1. Corporate Officers - K
2. Kleinman Adam M

Insider Trading History of Kleinman Adam M

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) of Kleinman Adam M since 2017. This trader's CIK number is 1715823. At the time of last reporting, Kleinman Adam M was the CCO and Secretary of Great Elm Capital Corp.. (stock ticker symbol GECC). Also see all insider trading activities at Great Elm Capital Corp..

Note that in the past Kleinman Adam M also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Great Elm Capital Corp. (GECC) by Kleinman Adam M

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2022	GECC	0	$0	0	$0	4,000	$50,000
2019	GECC	18,219	$150,153	0	$0	0	$0
2018	GECC	15,000	$120,840	0	$0	0	$0

Yearly summary of insider trading at Great Elm Capital Group, Inc. (GEC) by Kleinman Adam M

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2018	GEC	20,000	$76,000	0	$0	0	$0
2017	GEC	60,000	$220,000	0	$0	0	$0

Insider trading activities at 2 companies by Kleinman Adam M:

1. Great Elm Capital Corp. (GECC)

2. Great Elm Capital Group, Inc. (GEC)

Table 1. Insider trading of Great Elm Capital Corp. (GECC) by Kleinman Adam M

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2022-06-15	GECC	Option Ex	4,000	12.50	50,000
2019-11-20	GECC	Buy	7,500	7.90	59,250
2019-08-29	GECC	Buy	350	8.17	2,859
2019-08-30	GECC	Buy	369	8.25	3,044
2019-06-04	GECC	Buy	10,000	8.50	85,000
2018-11-20	GECC	Buy	6,000	8.05	48,300
2018-11-15	GECC	Buy	9,000	8.06	72,540

Table 2. Insider trading of Great Elm Capital Group, Inc. (GEC) by Kleinman Adam M

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2018-05-25	GEC	Buy	20,000	3.80	76,000
2017-11-21	GEC	Buy	10,000	3.75	37,500
2017-11-13	GEC	Buy	20,000	3.65	73,000
2017-11-09	GEC	Buy	10,000	3.65	36,500
2017-11-10	GEC	Buy	20,000	3.65	73,000

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Kleinman Adam M (CCO and Secretary of Great Elm Capital Corp. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.

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