The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Rivernorth Financial Holdings, Llc since 2025.
This trader's CIK number is 2085200.
At the time of last reporting, Rivernorth Financial Holdings, Llc was the Officer of Rivernorth Opportunistic Municipal Income Fund, Inc.. (stock ticker symbol RMI).
Also see all insider trading activities at Rivernorth Opportunistic Municipal Income Fund, Inc..
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2025 | RMI | 56,210 | $819,623 | 0 | $0 | 0 | $0 |
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2025 | RFM | 28,521 | $409,134 | 0 | $0 | 0 | $0 |
1. Rivernorth Opportunistic Municipal Income Fund, Inc. (RMI)
2. Rivernorth Flexible Municipal Income Fund, Inc. (RFM)
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2025-11-13 | RMI | Buy | 3,664 | 14.60 | 53,498 |
| 2025-11-10 | RMI | Buy | 1,301 | 14.54 | 18,916 |
| 2025-11-11 | RMI | Buy | 1,657 | 14.65 | 24,273 |
| 2025-11-07 | RMI | Buy | 6,857 | 14.51 | 99,488 |
| 2025-11-05 | RMI | Buy | 1,226 | 14.67 | 17,981 |
| 2025-11-04 | RMI | Buy | 6,857 | 14.69 | 100,729 |
| 2025-10-31 | RMI | Buy | 1,032 | 14.66 | 15,129 |
| 2025-11-03 | RMI | Buy | 1,640 | 14.65 | 24,026 |
| 2025-10-24 | RMI | Buy | 4,277 | 14.38 | 61,503 |
| 2025-10-23 | RMI | Buy | 4,277 | 14.42 | 61,674 |
| 2025-10-22 | RMI | Buy | 4,277 | 14.45 | 61,802 |
| 2025-10-21 | RMI | Buy | 2,891 | 14.60 | 42,208 |
| 2025-10-20 | RMI | Buy | 2,794 | 14.60 | 40,792 |
| 2025-10-17 | RMI | Buy | 4,138 | 14.62 | 60,505 |
| 2025-10-16 | RMI | Buy | 3,041 | 14.69 | 44,669 |
| 2025-10-15 | RMI | Buy | 4,138 | 14.74 | 60,994 |
| 2025-10-13 | RMI | Buy | 903 | 14.65 | 13,231 |
| 2025-10-14 | RMI | Buy | 1,240 | 14.68 | 18,205 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2025-11-10 | RFM | Buy | 4,346 | 14.31 | 62,208 |
| 2025-11-11 | RFM | Buy | 1,243 | 14.42 | 17,924 |
| 2025-11-07 | RFM | Buy | 4,257 | 14.32 | 60,964 |
| 2025-11-05 | RFM | Buy | 2,165 | 14.45 | 31,284 |
| 2025-11-04 | RFM | Buy | 4,257 | 14.40 | 61,322 |
| 2025-10-30 | RFM | Buy | 200 | 14.28 | 2,856 |
| 2025-10-29 | RFM | Buy | 100 | 14.31 | 1,431 |
| 2025-10-28 | RFM | Buy | 881 | 14.31 | 12,606 |
| 2025-10-24 | RFM | Buy | 141 | 14.30 | 2,016 |
| 2025-10-23 | RFM | Buy | 3,216 | 14.30 | 45,988 |
| 2025-10-22 | RFM | Buy | 3,352 | 14.30 | 47,926 |
| 2025-10-21 | RFM | Buy | 4,363 | 14.35 | 62,609 |
Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Rivernorth Financial Holdings, Llc (Officer of Rivernorth Opportunistic Municipal Income Fund, Inc. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.