Insider Trading History of Nierenberg Investment Management Company, Llc

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) of Nierenberg Investment Management Company, Llc since 2020. This trader's CIK number is 1282683. At the time of last reporting, Nierenberg Investment Management Company, Llc was the Officer of Riverview Bancorp Inc. (stock ticker symbol RSVB). Also see all insider trading activities at Riverview Bancorp Inc.

Note that in the past Nierenberg Investment Management Company, LLC also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Potbelly Corp (PBPB) by Nierenberg Investment Management Company, Llc

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2025 PBPB 29,769 $277,687 0 $0 0 $0
2024 PBPB 4,740 $44,413 0 $0 0 $0

Yearly summary of insider trading at Houston Wire & Cable Co (HWCC) by Nierenberg Investment Management Company, Llc

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2020 HWCC 399,800 $799,600 0 $0 0 $0

Yearly summary of insider trading at Riverview Bancorp Inc (RSVB) by Nierenberg Investment Management Company, Llc

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2026 RSVB 0 $0 15,000 $79,049 0 $0


Insider trading activities at 3 companies by Nierenberg Investment Management Company, Llc:

1. Potbelly Corp (PBPB)

2. Houston Wire & Cable Co (HWCC)

3. Riverview Bancorp Inc (RSVB)

Table 1. Insider trading of Potbelly Corp (PBPB) by Nierenberg Investment Management Company, Llc

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2025-03-28 PBPB Buy 22,169 9.36 207,501
2025-01-07 PBPB Buy 7,600 9.23 70,186
2024-12-18 PBPB Buy 4,740 9.37 44,413

Table 2. Insider trading of Houston Wire & Cable Co (HWCC) by Nierenberg Investment Management Company, Llc

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2020-03-16 HWCC Buy 399,800 2.00 799,600

Table 3. Insider trading of Riverview Bancorp Inc (RSVB) by Nierenberg Investment Management Company, Llc

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2026-07-24 RSVB Sale 5,000 5.29 26,450
2026-07-23 RSVB Sale 5,000 5.27 26,349
2026-07-22 RSVB Sale 5,000 5.25 26,250

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Nierenberg Investment Management Company, Llc (Officer of Riverview Bancorp Inc at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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