Insider Trading History of Brock Eric

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) by Brock Eric since 2006. The trader's CIK number is 1300070. At the time of the last reporting, Brock Eric was the Other of Clough Global Opportunities Fund. (stock ticker symbol GLO). Also see all insider trading activities at Clough Global Opportunities Fund.

Note that in the past Brock Eric also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Clough Global Opportunities Fund (GLO) by Brock Eric

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2016 GLO 11,000 $97,647 0 $0 0 $0
2009 GLO 2,600 $19,123 0 $0 0 $0
2008 GLO 2,000 $34,100 0 $0 0 $0
2007 GLO 8,000 $139,252 0 $0 0 $0
2006 GLO 3,500 $62,485 0 $0 0 $0

Yearly summary of insider trading at Clough Global Dividend & Income Fund (GLV) by Brock Eric

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2009 GLV 2,300 $20,076 0 $0 0 $0
2007 GLV 1,000 $21,440 0 $0 0 $0
2006 GLV 376 $10,036 0 $0 0 $0

Yearly summary of insider trading at Clough Global Equity Fund (GLQ) by Brock Eric

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2009 GLQ 2,600 $20,251 0 $0 0 $0
2008 GLQ 600 $11,400 0 $0 0 $0
2007 GLQ 1,000 $20,740 0 $0 0 $0
2006 GLQ 751 $18,928 0 $0 0 $0


Insider trading activities at 3 companies by Brock Eric:

1. Clough Global Opportunities Fund (GLO)

2. Clough Global Dividend & Income Fund (GLV)

3. Clough Global Equity Fund (GLQ)

Table 1. Insider trading of Clough Global Opportunities Fund (GLO) by Brock Eric

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2016-11-29 GLO Buy 11,000 8.88 97,647
2009-03-06 GLO Buy 2,600 7.36 19,123
2008-01-18 GLO Buy 2,000 17.05 34,100
2007-08-17 GLO Buy 1,500 16.27 24,397
2007-06-15 GLO Buy 1,650 17.59 29,023
2007-05-23 GLO Buy 1,200 17.88 21,450
2007-01-29 GLO Buy 3,650 17.64 64,382
2006-09-20 GLO Buy 1,000 17.00 17,000
2006-08-22 GLO Buy 1,500 18.39 27,585
2006-08-17 GLO Buy 1,000 17.90 17,900

Table 2. Insider trading of Clough Global Dividend & Income Fund (GLV) by Brock Eric

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2009-03-06 GLV Buy 2,300 8.73 20,076
2007-05-23 GLV Buy 1,000 21.44 21,440
2006-01-09 GLV Buy 376 26.69 10,036

Table 3. Insider trading of Clough Global Equity Fund (GLQ) by Brock Eric

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2009-03-06 GLQ Buy 2,600 7.79 20,251
2008-01-18 GLQ Buy 600 19.00 11,400
2007-05-23 GLQ Buy 1,000 20.74 20,740
2006-01-09 GLQ Buy 751 25.20 18,928

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Brock Eric (Other of Clough Global Opportunities Fund at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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