The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) by Rothenberg Michael since 2013.
The trader's CIK number is 1393832.
At the time of the last reporting, Rothenberg Michael was the Officer of Capital Southwest Corp. (stock ticker symbol CSWC).
Also see all insider trading activities at Capital Southwest Corp.
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2013 | KDUS | 0 | $0 | 1,719,350 | $2,488,057 | 0 | $0 |
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2017 | CSWC | 0 | $0 | 170,109 | $2,910,372 | 0 | $0 |
| 2016 | CSWC | 98,275 | $1,382,103 | 0 | $0 | 0 | $0 |
2. Capital Southwest Corp (CSWC)
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2013-09-24 | KDUS | Sale | 1,452,538 | 1.45 | 2,106,180 |
| 2013-09-09 | KDUS | Sale | 5,400 | 1.45 | 7,830 |
| 2013-09-10 | KDUS | Sale | 11,412 | 1.45 | 16,547 |
| 2013-03-06 | KDUS | Sale | 250,000 | 1.43 | 357,500 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2017-08-25 | CSWC | Sale | 51,870 | 17.32 | 898,180 |
| 2017-08-28 | CSWC | Sale | 1,400 | 17.40 | 24,359 |
| 2017-08-25 | CSWC | Sale | 49,018 | 17.32 | 848,795 |
| 2017-08-28 | CSWC | Sale | 1,323 | 17.40 | 23,020 |
| 2017-04-10 | CSWC | Sale | 100 | 17.02 | 1,702 |
| 2017-04-10 | CSWC | Sale | 100 | 17.02 | 1,702 |
| 2017-04-05 | CSWC | Sale | 1,502 | 16.95 | 25,458 |
| 2017-04-04 | CSWC | Sale | 236 | 16.92 | 3,992 |
| 2017-04-03 | CSWC | Sale | 1,550 | 17.11 | 26,523 |
| 2017-04-05 | CSWC | Sale | 1,502 | 16.95 | 25,458 |
| 2017-04-04 | CSWC | Sale | 236 | 16.92 | 3,992 |
| 2017-04-03 | CSWC | Sale | 1,550 | 17.11 | 26,523 |
| 2017-03-29 | CSWC | Sale | 200 | 16.84 | 3,368 |
| 2017-03-31 | CSWC | Sale | 400 | 16.84 | 6,736 |
| 2017-03-29 | CSWC | Sale | 200 | 16.84 | 3,368 |
| 2017-03-31 | CSWC | Sale | 400 | 16.84 | 6,736 |
| 2017-01-13 | CSWC | Sale | 100 | 16.73 | 1,673 |
| 2017-01-13 | CSWC | Sale | 100 | 16.73 | 1,673 |
| 2017-01-06 | CSWC | Sale | 5,443 | 16.80 | 91,447 |
| 2017-01-06 | CSWC | Sale | 5,443 | 16.80 | 91,447 |
| 2017-01-04 | CSWC | Sale | 23,718 | 16.74 | 397,110 |
| 2017-01-04 | CSWC | Sale | 23,718 | 16.74 | 397,110 |
| 2016-01-15 | CSWC | Buy | 1,100 | 13.72 | 15,092 |
| 2016-01-14 | CSWC | Buy | 6,700 | 13.90 | 93,130 |
| 2016-01-08 | CSWC | Buy | 1,700 | 14.24 | 24,208 |
| 2016-01-07 | CSWC | Buy | 4,100 | 14.15 | 58,015 |
| 2016-01-13 | CSWC | Buy | 59,186 | 14.03 | 830,379 |
| 2016-01-12 | CSWC | Buy | 24,989 | 14.18 | 354,219 |
| 2016-01-11 | CSWC | Buy | 500 | 14.12 | 7,060 |
Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Rothenberg Michael (Officer of Capital Southwest Corp at the time of this reporting) see the Securities and Exchange Commission (SEC) website.