- Corporate Officers - B
- Broadwood Capital Inc
Insider Trading History of Broadwood Capital Inc
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Broadwood Capital Inc since 2007.
This trader's CIK number is 1278387.
At the time of last reporting, Broadwood Capital Inc was the Officer of Staar Surgical Co. (stock ticker symbol STAA).
Also see all insider trading activities at Staar Surgical Co.
Note that in the past
BROADWOOD CAPITAL INC also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Asterias Biotherapeutics, Inc. (AST) by Broadwood Capital Inc
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2016 | AST | 2,058,823 | $0 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Comarco Inc (CMRO) by Broadwood Capital Inc
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2007 | CMRO | 10,000 | $31,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Oncocyte Corp (OCX) by Broadwood Capital Inc
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2022 | OCX | 6,003,752 | $3,998,498 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Lineage Cell Therapeutics, Inc. (BTX) by Broadwood Capital Inc
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2017 | BTX | 10,000 | $12,980 | 0 | $0 | 0 | $0 |
| 2013 | BTX | 300,042 | $526,074 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Staar Surgical Co (STAA) by Broadwood Capital Inc
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2023 | STAA | 289,140 | $4,847,422 | 0 | $0 | 0 | $0 |
| 2021 | STAA | 0 | $0 | 228,443 | $17,825,397 | 0 | $0 |
| 2016 | STAA | 882,542 | $3,003,804 | 0 | $0 | 0 | $0 |
| 2014 | STAA | 190,146 | $821,797 | 0 | $0 | 0 | $0 |
Insider trading activities at 5 companies by Broadwood Capital Inc:
1. Asterias Biotherapeutics, Inc. (AST)
2. Comarco Inc (CMRO)
3. Oncocyte Corp (OCX)
4. Lineage Cell Therapeutics, Inc. (BTX)
5. Staar Surgical Co (STAA)
Table 1. Insider trading of Asterias Biotherapeutics, Inc. (AST) by Broadwood Capital Inc
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2016-05-13 | AST | Buy | 2,058,823 | .00 | 0 |
Table 2. Insider trading of Comarco Inc (CMRO) by Broadwood Capital Inc
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2007-07-02 | CMRO | Buy | 10,000 | 3.10 | 31,000 |
Table 3. Insider trading of Oncocyte Corp (OCX) by Broadwood Capital Inc
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2022-04-14 | OCX | Buy | 6,003,752 | .67 | 3,998,498 |
Table 4. Insider trading of Lineage Cell Therapeutics, Inc. (BTX) by Broadwood Capital Inc
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2017-08-22 | BTX | Buy | 10,000 | 1.30 | 12,980 |
| 2013-12-30 | BTX | Buy | 175,000 | 1.75 | 305,375 |
| 2013-12-26 | BTX | Buy | 69,042 | 1.76 | 121,859 |
| 2013-12-27 | BTX | Buy | 56,000 | 1.76 | 98,840 |
Table 5. Insider trading of Staar Surgical Co (STAA) by Broadwood Capital Inc
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2023-11-07 | STAA | Buy | 9,731 | 17.01 | 165,563 |
| 2023-11-08 | STAA | Buy | 139,409 | 16.85 | 2,349,599 |
| 2023-11-09 | STAA | Buy | 140,000 | 16.66 | 2,332,260 |
| 2021-06-28 | STAA | Sale | 130,000 | 77.59 | 10,087,350 |
| 2021-06-24 | STAA | Sale | 67,708 | 78.92 | 5,343,176 |
| 2021-06-25 | STAA | Sale | 30,735 | 77.92 | 2,394,871 |
| 2016-05-17 | STAA | Buy | 9,313 | 2.61 | 24,344 |
| 2016-01-28 | STAA | Buy | 13,742 | 3.23 | 44,455 |
| 2016-02-01 | STAA | Buy | 12,010 | 3.24 | 38,924 |
| 2016-01-29 | STAA | Buy | 40,231 | 3.24 | 130,469 |
| 2016-01-25 | STAA | Buy | 81,752 | 3.37 | 275,504 |
| 2016-01-26 | STAA | Buy | 112,900 | 3.30 | 372,570 |
| 2016-01-27 | STAA | Buy | 44,361 | 3.26 | 144,794 |
| 2016-01-13 | STAA | Buy | 34,500 | 3.39 | 116,817 |
| 2016-01-14 | STAA | Buy | 9,491 | 3.40 | 32,221 |
| 2016-01-15 | STAA | Buy | 91,734 | 3.35 | 307,584 |
| 2016-01-05 | STAA | Buy | 22,470 | 3.54 | 79,633 |
| 2016-01-06 | STAA | Buy | 4,427 | 3.52 | 15,583 |
| 2016-01-07 | STAA | Buy | 240,150 | 3.47 | 832,840 |
| 2015-12-30 | STAA | Buy | 10,713 | 3.57 | 38,202 |
| 2016-01-04 | STAA | Buy | 136,100 | 3.55 | 483,291 |
| 2015-12-31 | STAA | Buy | 18,648 | 3.57 | 66,573 |
| 2014-11-19 | STAA | Buy | 32,046 | 4.33 | 138,887 |
| 2014-11-18 | STAA | Buy | 39,400 | 4.33 | 170,799 |
| 2014-11-17 | STAA | Buy | 118,200 | 4.31 | 509,914 |
| 2014-11-10 | STAA | Buy | 500 | 4.39 | 2,197 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Broadwood Capital Inc
(Officer of Staar Surgical Co at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.