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Insider Trading: Avanex Corp

Monthly summaries of insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Avanex Corp in the last 24 months are illustrated in figures 1 and 2. Table 1 shows the monthly insider trading data of Avanex Corp since year 2005. Table 2 shows the detailed insider transactions of Avanex Corp since 2005. The reporting company's ticker symbol is AVNX. The reporting company's CIK number is 1056794.

The total value of stock buying since 2005 is $1,199,784. The total value of stock sales is $62,618,103. The total value of stock exercises is $474,136.


1 year stock price chart,   1 day stock price chart
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Figure 1. Monthly insider transaction values at Avanex Corp (AVNX) in the past 24 months. The trade values of insider stock buys, sales, and option exercises are in logarithmic scale as shown on the right axis labels. The detailed monthly and daily insider transactions are listed in the 2 tables below.

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  • 01 2008

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  • 01 2009

  • $48,483k

    $4,848k

    $484k

    $48k

  • Buy
  • Sale
  • Option Exercise

Figure 2. Average prices of insider buys, sales, and option exercises at Avanex Corp (AVNX) in the past 24 months. See table 2 for insider transaction details.

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  • 01 2008

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  • 01 2009

  • $4.60

    $3.45

    $2.30

    $1.15



Table 1. Monthly summaries of insider stock purchases, sales, and option exercises for Avanex Corp (AVNX).
Trading Period
year-month  
Insider Buying     
Shares               Value ($)
Insider Sales     
Shares               Value ($)
Option Exercises     
Shares               Value ($)
2008-12 0 0 814 773 0 0
2008-11 0 0 825 792 0 0
2008-09 0 0 6,810 32,058 0 0
2008-07 0 0 833 558 0 0
2008-06 70,000 79,099 25,949 28,082 0 0
2008-05 424,319 416,620 4,624 4,816 0 0
2008-04 0 0 833 624 0 0
2008-03 0 0 55,186 38,488 5,312 5
2008-02 0 0 833 658 5,313 5
2008-01 0 0 85,834 72,133 5,312 5
2007-12 0 0 834 1,134 5,313 5
2007-11 0 0 2,499 3,906 45,312 45
2007-10 0 0 28,522,766 48,483,281 63,750 63
2007-09 0 0 11,770 19,217 0 0
2007-08 0 0 2,603 4,479 0 0
2007-07 0 0 148,727 276,476 36,666 37,765
2007-06 0 0 2,604 4,678 0 0
2007-05 0 0 2,603 4,015 0 0
2007-04 0 0 77,820 133,045 0 0
2007-03 91,000 165,265 36,844 66,340 88,291 86
2007-02 0 0 2,604 5,345 6,769 5
2007-01 0 0 103,800 203,158 26,769 20,605
2006-12 0 0 53,750 99,987 263,315 262
2006-11 0 0 70,000 139,300 70,000 72,100
2006-10 0 0 168,968 281,072 0 0
2006-09 0 0 0 0 213,315 212
2006-07 0 0 106,466 175,060 0 0
2006-06 0 0 34,240 59,691 213,313 212
2006-05 0 0 399,281 828,246 339,166 342,557
2006-03 0 0 0 0 205,979 204
2006-01 0 0 28,261 52,848 0 0
2005-12 600,000 538,800 0 0 0 0
2005-11 0 0 450,000 326,250 0 0
2005-09 0 0 5,011,062 4,008,308 0 0
2005-08 0 0 1,431,300 1,148,292 0 0
2005-06 0 0 5,894,908 6,114,993 0 0

