Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Capitol Federal Financial (CFFN) since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data at Capitol Federal Financial. Table 2 shows the detailed insider transactions. The reporting company's CIK number is 1074433.
Total stock buying since 2005: $269,350.
Total stock sales since 2005: $6,737,433.
Total stock option exercises since 2005: $5,534,343.
▪ Recent SEC 13D filings for CFFN
▪ Recent SEC 13D filings for all companies
▪ Funds & ETFs holding CFFN
▪ Recent portfolio reports of all companies
A schedule 13D must be filed with the SEC when a person or group of persons acquires beneficial ownership of more than 5% of Capitol Federal Financial (CFFN). A schedule 13D/A is an amendment that is filed when there are any material changes in beneficial ownership.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2009 | 0 | $0 | 36,565 | $1,536,547 | 17,275 | $226,700 |
| 2008 | 8,000 | $235,200 | 9,147 | $398,260 | 48,775 | $893,584 |
| 2007 | 0 | $0 | 13,810 | $523,009 | 196,146 | $1,972,866 |
| 2006 | 0 | $0 | 60,317 | $2,107,045 | 229,110 | $2,441,193 |
| 2005 | 1,000 | $34,150 | 65,099 | $2,172,572 | 0 | $0 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2009-05 | 0 | $0 | 4,060 | $174,263 | 2,500 | $90,475 |
| 2009-02 | 0 | $0 | 32,505 | $1,362,284 | 14,775 | $136,225 |
| 2008-12 | 0 | $0 | 0 | $0 | 25,775 | $237,645 |
| 2008-11 | 0 | $0 | 9,147 | $398,260 | 18,000 | $609,839 |
| 2008-01 | 8,000 | $235,200 | 0 | $0 | 5,000 | $46,100 |
| 2007-11 | 0 | $0 | 1,810 | $61,069 | 0 | $0 |
| 2007-08 | 0 | $0 | 2,000 | $71,540 | 10,000 | $92,200 |
| 2007-05 | 0 | $0 | 10,000 | $390,400 | 10,000 | $256,600 |
| 2007-02 | 0 | $0 | 0 | $0 | 176,146 | $1,624,066 |
| 2006-11 | 0 | $0 | 32,000 | $1,182,400 | 64,155 | $920,309 |
| 2006-08 | 0 | $0 | 4,290 | $141,998 | 13,775 | $127,005 |
| 2006-05 | 0 | $0 | 13,210 | $426,876 | 46,180 | $425,779 |
| 2006-02 | 0 | $0 | 10,817 | $355,771 | 105,000 | $968,100 |
| 2005-11 | 0 | $0 | 65,099 | $2,172,572 | 0 | $0 |
| 2005-08 | 1,000 | $34,150 | 0 | $0 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2009-05-26 | Mccoy Michael T (Director) | Sale | 2,000 | 41.76 | 83,520 |
| 2009-05-13 | Van Houweling Tara (Principal Accounting Officer) | Option Ex | 2,500 | 36.19 | 90,475 |
| 2009-05-12 | Van Houweling Tara (Principal Accounting Officer) | Sale | 2,060 | 44.05 | 90,743 |
| 2009-02-23 | Aleshire R Joe (Executive Vice President) | Option Ex | 10,000 | 9.22 | 92,200 |
| 2009-02-09 | Brubaker Larry K (Executive Vice President) | Option Ex | 4,775 | 9.22 | 44,025 |
| 2009-02-06 | Andersen B B (Director) | Sale | 32,505 | 41.91 | 1,362,284 |
| 2008-12-02 | Dicus John B (President and CEO) | Option Ex | 25,775 | 9.22 | 237,645 |
| 2008-11-25 | Townsend Kent G (Exec Vice President and CFO) | Option Ex | 8,853 | 33.88 | 299,939 |
| 2008-11-24 | Townsend Kent G (Exec Vice President and CFO) | Sale | 9,147 | 43.54 | 398,260 |
