The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Fallon Thomas J since 2007.
This trader's CIK number is 1399121.
At the time of last reporting, Fallon Thomas J was the Officer of Hercules Capital, Inc.. (stock ticker symbol HTGC).
Also see all insider trading activities at Hercules Capital, Inc..
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2025 | HTGC | 5,976 | $104,759 | 0 | $0 | 0 | $0 |
| 2024 | HTGC | 5,723 | $104,885 | 0 | $0 | 0 | $0 |
| 2022 | HTGC | 10,000 | $148,800 | 0 | $0 | 0 | $0 |
| 2021 | HTGC | 0 | $0 | 15,000 | $248,399 | 15,000 | $171,600 |
| 2015 | HTGC | 10,000 | $111,600 | 0 | $0 | 0 | $0 |
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2021 | INFN | 0 | $0 | 100,000 | $993,512 | 316,415 | $0 |
| 2020 | INFN | 0 | $0 | 0 | $0 | 432,499 | $2,230,594 |
| 2019 | INFN | 50,000 | $165,900 | 0 | $0 | 84,274 | $0 |
| 2018 | INFN | 50,000 | $231,599 | 0 | $0 | 68,834 | $0 |
| 2017 | INFN | 100,000 | $633,100 | 0 | $0 | 75,755 | $0 |
| 2016 | INFN | 200,000 | $2,048,600 | 0 | $0 | 91,606 | $0 |
| 2015 | INFN | 0 | $0 | 603,614 | $11,264,531 | 740,129 | $3,555,000 |
| 2014 | INFN | 0 | $0 | 540,000 | $6,272,889 | 436,667 | $2,225,550 |
| 2013 | INFN | 0 | $0 | 326,024 | $3,386,925 | 325,024 | $1,939,284 |
| 2012 | INFN | 50,000 | $223,574 | 0 | $0 | 147,334 | $200,000 |
| 2011 | INFN | 50,000 | $326,050 | 0 | $0 | 150,000 | $0 |
| 2010 | INFN | 90,000 | $613,710 | 0 | $0 | 0 | $0 |
| 2007 | INFN | 0 | $0 | 125,000 | $2,623,125 | 0 | $0 |
1. Hercules Capital, Inc. (HTGC)
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2025-05-08 | HTGC | Buy | 5,976 | 17.53 | 104,759 |
| 2024-08-06 | HTGC | Buy | 5,723 | 18.33 | 104,885 |
| 2022-05-12 | HTGC | Buy | 10,000 | 14.88 | 148,800 |
| 2021-03-15 | HTGC | Option Ex | 15,000 | 11.44 | 171,600 |
| 2021-03-15 | HTGC | Sale | 15,000 | 16.56 | 248,399 |
| 2015-11-23 | HTGC | Buy | 10,000 | 11.16 | 111,600 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2021-03-12 | INFN | Sale | 35,065 | 9.81 | 344,162 |
| 2021-03-01 | INFN | Sale | 64,935 | 10.00 | 649,350 |
| 2021-02-09 | INFN | Option Ex | 316,415 | .00 | 0 |
| 2020-12-04 | INFN | Option Ex | 259,976 | 8.58 | 2,230,594 |
| 2020-05-05 | INFN | Option Ex | 172,523 | .00 | 0 |
| 2019-05-15 | INFN | Buy | 50,000 | 3.32 | 165,900 |
| 2019-05-05 | INFN | Option Ex | 84,274 | .00 | 0 |
| 2018-11-09 | INFN | Buy | 50,000 | 4.63 | 231,599 |
| 2018-05-05 | INFN | Option Ex | 68,834 | .00 | 0 |
| 2017-11-13 | INFN | Buy | 100,000 | 6.33 | 633,100 |