Table 2. Detailed insider stock purchases, sales, and option exercises for Avanex Corp (AVNX)
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2008-12-31 Kolb Bradley (Senior VP, Operations) Sale 814 .95 773
2008-11-28 Parker Scott (Senior Vice President of Sales) Sale 825 .96 792
2008-09-30 Kolb Bradley (Senior VP, Operations) Sale 173 4.49 776
2008-09-22 Kolb Bradley (Senior VP, Operations) Sale 6,637 4.71 31,282
2008-07-31 Barbarossa Giovanni (Interim Chief Executive Office) Sale 833 .67 558
2008-06-30 Kolb Bradley (Senior VP, Operations) Sale 2,594 1.10 2,853
2008-06-25 Edsell Patrick (Senior VP, General Manager) Sale 11,375 1.07 12,171
2008-06-20 Major Jo S (President and CEO) Sale 11,980 1.09 13,058
2008-06-02 Smith Paul Graham (Director) Purchase 70,000 1.13 79,099
2008-05-30 Smith Paul Graham (Director) Purchase 17,800 1.15 20,470
2008-05-27 Smith Paul Graham (Director) Purchase 35,000 1.06 37,100
2008-05-21 Smith Paul Graham (Director) Purchase 50,000 1.03 51,500
2008-05-21 Barbarossa Giovanni (Chief Technology Officer) Sale 833 1.05 874
2008-05-21 Edsell Patrick (Senior VP, General Manager) Sale 3,791 1.04 3,942
2008-05-09 Smith Paul Graham (Director) Purchase 100,000 .96 96,000
2008-05-08 Smith Paul Graham (Director) Purchase 221,519 .96 211,550
2008-04-22 Barbarossa Giovanni (Chief Technology Officer) Sale 833 .75 624
2008-03-31 Sanchez Marla (SVP & Chief Financial Officer) Sale 1,856 .68 1,264
2008-03-31 Kolb Bradley (Senior VP, Operations) Sale 4,674 .68 3,186
2008-03-27 Sanchez Marla (SVP & Chief Financial Officer) Option Exercise 5,312 .00 5
2008-03-24 Barbarossa Giovanni (Chief Technology Officer) Sale 834 .67 558
2008-03-20 Major Jo S (President and CEO) Sale 14,394 .66 9,500
2008-03-07 Edsell Patrick (Senior VP, General Manager) Sale 32,500 .72 23,348
2008-02-27 Sanchez Marla (SVP & Chief Financial Officer) Option Exercise 5,313 .00 5
2008-02-22 Barbarossa Giovanni (Chief Technology Officer) Sale 833 .79 658
2008-01-27 Sanchez Marla (SVP & Chief Financial Officer) Option Exercise 5,312 .00 5
2008-01-25 Barbarossa Giovanni (Chief Technology Officer) Sale 833 .89 741
2008-01-09 Kolb Bradley (Senior VP, Operations) Sale 22,500 .80 18,000
2008-01-09 Major Jo S (President and CEO) Sale 34,240 .80 27,392
2008-01-04 Barbarossa Giovanni (Chief Technology Officer) Sale 28,261 .92 26,000
2007-12-27 Sanchez Marla (SVP & Chief Financial Officer) Option Exercise 5,313 .00 5
2007-12-21 Barbarossa Giovanni (Chief Technology Officer) Sale 834 1.36 1,134
2007-11-27 Sanchez Marla (SVP & Chief Financial Officer) Option Exercise 5,312 .00 5
2007-11-21 Barbarossa Giovanni (Chief Technology Officer) Sale 833 1.47 1,224
2007-11-09 Le Maitre Yves (Chief Marketing Officer) Sale 1,666 1.61 2,682
2007-11-03 Dougherty Greg (Director) Option Exercise 10,000 .00 10
2007-11-03 Wang Susan (Director) Option Exercise 10,000 .00 10
2007-11-03 Smith Joel A Iii (Director) Option Exercise 10,000 .00 10
2007-11-03 Cerf Vint (Director) Option Exercise 10,000 .00 10
2007-10-29 Alcatel Lucent (10% Owner) Sale 28,295,868 1.70 48,083,168
2007-10-27 Sanchez Marla (SVP & Chief Financial Officer) Option Exercise 63,750 .00 63
2007-10-26 Le Maitre Yves (Chief Marketing Officer) Sale 1,770 1.67 2,955
