The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) by Fockler Jack E. Jr. since 2009.
The trader's CIK number is 1457990.
At the time of the last reporting, Fockler Jack E. Jr. was the Vice President of Royce Micro-cap Trust, Inc.. (stock ticker symbol RMT).
Also see all insider trading activities at Royce Micro-cap Trust, Inc..
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2014 | RMT | 41,100 | $502,599 | 43,218 | $473,125 | 0 | $0 |
| 2010 | RMT | 0 | $0 | 40,000 | $299,500 | 0 | $0 |
| 2009 | RMT | 40,000 | $204,117 | 0 | $0 | 0 | $0 |
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2013 | FUND | 36,000 | $252,825 | 0 | $0 | 0 | $0 |
| 2011 | FUND | 23,000 | $177,534 | 0 | $0 | 0 | $0 |
| 2010 | FUND | 84,000 | $542,790 | 0 | $0 | 0 | $0 |
| 2009 | FUND | 89,616 | $345,282 | 0 | $0 | 0 | $0 |
1. Royce Micro-cap Trust, Inc. (RMT)
2. Sprott Focus Trust Inc. (FUND)
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2014-10-14 | RMT | Sale | 6,278 | 10.85 | 68,103 |
| 2014-10-13 | RMT | Sale | 16,704 | 10.93 | 182,507 |
| 2014-10-10 | RMT | Sale | 20,236 | 11.00 | 222,515 |
| 2014-06-04 | RMT | Buy | 16,500 | 12.26 | 202,273 |
| 2014-02-05 | RMT | Buy | 8,600 | 11.59 | 99,674 |
| 2014-01-23 | RMT | Buy | 4,263 | 12.58 | 53,611 |
| 2014-01-24 | RMT | Buy | 11,737 | 12.53 | 147,041 |
| 2010-01-07 | RMT | Sale | 4,280 | 7.45 | 31,886 |
| 2010-01-06 | RMT | Sale | 35,720 | 7.49 | 267,614 |
| 2009-04-20 | RMT | Buy | 7,800 | 5.32 | 41,519 |
| 2009-04-21 | RMT | Buy | 2,200 | 5.25 | 11,550 |
| 2009-04-08 | RMT | Buy | 600 | 5.15 | 3,090 |
| 2009-04-07 | RMT | Buy | 10,055 | 5.18 | 52,115 |
| 2009-04-01 | RMT | Buy | 6,845 | 4.98 | 34,081 |
| 2009-03-31 | RMT | Buy | 12,500 | 4.94 | 61,762 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2013-05-15 | FUND | Buy | 5,000 | 7.21 | 36,050 |
| 2013-05-14 | FUND | Buy | 9,000 | 7.20 | 64,755 |
| 2013-01-08 | FUND | Buy | 22,000 | 6.91 | 152,020 |
| 2011-01-27 | FUND | Buy | 10,000 | 7.76 | 77,590 |
| 2011-01-28 | FUND | Buy | 13,000 | 7.69 | 99,944 |
| 2010-05-18 | FUND | Buy | 6,000 | 6.43 | 38,598 |
| 2010-05-07 | FUND | Buy | 48,000 | 6.28 | 301,632 |
| 2010-01-15 | FUND | Buy | 30,000 | 6.75 | 202,560 |
| 2009-04-21 | FUND | Buy | 7,200 | 4.64 | 33,429 |
| 2009-04-20 | FUND | Buy | 7,800 | 4.64 | 36,215 |
| 2009-03-24 | FUND | Buy | 3,240 | 4.25 | 13,776 |
| 2009-03-25 | FUND | Buy | 11,376 | 4.24 | 48,279 |
| 2009-03-05 | FUND | Buy | 50,204 | 3.56 | 178,876 |
| 2009-03-06 | FUND | Buy | 9,796 | 3.54 | 34,707 |
Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Fockler Jack E. Jr. (Vice President of Royce Micro-cap Trust, Inc. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.