| 2017-05-05 | INFN | Option Ex | 75,755 | .00 | 0 |
| 2016-08-05 | INFN | Option Ex | 37,563 | .00 | 0 |
| 2016-08-01 | INFN | Buy | 100,000 | 8.54 | 853,600 |
| 2016-05-05 | INFN | Option Ex | 54,043 | .00 | 0 |
| 2016-05-03 | INFN | Buy | 100,000 | 11.95 | 1,195,000 |
| 2015-11-02 | INFN | Option Ex | 150,000 | 8.19 | 1,228,500 |
| 2015-11-02 | INFN | Sale | 200,000 | 19.85 | 3,969,200 |
| 2015-05-05 | INFN | Option Ex | 35,630 | .00 | 0 |
| 2015-04-24 | INFN | Option Ex | 150,000 | 7.90 | 1,185,000 |
| 2015-04-24 | INFN | Sale | 200,000 | 19.65 | 3,929,999 |
| 2015-02-05 | INFN | Option Ex | 254,499 | .00 | 0 |
| 2015-01-27 | INFN | Option Ex | 150,000 | 7.61 | 1,141,500 |
| 2015-01-27 | INFN | Sale | 203,614 | 16.53 | 3,365,332 |
| 2014-10-27 | INFN | Option Ex | 150,000 | 7.56 | 1,133,550 |
| 2014-10-27 | INFN | Sale | 220,000 | 13.56 | 2,982,540 |
| 2014-09-18 | INFN | Option Ex | 150,000 | 7.28 | 1,092,000 |
| 2014-09-18 | INFN | Sale | 150,000 | 11.43 | 1,714,200 |
| 2014-09-08 | INFN | Sale | 20,000 | 11.00 | 220,000 |
| 2014-08-25 | INFN | Sale | 50,000 | 9.73 | 486,599 |
| 2014-04-28 | INFN | Sale | 50,000 | 8.82 | 440,900 |
| 2014-02-05 | INFN | Option Ex | 136,667 | .00 | 0 |
| 2014-02-03 | INFN | Sale | 50,000 | 8.57 | 428,650 |
| 2013-10-29 | INFN | Option Ex | 65,067 | 8.58 | 558,274 |
| 2013-10-30 | INFN | Option Ex | 10,957 | 8.58 | 94,011 |
| 2013-10-29 | INFN | Sale | 65,067 | 10.51 | 683,593 |
| 2013-10-30 | INFN | Sale | 10,957 | 10.51 | 115,114 |
| 2013-10-28 | INFN | Sale | 50,000 | 10.12 | 505,999 |
| 2013-09-05 | INFN | Sale | 134,074 | 10.57 | 1,417,296 |
| 2013-09-04 | INFN | Sale | 15,926 | 10.50 | 167,223 |
| 2013-09-05 | INFN | Option Ex | 134,074 | 8.58 | 1,150,354 |
| 2013-09-04 | INFN | Option Ex | 15,926 | 8.58 | 136,645 |
| 2013-08-22 | INFN | Sale | 50,000 | 9.95 | 497,700 |
| 2013-02-05 | INFN | Option Ex | 99,000 | .00 | 0 |
| 2012-11-21 | INFN | Option Ex | 100,000 | 2.00 | 200,000 |
| 2012-11-21 | INFN | Buy | 9,717 | 4.60 | 44,678 |
| 2012-11-20 | INFN | Buy | 40,283 | 4.44 | 178,896 |
| 2012-02-05 | INFN | Option Ex | 47,334 | .00 | 0 |
| 2011-07-27 | INFN | Buy | 50,000 | 6.52 | 326,050 |
| 2011-04-01 | INFN | Option Ex | 75,000 | .00 | 0 |
| 2010-12-31 | INFN | Option Ex | 75,000 | .00 | 0 |
| 2010-05-21 | INFN | Buy | 90,000 | 6.82 | 613,710 |
| 2007-11-05 | INFN | Sale | 125,000 | 20.98 | 2,623,125 |
Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Fallon Thomas J (Officer of Hercules Capital, Inc. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.