2007-10-23 Barbarossa Giovanni (Chief Technology Officer) Sale 833 1.67 1,391
2007-10-16 Kolb Bradley (Senior VP, Operations) Sale 11,250 1.71 19,237
2007-10-10 Kolb Bradley (Senior VP, Operations) Sale 30,000 1.84 55,350
2007-10-10 Edsell Patrick (Senior VP, General Manager) Sale 14,130 1.84 26,069
2007-10-10 Major Jo S (President and CEO) Sale 39,458 1.84 72,800
2007-10-09 Le Maitre Yves (Chief Marketing Officer) Sale 20,000 1.85 37,000
2007-10-04 Kolb Bradley (Senior VP, Operations) Sale 22,500 1.71 38,475
2007-10-04 Barbarossa Giovanni (Chief Technology Officer) Sale 28,261 1.71 48,326
2007-10-03 Le Maitre Yves (Chief Marketing Officer) Sale 24,456 1.76 43,042
2007-10-01 Major Jo S (President and CEO) Sale 34,240 1.62 55,468
2007-09-28 Le Maitre Yves (Chief Marketing Officer) Sale 9,166 1.63 14,940
2007-09-26 Le Maitre Yves (Chief Marketing Officer) Sale 1,770 1.63 2,885
2007-09-21 Barbarossa Giovanni (Chief Technology Officer) Sale 834 1.67 1,392
2007-08-27 Le Maitre Yves (Chief Marketing Officer) Sale 1,770 1.75 3,097
2007-08-22 Barbarossa Giovanni (Chief Technology Officer) Sale 833 1.66 1,382
2007-07-26 Le Maitre Yves (Chief Marketing Officer) Sale 1,770 1.83 3,239
2007-07-23 Barbarossa Giovanni (Chief Technology Officer) Sale 833 1.97 1,641
2007-07-10 Le Maitre Yves (Chief Marketing Officer) Sale 36,666 1.99 72,965
2007-07-10 Le Maitre Yves (Chief Marketing Officer) Option Exercise 36,666 1.03 37,765
2007-07-05 Kolb Bradley (Senior VP, Operations) Sale 22,500 1.86 41,850
2007-07-03 Le Maitre Yves (Chief Marketing Officer) Sale 24,457 1.82 44,511
2007-07-03 Barbarossa Giovanni (Chief Technology Officer) Sale 28,261 1.81 51,152
2007-07-02 Major Jo S (President and CEO) Sale 34,240 1.78 61,118
2007-06-26 Le Maitre Yves (Chief Marketing Officer) Sale 1,770 1.80 3,186
2007-06-21 Barbarossa Giovanni (Chief Technology Officer) Sale 834 1.79 1,492
2007-05-29 Le Maitre Yves (Chief Marketing Officer) Sale 1,770 1.53 2,708
2007-05-23 Barbarossa Giovanni (Chief Technology Officer) Sale 833 1.57 1,307
2007-04-26 Le Maitre Yves (Chief Marketing Officer) Sale 1,770 1.81 3,203
2007-04-24 Barbarossa Giovanni (Chief Technology Officer) Sale 833 1.77 1,474
2007-04-04 Kolb Bradley (Senior VP, Operations) Sale 22,500 1.70 38,250
2007-04-04 Barbarossa Giovanni (Chief Technology Officer) Sale 28,261 1.72 48,666
2007-04-03 Le Maitre Yves (Chief Marketing Officer) Sale 24,456 1.70 41,452
2007-03-31 Kolb Bradley (Senior VP, Operations) Option Exercise 25,000 .00 25
2007-03-31 Riley Anthony A (V.P., Finance) Option Exercise 28,260 .00 28
2007-03-31 Barbarossa Giovanni (Chief Technology Officer) Option Exercise 28,261 .00 28
2007-03-30 Major Jo S (President and CEO) Sale 34,240 1.80 61,460
2007-03-26 Le Maitre Yves (Chief Marketing Officer) Sale 1,770 1.90 3,363
2007-03-21 Barbarossa Giovanni (Chief Technology Officer) Sale 834 1.82 1,517
2007-03-20 Le Maitre Yves (Chief Marketing Officer) Option Exercise 1,770 .00 1
2007-03-20 Barbarossa Giovanni (Chief Technology Officer) Option Exercise 834 .00 0
2007-03-20 Major Jo S (President and CEO) Option Exercise 4,166 .00 4
2007-03-09 Sanchez Marla (SVP & Chief Financial Officer) Purchase 21,057 1.77 37,270
2007-03-08 Sanchez Marla (SVP & Chief Financial Officer) Purchase 69,943 1.83 127,995
