 shows the detailed insider transactions. This company's CIK number is 1299709.

Total stock buying since 2015: $1,910,956.
Total stock sales since 2015: $54,116,278.
Total stock option exercises since 2015: $139,460,453.


 1   2   3   4 
28 insiders reported insider trading activities at Axos Financial, Inc. (AX):
Insider trading activities of Garrabrants Gregory
Insider trading activities of Burke John Gary
Insider trading activities of Carter Stefani D
Insider trading activities of Fraser James A
Insider trading activities of Sime Jeffrey
Insider trading activities of Crow David M
Insider trading activities of Constantine Thomas M
Insider trading activities of Gill Ann
Insider trading activities of Black J Brandon
Insider trading activities of Walsh Derrick
Insider trading activities of Thiele Candace L
Insider trading activities of Park David X
Insider trading activities of Santi Roque A
Insider trading activities of Court James John
Insider trading activities of Dada Uzair
Insider trading activities of Grinberg Paul
Insider trading activities of Tolla John Charles
Insider trading activities of Matsumoto Raymond D
Insider trading activities of Nick Mosich
Insider trading activities of Bohlig Tamara N
Insider trading activities of Pitters Ron
Insider trading activities of Allrich Theodore C
Insider trading activities of Bar-adon Eshel
Insider trading activities of Wardell-smith Sara
Insider trading activities of Swanson Brian D
Insider trading activities of Argalas James S
Insider trading activities of Ratinoff Edward James
Insider trading activities of Micheletti Andrew J

Table 1. Yearly summary of insider stock purchases, sales, and option exercises at Axos Financial, Inc. (AX).
Insider Buying Insider Sales Option Exercises
Year Shares Value Shares Value Shares Value
2025 3,000 $194,205 51,377 $3,873,066 310,385 $23,156,123
2024 5,000 $248,750 251,032 $17,962,195 253,094 $14,749,783
2023 4,182 $147,203 285,024 $12,990,428 272,601 $10,980,861
2022 0 $0 64,189 $2,827,337 426,482 $16,639,042
2021 0 $0 133,666 $7,164,829 192,181 $6,580,668
2020 20,700 $400,294 4,500 $148,185 408,599 $9,398,041
2019 0 $0 0 $0 460,364 $12,410,527
2018 0 $0 66,539 $2,731,204 374,027 $14,905,671
2017 0 $0 29,348 $817,102 396,580 $9,707,187
2016 3,000 $47,226 21,532 $557,781 405,820 $7,513,487
2015 13,425 $873,278 38,805 $5,044,151 192,489 $13,419,063


Table 3. Detailed insider trading at Axos Financial, Inc. (AX) , Part 3
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2021-03-12 Sime Jeffrey (Other) Option Ex 440 52.06 22,906
2021-03-12 Matsumoto Raymond D (Other) Option Ex 3,427 52.06 178,409
2021-03-08 Walsh Derrick (SVP, Chief Accounting Officer) Option Ex 3,969 48.94 194,242
2021-03-08 Dada Uzair (Director) Sale 4,949 48.86 241,788
2021-03-08 Micheletti Andrew J (EVP, Chief Financial Officer) Sale 15,000 48.96 734,400
2021-02-25 Ratinoff Edward James (Director) Sale 5,302 47.00 249,194
2021-02-24 Nick Mosich (Director) Sale 3,196 47.51 151,829
2021-02-22 Nick Mosich (Director) Sale 1,874 46.29 86,743
2021-02-19 Nick Mosich (Director) Sale 17,384 44.36 771,154
2021-02-18 Nick Mosich (Director) Sale 8,000 43.98 351,840
2020-12-19 Constantine Thomas M (Other) Option Ex 1,683 36.61 61,614
2020-12-19 Bar-adon Eshel (EVP, Chief Legal Officer) Option Ex 2,090 36.61 76,514
2020-12-19 Swanson Brian D (Other) Option Ex 2,438 36.61 89,255
