Insider Trading History of Putnam James S

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) by Putnam James S since 2010. The trader's CIK number is 1405298. At the time of the last reporting, Putnam James S was the Director of Lpl Financial Holdings Inc.. (stock ticker symbol LPLA). Also see all insider trading activities at Lpl Financial Holdings Inc..


Yearly summary of insider trading at Lpl Financial Holdings Inc. (LPLA) by Putnam James S

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2014 LPLA 0 $0 60,000 $2,940,000 0 $0
2013 LPLA 0 $0 507,197 $19,346,397 0 $0
2012 LPLA 0 $0 120,000 $4,320,559 94,256 $0
2010 LPLA 0 $0 494,297 $14,828,910 734,700 $1,155,683


Insider trading of Lpl Financial Holdings Inc. (LPLA) by Putnam James S

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2014-01-09 LPLA Sale 30,000 50.00 1,500,000
2014-01-07 LPLA Sale 30,000 48.00 1,440,000
2013-12-23 LPLA Sale 30,000 46.00 1,380,000
2013-12-09 LPLA Sale 18,898 44.00 831,512
2013-12-10 LPLA Sale 11,102 44.00 488,488
2013-11-13 LPLA Sale 29,495 42.14 1,242,919
2013-11-12 LPLA Sale 50,202 42.01 2,108,986
2013-10-18 LPLA Sale 64,908 40.01 2,596,644
2013-10-21 LPLA Sale 12,592 40.02 503,994
2013-05-15 LPLA Sale 75,000 38.00 2,850,000
2013-05-09 LPLA Sale 70,000 36.00 2,520,000
2013-04-10 LPLA Sale 65,000 34.01 2,210,650
2013-02-19 LPLA Sale 40,500 32.67 1,323,135
2013-02-15 LPLA Sale 39,500 32.66 1,290,069
2012-03-26 LPLA Sale 2,456 38.00 93,328
2012-03-27 LPLA Sale 37,544 38.01 1,427,047
2012-03-09 LPLA Sale 40,000 36.00 1,440,000
2012-02-22 LPLA Option Ex 94,256 .00 0
2012-01-18 LPLA Sale 21,583 34.00 733,822
2012-01-19 LPLA Sale 18,417 34.01 626,362
2010-11-17 LPLA Option Ex 734,700 1.57 1,155,683
2010-11-17 LPLA Sale 494,297 30.00 14,828,910

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Putnam James S (Director of Lpl Financial Holdings Inc. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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