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Insider Trading History of Empire Capital Management, L.l.c.
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) by Empire Capital Management, L.l.c. since 2005.
The trader's CIK number is 1321711.
At the time of the last reporting, Empire Capital Management, L.l.c. was the 10% Owner of Ocz Technology Group Inc. (stock ticker symbol OCZ).
Also see all insider trading activities at Ocz Technology Group Inc.
Note that in the past
Empire Capital Management, L.L.C. also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Summus Inc (OYSM) by Empire Capital Management, L.l.c.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2007 | OYSM | 25,000 | $7,500 | 0 | $0 | 0 | $0 |
| 2006 | OYSM | 768,860 | $850,642 | 0 | $0 | 0 | $0 |
| 2005 | OYSM | 116,050 | $367,869 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Endwave Corp (ENWV) by Empire Capital Management, L.l.c.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2010 | ENWV | 156,592 | $394,641 | 0 | $0 | 0 | $0 |
| 2009 | ENWV | 73,543 | $172,089 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Entrust Inc (ENTU) by Empire Capital Management, L.l.c.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2008 | ENTU | 4,712,114 | $9,581,648 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Lantronix Inc (LTRX) by Empire Capital Management, L.l.c.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2009 | LTRX | 0 | $0 | 200,000 | $115,999 | 0 | $0 |
| 2007 | LTRX | 0 | $0 | 133,200 | $187,056 | 0 | $0 |
| 2006 | LTRX | 169,244 | $337,255 | 1,590,000 | $2,544,000 | 0 | $0 |
| 2005 | LTRX | 504,700 | $656,924 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Tumbleweed Communications Corp (TMWD) by Empire Capital Management, L.l.c.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2008 | TMWD | 97,394 | $141,024 | 2,000,000 | $4,860,000 | 0 | $0 |
| 2007 | TMWD | 424,120 | $707,355 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Ocz Technology Group Inc (OCZ) by Empire Capital Management, L.l.c.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2010 | OCZ | 2,298,174 | $6,998,375 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Kana Software Inc (KANA) by Empire Capital Management, L.l.c.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2007 | KANA | 0 | $0 | 500,000 | $1,575,000 | 0 | $0 |
| 2006 | KANA | 52,000 | $67,600 | 1,309,681 | $4,612,242 | 0 | $0 |
| 2005 | KANA | 1,858,941 | $2,503,351 | 151,474 | $274,925 | 0 | $0 |
Yearly summary of insider trading at Stockeryale Inc (STKR) by Empire Capital Management, L.l.c.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2008 | STKR | 428,026 | $177,402 | 0 | $0 | 0 | $0 |
| 2007 | STKR | 606,992 | $546,292 | 0 | $0 | 0 | $0 |
Insider trading activities at 8 companies by Empire Capital Management, L.l.c.:
1. Summus Inc (OYSM)
2. Endwave Corp (ENWV)
3. Entrust Inc (ENTU)
4. Lantronix Inc (LTRX)
5. Tumbleweed Communications Corp (TMWD)
6. Ocz Technology Group Inc (OCZ)
7. Kana Software Inc (KANA)
8. Stockeryale Inc (STKR)