2020-12-19 Tolla John Charles (EVP, Chief Risk Officer) Option Ex 1,045 36.61 38,257
2020-12-19 Walsh Derrick (SVP, Chief Accounting Officer) Option Ex 871 36.61 31,887
2020-11-10 Constantine Thomas M (Other) Sale 4,500 32.93 148,185
2020-10-30 Black J Brandon (Director) Option Ex 1,265 27.26 34,483
2020-09-06 Constantine Thomas M (Other) Option Ex 2,222 24.91 55,350
2020-09-06 Bar-adon Eshel (EVP, Chief Legal Officer) Option Ex 2,353 24.91 58,613
2020-09-06 Swanson Brian D (Other) Option Ex 2,136 24.91 53,207
2020-09-06 Tolla John Charles (EVP, Chief Risk Officer) Option Ex 1,046 24.91 26,055
2020-09-06 Micheletti Andrew J (EVP, Chief Financial Officer) Option Ex 11,000 24.91 274,010
2020-09-06 Matsumoto Raymond D (Other) Option Ex 1,830 24.91 45,585
2020-09-05 Dada Uzair (Director) Option Ex 2,667 24.91 66,434
2020-09-05 Argalas James S (Director) Option Ex 2,667 24.91 66,434
2020-09-05 Court James John (Director) Option Ex 2,933 24.91 73,061
2020-09-05 Ratinoff Edward James (Director) Option Ex 2,667 24.91 66,434
2020-09-05 Nick Mosich (Director) Option Ex 3,400 24.91 84,694
2020-09-05 Micheletti Andrew J (EVP, Chief Financial Officer) Option Ex 11,000 24.91 274,010
2020-09-05 Grinberg Paul (Director) Option Ex 8,067 24.91 200,948
2020-09-05 Black J Brandon (Director) Option Ex 2,667 24.91 66,434
2020-08-31 Bohlig Tamara N (Director) Option Ex 1,286 24.78 31,867
2020-08-28 Park David X (Other) Option Ex 1,332 25.35 33,766
2020-08-28 Walsh Derrick (SVP, Chief Accounting Officer) Option Ex 1,998 25.35 50,649
2020-08-24 Micheletti Andrew J (EVP, Chief Financial Officer) Option Ex 15,000 25.16 377,400
2020-08-17 Dada Uzair (Director) Option Ex 2,667 24.87 66,328
2020-08-17 Argalas James S (Director) Option Ex 3,400 24.87 84,558
2020-08-17 Court James John (Director) Option Ex 2,667 24.87 66,328
2020-08-17 Ratinoff Edward James (Director) Option Ex 2,667 24.87 66,328
2020-08-17 Nick Mosich (Director) Option Ex 3,400 24.87 84,558
2020-08-17 Grinberg Paul (Director) Option Ex 7,600 24.87 189,012
2020-08-01 Dada Uzair (Director) Option Ex 2,666 22.41 59,745
2020-08-01 Argalas James S (Director) Option Ex 2,666 22.41 59,745
2020-08-01 Court James John (Director) Option Ex 2,933 22.41 65,728
2020-08-01 Ratinoff Edward James (Director) Option Ex 2,666 22.41 59,745
2020-08-01 Nick Mosich (Director) Option Ex 3,400 22.41 76,194
2020-08-01 Grinberg Paul (Director) Option Ex 8,066 22.41 180,759
2020-08-01 Black J Brandon (Director) Option Ex 2,666 22.41 59,745
2020-07-30 Constantine Thomas M (Other) Option Ex 1,378 22.57 31,101
2020-07-30 Bar-adon Eshel (EVP, Chief Legal Officer) Option Ex 1,550 22.57 34,983
2020-07-30 Swanson Brian D (Other) Option Ex 1,851 22.57 41,777
2020-07-30 Tolla John Charles (EVP, Chief Risk Officer) Option Ex 818 22.57 18,462
2020-07-30 Matsumoto Raymond D (Other) Option Ex 1,076 22.57 24,285
2020-07-19 Walsh Derrick (SVP, Chief Accounting Officer) Option Ex 928 20.61 19,126
2020-07-12 Constantine Thomas M (Other) Option Ex 1,962 20.16 39,553
2020-07-12 Bar-adon Eshel (EVP, Chief Legal Officer) Option Ex 2,453 20.16 49,452
2020-07-12 Swanson Brian D (Other) Option Ex 2,943 20.16 59,330
2020-07-12 Tolla John Charles (EVP, Chief Risk Officer) Option Ex 1,332 20.16 26,853
2020-07-12 Walsh Derrick (SVP, Chief Accounting Officer) Option Ex 911 20.16 18,365
2020-06-30 Garrabrants Gregory (President and CEO) Option Ex 232,000 22.08 5,122,560