2007-02-26 Le Maitre Yves (Chief Marketing Officer) Sale 1,771 2.05 3,630
2007-02-21 Barbarossa Giovanni (Chief Technology Officer) Sale 833 2.06 1,715
2007-02-20 Le Maitre Yves (Chief Marketing Officer) Option Exercise 1,770 .00 1
2007-02-20 Barbarossa Giovanni (Chief Technology Officer) Option Exercise 833 .00 0
2007-02-20 Major Jo S (President and CEO) Option Exercise 4,166 .00 4
2007-01-30 Le Maitre Yves (Chief Marketing Officer) Sale 10,000 2.23 22,300
2007-01-30 Le Maitre Yves (Chief Marketing Officer) Option Exercise 10,000 1.03 10,300
2007-01-25 Le Maitre Yves (Chief Marketing Officer) Sale 1,770 2.10 3,717
2007-01-25 Barbarossa Giovanni (Chief Technology Officer) Sale 833 2.10 1,749
2007-01-20 Le Maitre Yves (Chief Marketing Officer) Option Exercise 1,770 .00 1
2007-01-20 Barbarossa Giovanni (Chief Technology Officer) Option Exercise 833 .00 0
2007-01-20 Major Jo S (President and CEO) Option Exercise 4,166 .00 4
2007-01-04 Le Maitre Yves (Chief Marketing Officer) Sale 34,457 1.98 68,052
2007-01-04 Le Maitre Yves (Chief Marketing Officer) Option Exercise 10,000 1.03 10,300
2007-01-03 Kolb Bradley (Senior VP, Operations) Sale 22,500 1.92 43,312
2007-01-03 Major Jo S (President and CEO) Sale 34,240 1.87 64,028
2006-12-31 Kolb Bradley (Senior VP, Operations) Option Exercise 25,000 .00 25
2006-12-31 Riley Anthony A (V.P., Finance) Option Exercise 28,260 .00 28
2006-12-31 Le Maitre Yves (Chief Marketing Officer) Option Exercise 24,457 .00 24
2006-12-31 Barbarossa Giovanni (Chief Technology Officer) Option Exercise 28,261 .00 28
2006-12-31 Major Jo S (President and CEO) Option Exercise 76,087 .00 76
2006-12-26 Le Maitre Yves (Chief Marketing Officer) Sale 21,250 1.97 41,862
2006-12-21 Barbarossa Giovanni (Chief Technology Officer) Sale 10,000 1.83 18,300
2006-12-20 Le Maitre Yves (Chief Marketing Officer) Option Exercise 21,250 .00 21
2006-12-20 Barbarossa Giovanni (Chief Technology Officer) Option Exercise 10,000 .00 10
2006-12-20 Major Jo S (President and CEO) Sale 22,500 1.77 39,825
2006-12-20 Major Jo S (President and CEO) Option Exercise 50,000 .00 50
2006-11-30 Le Maitre Yves (Chief Marketing Officer) Sale 10,000 1.99 19,900
2006-11-30 Le Maitre Yves (Chief Marketing Officer) Option Exercise 10,000 1.03 10,300
2006-11-15 Le Maitre Yves (Chief Marketing Officer) Sale 60,000 1.99 119,400
2006-11-15 Le Maitre Yves (Chief Marketing Officer) Option Exercise 60,000 1.03 61,800
2006-10-02 Kolb Bradley (Senior VP, Operations) Sale 22,500 1.65 37,125
2006-10-02 Riley Anthony A (V.P., Finance) Sale 28,261 1.65 46,630
2006-10-02 Le Maitre Yves (VP & GM, Optical Components) Sale 24,456 1.65 40,352
2006-10-02 Barbarossa Giovanni (Chief Technology Officer) Sale 28,261 1.67 47,195
2006-10-02 Hoagland Cal R (Senior VP and CFO) Sale 31,250 1.65 51,562
2006-10-02 Major Jo S (President and CEO) Sale 34,240 1.70 58,208
2006-09-30 Kolb Bradley (Senior VP, Operations) Option Exercise 25,000 .00 25
2006-09-30 Riley Anthony A (V.P., Finance) Option Exercise 28,261 .00 28
2006-09-30 Le Maitre Yves (VP & GM, Optical Components) Option Exercise 24,456 .00 24
2006-09-30 Barbarossa Giovanni (Chief Technology Officer) Option Exercise 28,261 .00 28
