Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Penson Worldwide Inc (PNSN) since 2010 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Penson Worldwide Inc. Table 2 shows the detailed insider transactions. This company's CIK number is 1123541.
Total stock buying since 2010: $83,850.
Total stock sales since 2010: $32,891.
Total stock option exercises since 2010: $0.
▪ Recent SEC 13D filings for all companies
▪ Recent portfolio reports of all companies
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2012 | 0 | $0 | 161,063 | $32,891 | 960 | $0 |
| 2011 | 25,000 | $83,850 | 0 | $0 | 5,294 | $0 |
| 2010 | 0 | $0 | 0 | $0 | 12,535 | $0 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2012-06 | 0 | $0 | 161,063 | $32,891 | 0 | $0 |
| 2012-05 | 0 | $0 | 0 | $0 | 480 | $0 |
| 2012-01 | 0 | $0 | 0 | $0 | 480 | $0 |
| 2011-10 | 0 | $0 | 0 | $0 | 480 | $0 |
| 2011-05 | 25,000 | $83,850 | 0 | $0 | 479 | $0 |
| 2011-03 | 0 | $0 | 0 | $0 | 3,855 | $0 |
| 2011-01 | 0 | $0 | 0 | $0 | 480 | $0 |
| 2010-12 | 0 | $0 | 0 | $0 | 3,860 | $0 |
| 2010-10 | 0 | $0 | 0 | $0 | 480 | $0 |
| 2010-09 | 0 | $0 | 0 | $0 | 3,855 | $0 |
| 2010-07 | 0 | $0 | 0 | $0 | 480 | $0 |
| 2010-06 | 0 | $0 | 0 | $0 | 3,860 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2012-06-13 | Engel Bryce (President) | Sale | 72,591 | .18 | 13,429 |
| 2012-06-12 | Koslow Andrew B (Executive VP - General Counsel) | Sale | 76,559 | .22 | 16,842 |
| 2012-06-12 | Engel Bryce (President) | Sale | 11,913 | .22 | 2,620 |
| 2012-05-01 | Pendergraft Philip A (Chief Executive Officer) | Option Ex | 480 | .00 | 0 |
| 2012-01-31 | Pendergraft Philip A (Chief Executive Officer) | Option Ex | 480 | .00 | 0 |
| 2011-10-31 | Pendergraft Philip A (Chief Executive Officer) | Option Ex | 480 | .00 | 0 |
| 2011-05-13 | Yancey Charles William (CEO of Registrant Subsidiary) | Buy | 10,000 | 3.39 | 33,900 |
| 2011-05-13 | Pendergraft Philip A (Chief Executive Officer) | Buy | 15,000 | 3.33 | 49,950 |
| 2011-05-01 | Pendergraft Philip A (Chief Executive Officer) | Option Ex | 479 | .00 | 0 |
| 2011-03-31 | Kelly David M (Director) | Option Ex | 771 | .00 | 0 |
| 2011-03-31 | Johnson David (Director) | Option Ex | 771 | .00 | 0 |
| 2011-03-31 | Dyer James S (Director) | Option Ex | 771 | .00 | 0 |
| 2011-03-31 | Johnson Thomas Richard (Director) | Option Ex | 771 | .00 | 0 |
| 2011-03-31 | Reed David A (Director) | Option Ex | 771 | .00 | 0 |
| 2011-01-31 | Pendergraft Philip A (Chief Executive Officer) | Option Ex | 480 | .00 | 0 |
| 2010-12-31 | Kelly David M (Director) | Option Ex | 772 | .00 | 0 |
| 2010-12-31 | Johnson David (Director) | Option Ex | 772 | .00 | 0 |
| 2010-12-31 | Dyer James S (Director) | Option Ex | 772 | .00 | 0 |
| 2010-12-31 | Johnson Thomas Richard (Director) | Option Ex | 772 | .00 | 0 |
| 2010-12-31 | Reed David A (Director) | Option Ex | 772 | .00 | 0 |
| 2010-10-31 | Pendergraft Philip A (Chief Executive Officer) | Option Ex | 480 | .00 | 0 |
| 2010-09-30 | Kelly David M (Director) | Option Ex | 771 | .00 | 0 |
| 2010-09-30 | Johnson David (Director) | Option Ex | 771 | .00 | 0 |
| 2010-09-30 | Dyer James S (Director) | Option Ex | 771 | .00 | 0 |
| 2010-09-30 | Johnson Thomas Richard (Director) | Option Ex | 771 | .00 | 0 |
| 2010-09-30 | Reed David A (Director) | Option Ex | 771 | .00 | 0 |
| 2010-07-31 | Pendergraft Philip A (Chief Executive Officer) | Option Ex | 480 | .00 | 0 |
| 2010-06-30 | Kelly David M (Director) | Option Ex | 772 | .00 | 0 |
| 2010-06-30 | Johnson David (Director) | Option Ex | 772 | .00 | 0 |
| 2010-06-30 | Dyer James S (Director) | Option Ex | 772 | .00 | 0 |
| 2010-06-30 | Johnson Thomas Richard (Director) | Option Ex | 772 | .00 | 0 |
| 2010-06-30 | Reed David A (Director) | Option Ex | 772 | .00 | 0 |
Insider trading activities including stock purchases, stock sales, and option exercises of PNSN listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Penson Worldwide Inc (symbol PNSN, CIK number 1123541) see the Securities and Exchange Commission (SEC) website.