2020-04-22 Park David X (Other) Option Ex 3,637 17.09 62,156
2020-03-25 Park David X (Other) Option Ex 680 17.21 11,702
2020-03-25 Constantine Thomas M (Other) Option Ex 2,704 17.21 46,535
2020-03-25 Bar-adon Eshel (EVP, Chief Legal Officer) Option Ex 2,863 17.21 49,272
2020-03-25 Swanson Brian D (Other) Option Ex 3,491 17.21 60,080
2020-03-25 Tolla John Charles (EVP, Chief Risk Officer) Option Ex 1,591 17.21 27,381
2020-03-25 Matsumoto Raymond D (Other) Option Ex 2,227 17.21 38,326
2020-03-16 Bar-adon Eshel (EVP, Chief Legal Officer) Buy 200 16.27 3,254
2020-03-12 Bar-adon Eshel (EVP, Chief Legal Officer) Buy 2,700 16.87 45,540
2020-03-11 Black J Brandon (Director) Buy 5,000 19.10 95,500
2020-03-10 Grinberg Paul (Director) Buy 12,800 20.00 256,000
2020-03-08 Walsh Derrick (SVP, Chief Accounting Officer) Option Ex 1,849 22.13 40,918
2020-01-17 Constantine Thomas M (Other) Option Ex 1,673 30.45 50,942
2020-01-17 Bar-adon Eshel (EVP, Chief Legal Officer) Option Ex 2,091 30.45 63,670
2020-01-17 Swanson Brian D (Other) Option Ex 2,389 30.45 72,745
2020-01-17 Tolla John Charles (EVP, Chief Risk Officer) Option Ex 1,075 30.45 32,733
2019-12-19 Fraser James A (Other) Option Ex 813 30.35 24,674
2019-12-19 Constantine Thomas M (Other) Option Ex 1,683 30.35 51,079
2019-12-19 Bar-adon Eshel (EVP, Chief Legal Officer) Option Ex 2,089 30.35 63,401
2019-12-19 Swanson Brian D (Other) Option Ex 2,437 30.35 73,962
2019-12-19 Tolla John Charles (EVP, Chief Risk Officer) Option Ex 1,045 30.35 31,715
2019-12-19 Walsh Derrick (SVP, Chief Accounting Officer) Option Ex 871 30.35 26,434
2019-12-15 Walsh Derrick (SVP, Chief Accounting Officer) Option Ex 799 29.44 23,522
2019-10-30 Black J Brandon (Director) Option Ex 1,265 29.49 37,304
2019-09-05 Dada Uzair (Director) Option Ex 2,666 25.91 69,076
2019-09-05 Argalas James S (Director) Option Ex 2,666 25.91 69,076
2019-09-05 Court James John (Director) Option Ex 2,933 25.91 75,994
2019-09-05 Ratinoff Edward James (Director) Option Ex 2,666 25.91 69,076
2019-09-05 Nick Mosich (Director) Option Ex 3,400 25.91 88,094
2019-09-05 Micheletti Andrew J (EVP, Chief Financial Officer) Option Ex 11,000 25.91 285,010
2019-09-05 Grinberg Paul (Director) Option Ex 8,066 25.91 208,990
2019-09-05 Black J Brandon (Director) Option Ex 2,666 25.91 69,076
2019-08-24 Dada Uzair (Director) Option Ex 2,667 24.91 66,434
2019-08-24 Argalas James S (Director) Option Ex 2,667 24.91 66,434
2019-08-24 Court James John (Director) Option Ex 2,667 24.91 66,434
2019-08-24 Ratinoff Edward James (Director) Option Ex 2,667 24.91 66,434
2019-08-24 Nick Mosich (Director) Option Ex 3,400 24.91 84,694
2019-08-24 Burke John Gary (Director) Option Ex 2,667 24.91 66,434
2019-08-24 Micheletti Andrew J (EVP, Chief Financial Officer) Option Ex 30,000 24.91 747,300
2019-08-24 Grinberg Paul (Director) Option Ex 3,667 24.91 91,344
2019-08-17 Dada Uzair (Director) Option Ex 2,667 27.12 72,329
2019-08-17 Argalas James S (Director) Option Ex 3,400 27.12 92,208
2019-08-17 Court James John (Director) Option Ex 2,667 27.12 72,329
2019-08-17 Ratinoff Edward James (Director) Option Ex 2,667 27.12 72,329
2019-08-17 Nick Mosich (Director) Option Ex 3,400 27.12 92,208
2019-08-17 Burke John Gary (Director) Option Ex 2,667 27.12 72,329
2019-08-17 Grinberg Paul (Director) Option Ex 7,600 27.12 206,112
2019-08-10 Constantine Thomas M (Other) Option Ex 2,319 28.09 65,140
