The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Ladd Robert T. since 2015.
This trader's CIK number is 1561515.
At the time of last reporting, Ladd Robert T. was the President and CEO of Stellus Capital Investment Corp. (stock ticker symbol SCM).
Also see all insider trading activities at Stellus Capital Investment Corp.
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2025 | NONE | 3,330 | $50,882 | 0 | $0 | 0 | $0 |
| 2024 | NONE | 6,413 | $97,124 | 0 | $0 | 0 | $0 |
| 2023 | NONE | 1,961 | $29,100 | 0 | $0 | 0 | $0 |
| 2022 | NONE | 7,652 | $112,789 | 0 | $0 | 0 | $0 |
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2026 | SCM | 36,700 | $318,864 | 0 | $0 | 0 | $0 |
| 2022 | SCM | 15,834 | $194,261 | 0 | $0 | 0 | $0 |
| 2020 | SCM | 77,000 | $583,448 | 0 | $0 | 0 | $0 |
| 2018 | SCM | 116,500 | $1,420,764 | 0 | $0 | 0 | $0 |
| 2017 | SCM | 119,493 | $1,521,075 | 0 | $0 | 0 | $0 |
| 2016 | SCM | 3,000 | $33,090 | 0 | $0 | 0 | $0 |
| 2015 | SCM | 23,416 | $235,091 | 0 | $0 | 0 | $0 |
1. Stellus Private Credit Bdc (NONE)
2. Stellus Capital Investment Corp (SCM)
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2025-12-16 | NONE | Buy | 1,075 | 15.26 | 16,404 |
| 2025-09-15 | NONE | Buy | 2,255 | 15.29 | 34,478 |
| 2024-12-09 | NONE | Buy | 3,512 | 15.05 | 52,855 |
| 2024-05-07 | NONE | Buy | 2,901 | 15.26 | 44,269 |
| 2023-07-31 | NONE | Buy | 1,155 | 14.98 | 17,301 |
| 2023-03-14 | NONE | Buy | 806 | 14.64 | 11,799 |
| 2022-08-17 | NONE | Buy | 3,831 | 14.72 | 56,392 |
| 2022-04-27 | NONE | Buy | 3,821 | 14.76 | 56,397 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2026-03-16 | SCM | Buy | 1,700 | 8.45 | 14,364 |
| 2026-03-13 | SCM | Buy | 35,000 | 8.70 | 304,500 |
| 2022-06-16 | SCM | Buy | 6,000 | 11.44 | 68,658 |
| 2022-05-16 | SCM | Buy | 1,000 | 12.82 | 12,820 |
| 2022-05-18 | SCM | Buy | 8,834 | 12.77 | 112,783 |
| 2020-09-23 | SCM | Buy | 10,000 | 8.11 | 81,130 |
| 2020-08-06 | SCM | Buy | 10,000 | 8.05 | 80,490 |
| 2020-08-04 | SCM | Buy | 20,000 | 7.98 | 159,620 |
| 2020-05-19 | SCM | Buy | 13,000 | 7.01 | 91,078 |
| 2020-03-19 | SCM | Buy | 4,000 | 4.88 | 19,532 |
| 2020-03-23 | SCM | Buy | 6,000 | 5.67 | 34,002 |
| 2020-03-12 | SCM | Buy | 10,000 | 8.61 | 86,080 |
| 2020-03-16 | SCM | Buy | 4,000 | 7.88 | 31,516 |
| 2018-12-20 | SCM | Buy | 2,000 | 11.92 | 23,840 |
| 2018-12-21 | SCM | Buy | 4,000 | 11.76 | 47,040 |
| 2018-12-24 | SCM | Buy | 2,000 | 11.95 | 23,900 |
| 2018-12-19 | SCM | Buy | 3,000 | 12.26 | 36,780 |
| 2018-12-17 | SCM | Buy | 34,000 | 12.66 | 430,440 |
| 2018-11-12 | SCM | Buy | 6,500 | 12.87 | 83,655 |
| 2018-06-01 | SCM | Buy | 3,000 | 12.62 | 37,860 |
| 2018-05-30 | SCM | Buy | 10,000 | 12.79 | 127,899 |
| 2018-05-31 | SCM | Buy | 2,000 | 12.72 | 25,440 |
| 2018-03-16 | SCM | Buy | 3,000 | 11.78 | 35,340 |
| 2018-03-15 | SCM | Buy | 7,000 | 11.64 | 81,480 |
| 2018-03-12 | SCM | Buy | 7,000 | 11.90 | 83,300 |
| 2018-03-08 | SCM | Buy | 33,000 | 11.63 | 383,790 |
| 2017-11-16 | SCM | Buy | 400 | 12.25 | 4,900 |
| 2017-11-15 | SCM | Buy | 22,000 | 12.24 | 269,280 |
| 2017-11-14 | SCM | Buy | 55,693 | 12.45 | 693,377 |
| 2017-09-08 | SCM | Buy | 12,000 | 13.34 | 160,080 |
| 2017-09-11 | SCM | Buy | 2,000 | 13.27 | 26,540 |
| 2017-06-20 | SCM | Buy | 7,400 | 13.22 | 97,828 |
| 2017-06-09 | SCM | Buy | 9,000 | 13.50 | 121,500 |
| 2017-06-13 | SCM | Buy | 5,000 | 13.29 | 66,450 |
| 2017-05-10 | SCM | Buy | 6,000 | 13.52 | 81,120 |
| 2016-11-09 | SCM | Buy | 3,000 | 11.03 | 33,090 |
| 2015-12-11 | SCM | Buy | 3,787 | 10.00 | 37,870 |
| 2015-12-14 | SCM | Buy | 7,782 | 9.97 | 77,586 |
| 2015-12-15 | SCM | Buy | 882 | 9.74 | 8,590 |
| 2015-11-18 | SCM | Buy | 3,010 | 10.12 | 30,461 |
| 2015-08-12 | SCM | Buy | 7,955 | 10.13 | 80,584 |
Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Ladd Robert T. (President and CEO of Stellus Capital Investment Corp at the time of this reporting) see the Securities and Exchange Commission (SEC) website.