The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) by Neel Carlton since 2008.
The trader's CIK number is 1289714.
At the time of the last reporting, Neel Carlton was the Executive VP of Virtus Total Return Fund Inc.. (stock ticker symbol ZF).
Also see all insider trading activities at Virtus Total Return Fund Inc..
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2015 | ZF | 775 | $11,888 | 0 | $0 | 0 | $0 |
| 2014 | ZF | 11,218 | $159,069 | 0 | $0 | 0 | $0 |
| 2013 | ZF | 39,347 | $507,923 | 0 | $0 | 0 | $0 |
| 2012 | ZF | 6,050 | $72,600 | 0 | $0 | 0 | $0 |
| 2009 | ZF | 24,600 | $53,037 | 0 | $0 | 0 | $0 |
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2015 | ZTR | 7,000 | $95,830 | 0 | $0 | 0 | $0 |
| 2014 | ZTR | 7,260 | $96,957 | 0 | $0 | 0 | $0 |
| 2013 | ZTR | 43,054 | $556,604 | 0 | $0 | 0 | $0 |
| 2009 | ZTR | 3,700 | $9,916 | 0 | $0 | 0 | $0 |
| 2008 | ZTR | 16,000 | $48,592 | 0 | $0 | 0 | $0 |
1. Virtus Total Return Fund Inc. (ZF)
2. Virtus Total Return Fund Inc. (ZTR)
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2015-04-15 | ZF | Buy | 775 | 15.34 | 11,888 |
| 2014-10-28 | ZF | Buy | 218 | 14.88 | 3,243 |
| 2014-10-17 | ZF | Buy | 11,000 | 14.17 | 155,826 |
| 2013-05-06 | ZF | Buy | 7,000 | 13.04 | 91,280 |
| 2013-04-29 | ZF | Buy | 2,047 | 12.72 | 26,037 |
| 2013-04-12 | ZF | Buy | 5,000 | 12.85 | 64,250 |
| 2013-04-11 | ZF | Buy | 200 | 12.88 | 2,576 |
| 2013-04-05 | ZF | Buy | 100 | 12.80 | 1,280 |
| 2013-04-03 | ZF | Buy | 25,000 | 12.90 | 322,500 |
| 2012-12-17 | ZF | Buy | 6,050 | 12.00 | 72,600 |
| 2009-03-10 | ZF | Buy | 24,600 | 2.16 | 53,037 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2015-04-14 | ZTR | Buy | 7,000 | 13.69 | 95,830 |
| 2014-10-28 | ZTR | Buy | 2,260 | 13.72 | 31,007 |
| 2014-10-17 | ZTR | Buy | 5,000 | 13.19 | 65,950 |
| 2013-04-29 | ZTR | Buy | 5,000 | 12.97 | 64,850 |
| 2013-04-12 | ZTR | Buy | 5,000 | 12.96 | 64,800 |
| 2013-04-10 | ZTR | Buy | 15,000 | 12.87 | 193,050 |
| 2013-04-09 | ZTR | Buy | 3,054 | 12.87 | 39,304 |
| 2013-04-03 | ZTR | Buy | 10,000 | 12.99 | 129,900 |
| 2013-04-04 | ZTR | Buy | 5,000 | 12.94 | 64,700 |
| 2009-03-10 | ZTR | Buy | 3,700 | 2.68 | 9,916 |
| 2008-10-08 | ZTR | Buy | 16,000 | 3.04 | 48,592 |
Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Neel Carlton (Executive VP of Virtus Total Return Fund Inc. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.