Insider Trading History of Smith Brian P.

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) of Smith Brian P. since 2024. This trader's CIK number is 1987638. At the time of last reporting, Smith Brian P. was the President of Sound Point Alternative Income Fund. (stock ticker symbol SAFTX). Also see all insider trading activities at Sound Point Alternative Income Fund.

Note that in the past Smith Brian P. also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Sound Point Alternative Income Fund (SAFTX) by Smith Brian P.

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2026 SAFTX 19,642 $392,840 0 $0 0 $0

Yearly summary of insider trading at Felicitas Private Markets Fund (FPMYX) by Smith Brian P.

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2024 FPMYX 4,939 $99,958 0 $0 0 $0


Insider trading activities at 2 companies by Smith Brian P.:

1. Sound Point Alternative Income Fund (SAFTX)

2. Felicitas Private Markets Fund (FPMYX)

Table 1. Insider trading of Sound Point Alternative Income Fund (SAFTX) by Smith Brian P.

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2026-04-21 SAFTX Buy 3,762 20.00 75,240
2026-04-20 SAFTX Buy 13,380 20.00 267,600
2026-04-28 SAFTX Buy 2,500 20.00 50,000

Table 2. Insider trading of Felicitas Private Markets Fund (FPMYX) by Smith Brian P.

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2024-11-13 FPMYX Buy 2,449 20.41 49,984
2024-04-01 FPMYX Buy 2,490 20.07 49,974

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Smith Brian P. (President of Sound Point Alternative Income Fund at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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