Insider Trading History of Shah Parag

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) by Shah Parag since 2008. The trader's CIK number is 1395073. At the time of the last reporting, Shah Parag was the Senior Managing Dire of Hercules Capital, Inc.. (stock ticker symbol HTGC). Also see all insider trading activities at Hercules Capital, Inc..


Yearly summary of insider trading at Hercules Capital, Inc. (HTGC) by Shah Parag

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2014 HTGC 0 $0 199,500 $3,084,165 0 $0
2013 HTGC 0 $0 0 $0 394,055 $4,812,894
2012 HTGC 0 $0 159,738 $1,695,313 128,989 $543,042
2011 HTGC 0 $0 0 $0 8,569 $36,074
2010 HTGC 0 $0 100,554 $937,163 112,442 $473,379
2009 HTGC 2,000 $9,100 25,556 $258,473 0 $0
2008 HTGC 750 $7,451 0 $0 0 $0


Insider trading of Hercules Capital, Inc. (HTGC) by Shah Parag

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2014-12-01 HTGC Sale 22,500 15.33 344,925
2014-11-19 HTGC Sale 22,500 15.63 351,675
2014-10-01 HTGC Sale 22,500 14.33 322,425
2014-09-02 HTGC Sale 33,000 15.25 503,250
2014-08-20 HTGC Sale 33,000 15.75 519,750
2014-07-01 HTGC Sale 33,000 16.21 534,930
2014-06-12 HTGC Sale 33,000 15.37 507,210
2013-11-11 HTGC Option Ex 299,655 12.24 3,666,878
2013-05-09 HTGC Option Ex 94,400 12.14 1,146,016
2012-08-14 HTGC Option Ex 6,944 4.21 29,234
2012-03-15 HTGC Sale 46,108 10.67 491,972
2012-03-16 HTGC Sale 113,630 10.59 1,203,341
2012-03-15 HTGC Option Ex 119,409 4.21 502,711
2012-03-12 HTGC Option Ex 2,636 4.21 11,097
2011-11-08 HTGC Option Ex 3,955 4.21 16,650
2011-05-10 HTGC Option Ex 4,614 4.21 19,424
2010-09-17 HTGC Option Ex 3,295 4.21 13,871
2010-09-01 HTGC Option Ex 100,554 4.21 423,332
2010-09-01 HTGC Sale 100,554 9.32 937,163
2010-05-07 HTGC Option Ex 8,593 4.21 36,176
2009-11-23 HTGC Sale 12,778 10.10 129,096
2009-09-23 HTGC Sale 12,778 10.12 129,377
2009-02-26 HTGC Buy 2,000 4.55 9,100
2008-06-12 HTGC Buy 750 9.94 7,451

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Shah Parag (Senior Managing Dire of Hercules Capital, Inc. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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