Table 1. Insider trading of Summus Inc (OYSM) by Empire Capital Management, L.l.c.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2007-05-29 | OYSM | Buy | 25,000 | .30 | 7,500 |
| 2006-06-21 | OYSM | Buy | 450,000 | .95 | 427,500 |
| 2006-06-01 | OYSM | Buy | 5,000 | 1.20 | 6,000 |
| 2006-06-01 | OYSM | Buy | 5,000 | 1.20 | 6,000 |
| 2006-05-30 | OYSM | Buy | 10,000 | 1.28 | 12,800 |
| 2006-05-31 | OYSM | Buy | 10,000 | 1.25 | 12,500 |
| 2006-05-25 | OYSM | Buy | 10,000 | 1.30 | 13,000 |
| 2006-05-25 | OYSM | Buy | 10,000 | 1.30 | 13,000 |
| 2006-05-24 | OYSM | Buy | 10,000 | 1.30 | 13,000 |
| 2006-05-23 | OYSM | Buy | 17,900 | 1.30 | 23,270 |
| 2006-05-19 | OYSM | Buy | 3,500 | 1.33 | 4,655 |
| 2006-05-22 | OYSM | Buy | 11,000 | 1.30 | 14,300 |
| 2006-05-19 | OYSM | Buy | 3,500 | 1.33 | 4,655 |
| 2006-05-22 | OYSM | Buy | 11,000 | 1.30 | 14,300 |
| 2006-05-17 | OYSM | Buy | 900 | 1.33 | 1,197 |
| 2006-05-18 | OYSM | Buy | 4,800 | 1.33 | 6,384 |
| 2005-05-15 | OYSM | Buy | 900 | 1.33 | 1,197 |
| 2006-05-12 | OYSM | Buy | 14,000 | 1.35 | 18,900 |
| 2006-05-11 | OYSM | Buy | 30,000 | 1.35 | 40,500 |
| 2005-05-03 | OYSM | Buy | 8,500 | 1.35 | 11,475 |
| 2005-05-04 | OYSM | Buy | 5,000 | 1.36 | 6,800 |
| 2006-04-25 | OYSM | Buy | 500 | 1.35 | 675 |
| 2006-04-26 | OYSM | Buy | 10,000 | 1.37 | 13,700 |
| 2006-04-18 | OYSM | Buy | 500 | 1.36 | 680 |
| 2006-04-17 | OYSM | Buy | 60,000 | 1.36 | 81,600 |
| 2006-04-10 | OYSM | Buy | 29,200 | 1.33 | 38,836 |
| 2006-04-11 | OYSM | Buy | 10,100 | 1.37 | 13,837 |
| 2006-04-06 | OYSM | Buy | 27,500 | 1.32 | 36,300 |
| 2006-04-07 | OYSM | Buy | 10,060 | 1.35 | 13,581 |
| 2005-10-25 | SMMU | Buy | 7,100 | 2.25 | 15,975 |
| 2005-09-07 | SMMU | Buy | 34,000 | 3.08 | 104,720 |
| 2005-07-20 | SMMU | Buy | 4,000 | 2.93 | 11,720 |
| 2005-07-12 | SMMU | Buy | 1,000 | 3.05 | 3,050 |
| 2005-07-06 | SMMU | Buy | 2,500 | 3.40 | 8,500 |
| 2005-07-01 | SMMU | Buy | 7,500 | 3.53 | 26,475 |
| 2005-04-29 | SMMU | Buy | 29,750 | 3.19 | 95,051 |
| 2005-05-31 | SMMU | Buy | 30,200 | 3.39 | 102,378 |
Table 2. Insider trading of Endwave Corp (ENWV) by Empire Capital Management, L.l.c.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2010-02-09 | ENWV | Buy | 121,464 | 2.50 | 303,660 |
| 2010-02-03 | ENWV | Buy | 35,128 | 2.59 | 90,981 |
| 2009-12-23 | ENWV | Buy | 12,049 | 2.34 | 28,194 |
| 2009-12-11 | ENWV | Buy | 61,494 | 2.34 | 143,895 |
Table 3. Insider trading of Entrust Inc (ENTU) by Empire Capital Management, L.l.c.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2008-11-05 | ENTU | Buy | 43,830 | 1.43 | 62,676 |
| 2008-11-06 | ENTU | Buy | 256,770 | 1.48 | 378,735 |
| 2008-04-25 | ENTU | Buy | 553,965 | 2.37 | 1,314,558 |
| 2008-03-28 | ENTU | Buy | 178,300 | 2.32 | 413,656 |
| 2008-03-24 | ENTU | Buy | 329,958 | 2.19 | 724,257 |
| 2008-03-12 | ENTU | Buy | 30,030 | 2.38 | 71,471 |
| 2008-03-10 | ENTU | Buy | 71,597 | 2.38 | 170,400 |
| 2008-03-07 | ENTU | Buy | 202,199 | 2.39 | 483,255 |
| 2008-03-04 | ENTU | Buy | 23,998 | 2.38 | 57,115 |
| 2008-02-19 | ENTU | Buy | 56,389 | 2.40 | 135,333 |
