The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) by Litton Richard H since 2006.
The trader's CIK number is 1249599.
At the time of the last reporting, Litton Richard H was the Executive Vice Presi of Sws Group Inc. (stock ticker symbol SWS).
Also see all insider trading activities at Sws Group Inc.
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2011 | SWS | 63,250 | $393,725 | 0 | $0 | 0 | $0 |
| 2006 | SWS | 0 | $0 | 40,000 | $1,209,390 | 6,871 | $94,483 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2011-09-16 | SWS | Buy | 6,000 | 5.83 | 34,992 |
| 2011-05-31 | SWS | Buy | 21,950 | 6.48 | 142,148 |
| 2011-05-26 | SWS | Buy | 800 | 6.00 | 4,803 |
| 2011-05-20 | SWS | Buy | 7,250 | 6.32 | 45,841 |
| 2011-05-23 | SWS | Buy | 10,000 | 6.00 | 60,050 |
| 2011-05-20 | SWS | Buy | 7,250 | 6.32 | 45,841 |
| 2011-05-23 | SWS | Buy | 10,000 | 6.00 | 60,050 |
| 2006-11-13 | SWS | Sale | 30,000 | 30.41 | 912,240 |
| 2006-11-09 | SWS | Sale | 7,000 | 29.70 | 207,900 |
| 2006-11-10 | SWS | Sale | 3,000 | 29.75 | 89,250 |
| 2006-02-23 | SWS | Option Ex | 6,871 | 13.75 | 94,483 |
Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Litton Richard H (Executive Vice Presi of Sws Group Inc at the time of this reporting) see the Securities and Exchange Commission (SEC) website.