| 2008-11-24 | Townsend Kent G (Exec Vice President and CFO) | Option Ex | 9,147 | 33.88 | 309,900 |
| 2008-01-11 | Brubaker Larry K (Executive Vice President) | Option Ex | 5,000 | 9.22 | 46,100 |
| 2008-01-09 | Huey Morris J Ii (Executive Vice President) | Buy | 8,000 | 29.40 | 235,200 |
| 2007-11-14 | Andersen B B (Director) | Sale | 1,810 | 33.74 | 61,069 |
| 2007-08-21 | Aleshire R Joe (Executive Vice President) | Sale | 2,000 | 35.77 | 71,540 |
| 2007-08-21 | Aleshire R Joe (Executive Vice President) | Option Ex | 10,000 | 9.22 | 92,200 |
| 2007-05-10 | Huey Morris J Ii (Executive Vice President) | Option Ex | 10,000 | 25.66 | 256,600 |
| 2007-05-09 | Huey Morris J Ii (Executive Vice President) | Sale | 10,000 | 39.04 | 390,400 |
| 2007-02-12 | Townsend Kent G (Exec. Vice President and CFO) | Option Ex | 11,991 | 9.22 | 110,557 |
| 2007-02-12 | Dicus John B (President and CEO) | Option Ex | 75,000 | 9.22 | 691,500 |
| 2007-02-12 | Dicus John C (Director) | Option Ex | 89,155 | 9.22 | 822,009 |
| 2006-11-28 | Dicus John C (Director) | Sale | 12,000 | 37.00 | 444,000 |
| 2006-11-27 | Dicus John C (Director) | Option Ex | 44,155 | 9.22 | 407,109 |
| 2006-11-20 | Huey Morris J Ii (Executive Vice President) | Sale | 20,000 | 36.92 | 738,400 |
| 2006-11-20 | Huey Morris J Ii (Executive Vice President) | Option Ex | 20,000 | 25.66 | 513,200 |
| 2006-08-14 | Aleshire R Joe (Executive Vice President) | Sale | 3,386 | 33.10 | 112,076 |
| 2006-08-10 | Aleshire R Joe (Executive Vice President) | Sale | 904 | 33.10 | 29,922 |
| 2006-08-09 | Aleshire R Joe (Executive Vice President) | Option Ex | 13,775 | 9.22 | 127,005 |
| 2006-05-25 | Townsend Kent G (Exec. Vice President and CFO) | Sale | 905 | 32.47 | 29,388 |
| 2006-05-25 | Townsend Kent G (Exec. Vice President and CFO) | Option Ex | 1,155 | 9.22 | 10,649 |
| 2006-05-25 | Brubaker Larry K (Executive Vice President) | Sale | 12,305 | 32.30 | 397,488 |
| 2006-05-25 | Brubaker Larry K (Executive Vice President) | Option Ex | 45,025 | 9.22 | 415,130 |
| 2006-02-24 | Dicus John B (President and CEO) | Option Ex | 60,000 | 9.22 | 553,200 |
| 2006-02-17 | Dicus John C (Director) | Sale | 10,817 | 32.89 | 355,771 |
| 2006-02-15 | Dicus John C (Director) | Option Ex | 45,000 | 9.22 | 414,900 |
| 2005-11-23 | Andersen B B (Director) | Sale | 30,299 | 33.32 | 1,009,683 |
| 2005-11-22 | Andersen B B (Director) | Sale | 20,000 | 33.25 | 665,000 |
| 2005-11-17 | Andersen B B (Director) | Sale | 5,000 | 33.32 | 166,600 |
| 2005-11-16 | Andersen B B (Director) | Sale | 9,800 | 33.80 | 331,289 |
| 2005-08-09 | Johnson Jeffrey M (Director) | Buy | 1,000 | 34.15 | 34,150 |
Insider trading activities including stock purchases, stock sales, and option exercises of CFFN listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Capitol Federal Financial (symbol CFFN, CIK number 1074433) see the Securities and Exchange Commission (SEC) website.