| 2008-02-20 | ENTU | Buy | 184,282 | 2.51 | 462,547 |
| 2008-02-12 | ENTU | Buy | 56,346 | 2.32 | 130,722 |
| 2008-02-11 | ENTU | Buy | 55,822 | 2.27 | 126,715 |
| 2008-02-07 | ENTU | Buy | 102,889 | 2.32 | 238,702 |
| 2008-01-31 | ENTU | Buy | 91,270 | 2.06 | 188,472 |
| 2008-01-28 | ENTU | Buy | 125,000 | 1.93 | 241,250 |
| 2008-01-29 | ENTU | Buy | 120,000 | 1.94 | 232,800 |
| 2008-01-25 | ENTU | Buy | 124,162 | 1.76 | 218,525 |
| 2008-01-24 | ENTU | Buy | 47,074 | 1.72 | 80,967 |
| 2008-01-22 | ENTU | Buy | 208,597 | 1.81 | 377,560 |
| 2008-01-23 | ENTU | Buy | 189,802 | 1.76 | 334,051 |
| 2008-01-18 | ENTU | Buy | 100,000 | 1.85 | 185,000 |
| 2008-01-17 | ENTU | Buy | 508,380 | 1.87 | 950,670 |
| 2007-01-14 | ENTU | Buy | 194,859 | 1.88 | 366,334 |
| 2007-01-15 | ENTU | Buy | 266,629 | 1.89 | 503,928 |
| 2008-01-07 | ENTU | Buy | 452,817 | 1.95 | 882,993 |
| 2008-01-08 | ENTU | Buy | 38,452 | 1.88 | 72,289 |
| 2008-01-03 | ENTU | Buy | 98,697 | 1.79 | 176,667 |
Table 4. Insider trading of Lantronix Inc (LTRX) by Empire Capital Management, L.l.c.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2009-11-04 | LTRX | Sale | 200,000 | .58 | 115,999 |
| 2007-08-23 | LTRX | Sale | 7,351 | 1.39 | 10,217 |
| 2007-07-09 | LTRX | Sale | 5,478 | 1.43 | 7,833 |
| 2007-07-06 | LTRX | Sale | 14,450 | 1.42 | 20,519 |
| 2007-07-05 | LTRX | Sale | 17,900 | 1.43 | 25,597 |
| 2007-07-02 | LTRX | Sale | 11,981 | 1.41 | 16,893 |
| 2007-06-29 | LTRX | Sale | 7,540 | 1.43 | 10,782 |
| 2007-06-28 | LTRX | Sale | 68,500 | 1.39 | 95,215 |
| 2006-12-06 | LTRX | Sale | 1,590,000 | 1.60 | 2,544,000 |
| 2006-07-28 | LTRX | Buy | 4,700 | 1.63 | 7,660 |
| 2006-07-21 | LTRX | Buy | 17,000 | 1.74 | 29,580 |
| 2006-06-27 | LTRX | Buy | 15,300 | 2.02 | 30,906 |
| 2006-06-28 | LTRX | Buy | 4,500 | 2.04 | 9,180 |
| 2006-05-30 | LTRX | Buy | 7,806 | 2.06 | 16,080 |
| 2006-05-25 | LTRX | Buy | 1,600 | 2.05 | 3,279 |
| 2006-05-24 | LTRX | Buy | 47,431 | 2.05 | 97,233 |
| 2006-05-23 | LTRX | Buy | 9,831 | 2.05 | 20,153 |
| 2006-05-19 | LTRX | Buy | 25,540 | 2.03 | 51,846 |
| 2006-05-22 | LTRX | Buy | 4,998 | 1.95 | 9,746 |
| 2006-05-19 | LTRX | Buy | 25,540 | 2.03 | 51,846 |
| 2006-05-22 | LTRX | Buy | 4,998 | 1.95 | 9,746 |
| 2005-10-18 | LTRX | Buy | 70,000 | 1.20 | 84,000 |
| 2005-09-29 | LTRX | Buy | 38,900 | 1.35 | 52,515 |
| 2005-09-23 | LTRX | Buy | 53,900 | 1.34 | 72,226 |
| 2005-08-31 | LTRX | Buy | 24,041 | 1.28 | 30,772 |
| 2005-08-25 | LTRX | Buy | 600 | 1.24 | 744 |
| 2005-08-19 | LTRX | Buy | 1,100 | 1.27 | 1,397 |
| 2005-08-17 | LTRX | Buy | 1,700 | 1.27 | 2,159 |
| 2005-08-16 | LTRX | Buy | 2,000 | 1.25 | 2,500 |
| 2005-08-15 | LTRX | Buy | 91,800 | 1.27 | 116,586 |
| 2005-08-11 | LTRX | Buy | 745 | 1.28 | 953 |
| 2005-08-08 | LTRX | Buy | 94,609 | 1.26 | 119,207 |
| 2005-08-04 | LTRX | Buy | 29,740 | 1.25 | 37,323 |
| 2005-07-14 | LTRX | Buy | 24,000 | 1.21 | 29,040 |
| 2005-05-27 | LTRX | Buy | 11,065 | 1.35 | 14,937 |
| 2005-05-05 | LTRX | Buy | 60,500 | 1.53 | 92,565 |