2006-09-30 Hoagland Cal R (Senior VP and CFO) Option Exercise 31,250 .00 31
2006-09-30 Major Jo S (President and CEO) Option Exercise 76,087 .00 76
2006-07-11 Kolb Bradley (Senior VP, Operations) Sale 22,500 1.64 36,996
2006-07-11 Le Maitre Yves (VP & GM, Optical Components) Sale 24,456 1.64 40,213
2006-07-11 Barbarossa Giovanni (Chief Technology Officer) Sale 28,260 1.64 46,467
2006-07-11 Hoagland Cal R (Senior VP and CFO) Sale 31,250 1.64 51,384
2006-06-30 Kolb Bradley (Senior VP, Operations) Option Exercise 25,000 .00 25
2006-06-30 Riley Anthony A (V.P., Finance) Option Exercise 28,260 .00 28
2006-06-30 Le Maitre Yves (VP & GM, Optical Components) Option Exercise 24,456 .00 24
2006-06-30 Barbarossa Giovanni (Chief Technology Officer) Option Exercise 28,260 .00 28
2006-06-30 Hoagland Cal R (Senior VP and CFO) Option Exercise 31,250 .00 31
2006-06-30 Major Jo S (President and CEO) Sale 34,240 1.74 59,691
2006-06-30 Major Jo S (President and CEO) Option Exercise 76,087 .00 76
2006-05-12 Le Maitre Yves (VP & GM, Optical Components) Sale 14,005 1.90 26,609
2006-05-12 Reloj Jaime (VP Sales) Sale 38,000 1.87 71,060
2006-05-12 Reloj Jaime (VP Sales) Option Exercise 38,000 1.01 38,380
2006-05-11 Riley Anthony A (V.P., Finance) Sale 16,208 1.99 32,253
2006-05-11 Reloj Jaime (VP Sales) Sale 135,694 2.25 304,972
2006-05-11 Reloj Jaime (VP Sales) Option Exercise 122,000 1.01 123,220
2006-05-11 Barbarossa Giovanni (Chief Technology Officer) Sale 195,374 2.01 393,352
2006-05-11 Barbarossa Giovanni (Chief Technology Officer) Option Exercise 179,166 1.01 180,957
2006-03-31 Kolb Bradley (Senior VP, Operations) Option Exercise 25,000 .00 25
2006-03-31 Riley Anthony A (Chief Financial Officer) Option Exercise 28,261 .00 28
2006-03-31 Le Maitre Yves (VP & GM, Optical Components) Option Exercise 24,457 .00 24
2006-03-31 Reloj Jaime (VP Sales) Option Exercise 23,913 .00 23
2006-03-31 Barbarossa Giovanni (Chief Technology Officer) Option Exercise 28,261 .00 28
2006-03-31 Major Jo S (President and CEO) Option Exercise 76,087 .00 76
2006-01-03 Barbarossa Giovanni (Chief Technology Officer) Sale 28,261 1.87 52,848
2005-12-08 Major Jo S (President and CEO) Purchase 400,000 .90 359,200
2005-11-15 Corning Inc /ny (10% Owner) Sale 450,000 .72 326,250
2005-09-07 Corning Inc /ny (10% Owner) Sale 1,876,708 .80 1,491,982
2005-09-06 Corning Inc /ny (10% Owner) Sale 500,000 .80 397,500
2005-09-02 Corning Inc /ny (10% Owner) Sale 500,000 .78 392,500
2005-09-01 Corning Inc /ny (10% Owner) Sale 464,000 .80 373,520
2005-08-31 Corning Inc /ny (10% Owner) Sale 900,000 .80 715,500
2005-08-30 Corning Inc /ny (10% Owner) Sale 54,200 .84 45,257
2005-06-10 Corning Inc /ny (10% Owner) Sale 1,063,908 .98 1,037,310
2005-06-09 Corning Inc /ny (10% Owner) Sale 575,000 .98 566,375
2005-06-08 Corning Inc /ny (10% Owner) Sale 805,000 1.00 809,024
2005-06-07 Corning Inc /ny (10% Owner) Sale 801,000 1.04 829,034
2005-06-06 Corning Inc /ny (10% Owner) Sale 1,600,000 1.08 1,728,000
2005-06-03 Corning Inc /ny (10% Owner) Sale 250,000 1.12 281,250

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Avanex Corp (symbol AVNX, CIK number 1056794) see the Securities and Exchange Commission (SEC) website.

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