- Corporate Officers - B
- Brock Thomas W
Insider Trading History of Brock Thomas W
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) by Brock Thomas W since 2006.
The trader's CIK number is 1280303.
At the time of the last reporting, Brock Thomas W was the Other of Liberty All Star Equity Fund. (stock ticker symbol USA).
Also see all insider trading activities at Liberty All Star Equity Fund.
Note that in the past
BROCK THOMAS W also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Liberty All Star Equity Fund (USA) by Brock Thomas W
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2020 | USA | 36,254 | $233,337 | 2,568 | $14,920 | 0 | $0 |
| 2019 | USA | 1,500 | $9,363 | 0 | $0 | 0 | $0 |
| 2018 | USA | 16,000 | $97,972 | 0 | $0 | 0 | $0 |
| 2008 | USA | 1,461 | $8,196 | 0 | $0 | 0 | $0 |
| 2006 | USA | 27,000 | $200,340 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Silver Bay Realty Trust Corp. (SBY) by Brock Thomas W
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2013 | SBY | 5,000 | $96,900 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Liberty All Star Growth Fund Inc. (ASG) by Brock Thomas W
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2020 | ASG | 10,024 | $43,504 | 0 | $0 | 0 | $0 |
| 2006 | ASG | 41,000 | $199,788 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Stone Harbor Emerging Markets Income Fund (EDF) by Brock Thomas W
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2011 | EDF | 6,750 | $158,130 | 0 | $0 | 0 | $0 |
Insider trading activities at 4 companies by Brock Thomas W:
1. Liberty All Star Equity Fund (USA)
2. Silver Bay Realty Trust Corp. (SBY)
3. Liberty All Star Growth Fund Inc. (ASG)
4. Stone Harbor Emerging Markets Income Fund (EDF)
Table 1. Insider trading of Liberty All Star Equity Fund (USA) by Brock Thomas W
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2020-12-02 | USA | Buy | 5,000 | 6.68 | 33,400 |
| 2020-11-09 | USA | Buy | 25,000 | 6.45 | 161,225 |
| 2020-08-31 | USA | Buy | 6,254 | 6.19 | 38,712 |
| 2020-06-19 | USA | Sale | 2,568 | 5.81 | 14,920 |
| 2019-04-23 | USA | Buy | 700 | 6.42 | 4,494 |
| 2019-02-20 | USA | Buy | 800 | 6.09 | 4,869 |
| 2018-11-13 | USA | Buy | 1,000 | 6.19 | 6,187 |
| 2018-11-06 | USA | Buy | 15,000 | 6.12 | 91,785 |
| 2008-01-08 | USA | Buy | 1,461 | 5.61 | 8,196 |
| 2006-09-11 | USA | Buy | 13,500 | 7.42 | 100,170 |
| 2006-09-11 | USA | Buy | 13,500 | 7.42 | 100,170 |
Table 2. Insider trading of Silver Bay Realty Trust Corp. (SBY) by Brock Thomas W
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2013-03-07 | SBY | Buy | 5,000 | 19.38 | 96,900 |
Table 3. Insider trading of Liberty All Star Growth Fund Inc. (ASG) by Brock Thomas W
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2020-03-31 | ASG | Buy | 10,024 | 4.34 | 43,504 |
| 2006-09-12 | ASG | Buy | 4,400 | 4.92 | 21,648 |
| 2006-09-11 | ASG | Buy | 16,100 | 4.86 | 78,246 |
| 2006-09-12 | ASG | Buy | 4,400 | 4.92 | 21,648 |
| 2006-09-11 | ASG | Buy | 16,100 | 4.86 | 78,246 |
Table 4. Insider trading of Stone Harbor Emerging Markets Income Fund (EDF) by Brock Thomas W
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2011-08-08 | EDF | Buy | 1,750 | 23.60 | 41,300 |
| 2011-03-15 | EDF | Buy | 3,000 | 22.95 | 68,850 |
| 2011-03-10 | EDF | Buy | 2,000 | 23.99 | 47,980 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Brock Thomas W
(Other of Liberty All Star Equity Fund at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.