Table 5. Insider trading of Tumbleweed Communications Corp (TMWD) by Empire Capital Management, L.l.c.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2008-08-20 | TMWD | Sale | 2,000,000 | 2.43 | 4,860,000 |
| 2008-01-31 | TMWD | Buy | 4,368 | 1.59 | 6,945 |
| 2008-01-28 | TMWD | Buy | 3,024 | 1.41 | 4,263 |
| 2008-01-25 | TMWD | Buy | 21,397 | 1.31 | 28,030 |
| 2008-01-24 | TMWD | Buy | 8,605 | 1.30 | 11,186 |
| 2007-12-31 | TMWD | Buy | 60,000 | 1.51 | 90,600 |
| 2007-12-26 | TMWD | Buy | 20,780 | 1.59 | 33,040 |
| 2007-12-18 | TMWD | Buy | 15,803 | 1.68 | 26,549 |
| 2007-12-19 | TMWD | Buy | 10,299 | 1.63 | 16,787 |
| 2007-10-31 | TMWB | Buy | 129,026 | 1.66 | 214,183 |
| 2007-10-26 | TMWD | Buy | 228,212 | 1.68 | 383,396 |
| 2007-10-29 | TMWD | Buy | 20,000 | 1.67 | 33,400 |
Table 6. Insider trading of Ocz Technology Group Inc (OCZ) by Empire Capital Management, L.l.c.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2010-03-23 | OCZ | Buy | 1,000,000 | 3.00 | 3,000,000 |
| 2010-10-29 | OCZ | Buy | 1,298,174 | 3.08 | 3,998,375 |
Table 7. Insider trading of Kana Software Inc (KANA) by Empire Capital Management, L.l.c.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2007-01-17 | KANA | Sale | 500,000 | 3.15 | 1,575,000 |
| 2006-11-15 | KANA | Sale | 52,500 | 3.55 | 186,375 |
| 2006-11-16 | KANA | Sale | 247,500 | 3.40 | 841,500 |
| 2006-10-26 | KANA | Sale | 1,009,681 | 3.55 | 3,584,367 |
| 2005-12-30 | KANA | Buy | 52,000 | 1.30 | 67,600 |
| 2005-11-18 | KANA | Buy | 64,500 | 1.21 | 78,045 |
| 2005-11-17 | KANA | Buy | 79,943 | 1.27 | 101,527 |
| 2005-11-15 | KANA | Buy | 60,316 | 1.30 | 78,410 |
| 2005-11-11 | KANA | Buy | 148,176 | 1.33 | 196,629 |
| 2005-11-04 | KANA | Buy | 79,972 | 1.38 | 109,961 |
| 2005-11-02 | KANA | Buy | 27,256 | 1.39 | 37,749 |
| 2005-10-31 | KANA | Buy | 82,147 | 1.37 | 112,541 |
| 2005-10-27 | KANA | Buy | 24,000 | 1.38 | 33,000 |
| 2005-10-25 | KANA | Buy | 92,500 | 1.36 | 125,800 |
| 2005-10-21 | KANA | Buy | 16,000 | 1.30 | 20,880 |
| 2005-10-19 | KANA | Buy | 163,500 | 1.28 | 209,280 |
| 2005-10-17 | KANA | Buy | 862,307 | 1.34 | 1,158,078 |
| 2005-10-06 | KANAE | Buy | 79,437 | 1.54 | 122,332 |
| 2005-09-28 | KANAE | Buy | 7,600 | 1.51 | 11,476 |
| 2005-09-27 | KANAE | Buy | 25,183 | 1.51 | 38,026 |
| 2005-09-23 | KANAE | Buy | 46,104 | 1.51 | 69,617 |
| 2005-06-09 | KANAE | Sale | 151,474 | 1.81 | 274,925 |
Table 8. Insider trading of Stockeryale Inc (STKR) by Empire Capital Management, L.l.c.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2008-10-31 | STKR | Buy | 230,575 | .30 | 69,172 |
| 2008-10-10 | STKR | Buy | 10,400 | .39 | 4,056 |
| 2008-09-19 | STKR | Buy | 5,525 | .40 | 2,210 |
| 2008-09-17 | STKR | Buy | 9,700 | .37 | 3,589 |
| 2008-09-18 | STKR | Buy | 11,000 | .40 | 4,400 |
| 2008-08-28 | STKR | Buy | 45,300 | .45 | 20,385 |
| 2008-02-29 | STKR | Buy | 115,526 | .64 | 73,590 |
| 2007-07-02 | STKR | Buy | 606,992 | .90 | 546,292 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Empire Capital Management, L.l.c.
(10% Owner of Ocz Technology Group Inc at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.