2019-08-10 Bar-adon Eshel (EVP, Chief Legal Officer) Option Ex 3,092 28.09 86,854
2019-08-10 Swanson Brian D (Other) Option Ex 3,672 28.09 103,146
2019-08-10 Tolla John Charles (EVP, Chief Risk Officer) Option Ex 1,643 28.09 46,151
2019-07-30 Fraser James A (Other) Option Ex 689 27.72 19,099
2019-07-30 Constantine Thomas M (Other) Option Ex 1,377 27.72 38,170
2019-07-30 Bar-adon Eshel (EVP, Chief Legal Officer) Option Ex 1,549 27.72 42,938
2019-07-30 Swanson Brian D (Other) Option Ex 1,851 27.72 51,309
2019-07-30 Tolla John Charles (EVP, Chief Risk Officer) Option Ex 818 27.72 22,674
2019-07-30 Matsumoto Raymond D (Other) Option Ex 1,076 27.72 29,826
2019-07-19 Walsh Derrick (SVP, Chief Accounting Officer) Option Ex 1,944 26.52 51,554
2019-07-17 Fraser James A (Other) Option Ex 4,200 26.42 110,964
2019-07-12 Constantine Thomas M (Other) Option Ex 1,962 26.76 52,503
2019-07-12 Bar-adon Eshel (EVP, Chief Legal Officer) Option Ex 2,452 26.76 65,615
2019-07-12 Swanson Brian D (Other) Option Ex 2,943 26.76 78,754
2019-07-12 Tolla John Charles (EVP, Chief Risk Officer) Option Ex 1,331 26.76 35,617
2019-07-12 Walsh Derrick (SVP, Chief Accounting Officer) Option Ex 911 26.76 24,378
2019-06-30 Garrabrants Gregory (President and CEO) Option Ex 304,000 27.25 8,284,000
2018-12-19 Walsh Derrick (SVP, Chief Accounting Officer) Option Ex 870 25.41 22,106
2018-12-15 Walsh Derrick (SVP, Chief Accounting Officer) Option Ex 799 28.21 22,539
2018-11-20 Walsh Derrick (SVP, Chief Accounting Officer) Option Ex 746 28.67 21,387
2018-10-30 Black J Brandon (Director) Option Ex 1,264 29.66 37,490
2018-08-26 Dada Uzair (Director) Option Ex 2,667 37.87 100,999
2018-08-26 Argalas James S (Director) Option Ex 2,667 37.87 100,999
2018-08-26 Court James John (Director) Option Ex 2,667 37.87 100,999
2018-08-26 Ratinoff Edward James (Director) Option Ex 2,667 37.87 100,999
2018-08-26 Nick Mosich (Director) Option Ex 3,400 37.87 128,757
2018-08-26 Burke John Gary (Director) Option Ex 2,667 37.87 100,999
2018-08-26 Micheletti Andrew J (EVP, Chief Financial Officer) Option Ex 15,000 37.87 568,050
2018-08-26 Grinberg Paul (Director) Option Ex 3,667 37.87 138,869
2018-08-24 Dada Uzair (Director) Option Ex 2,667 37.87 100,999
2018-08-24 Argalas James S (Director) Option Ex 2,667 37.87 100,999
2018-08-24 Court James John (Director) Option Ex 2,667 37.87 100,999
2018-08-24 Ratinoff Edward James (Director) Option Ex 2,667 37.87 100,999
2018-08-24 Nick Mosich (Director) Option Ex 3,400 37.87 128,757
2018-08-24 Burke John Gary (Director) Option Ex 2,667 37.87 100,999
2018-08-24 Micheletti Andrew J (EVP, Chief Financial Officer) Option Ex 30,000 37.87 1,136,100
2018-08-24 Grinberg Paul (Director) Option Ex 3,667 37.87 138,869
2018-08-17 Dada Uzair (Director) Option Ex 2,666 37.67 100,428
2018-08-17 Argalas James S (Director) Option Ex 3,400 37.67 128,078
2018-08-17 Court James John (Director) Option Ex 2,666 37.67 100,428
2018-08-17 Ratinoff Edward James (Director) Option Ex 2,666 37.67 100,428
2018-08-17 Nick Mosich (Director) Option Ex 3,400 37.67 128,078
 1   2   3   4 

Insider trading activities including stock purchases, stock sales, and option exercises of AX listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Axos Financial, Inc. (symbol AX, CIK number 1299709) see the Securities and Exchange Commission (SEC) website.



©2023, insider-monitor.com. All rights reserved.