The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) by Oswald Brian H since 2008.
The trader's CIK number is 1219862.
At the time of the last reporting, Oswald Brian H was the CFO & CCO of Prospect Capital Corp. (stock ticker symbol PSEC).
Also see all insider trading activities at Prospect Capital Corp.
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2017 | PSEC | 90,000 | $689,263 | 0 | $0 | 0 | $0 |
| 2016 | PSEC | 10,000 | $80,150 | 0 | $0 | 0 | $0 |
| 2015 | PSEC | 100,000 | $704,800 | 0 | $0 | 0 | $0 |
| 2014 | PSEC | 283,300 | $2,604,885 | 0 | $0 | 0 | $0 |
| 2013 | PSEC | 21,700 | $226,764 | 0 | $0 | 0 | $0 |
| 2012 | PSEC | 43,000 | $472,547 | 0 | $0 | 0 | $0 |
| 2011 | PSEC | 14,000 | $140,889 | 0 | $0 | 0 | $0 |
| 2010 | PSEC | 5,875 | $54,343 | 0 | $0 | 0 | $0 |
| 2009 | PSEC | 2,000 | $17,400 | 0 | $0 | 0 | $0 |
| 2008 | PSEC | 1,000 | $8,850 | 0 | $0 | 0 | $0 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2017-09-01 | PSEC | Buy | 50,000 | 6.71 | 335,500 |
| 2017-05-12 | PSEC | Buy | 4,453 | 8.05 | 35,846 |
| 2017-05-11 | PSEC | Buy | 10,547 | 8.07 | 85,167 |
| 2017-03-20 | PSEC | Buy | 25,000 | 9.31 | 232,750 |
| 2016-12-14 | PSEC | Buy | 5,000 | 8.18 | 40,900 |
| 2016-09-13 | PSEC | Buy | 4,000 | 7.85 | 31,400 |
| 2016-09-12 | PSEC | Buy | 1,000 | 7.85 | 7,850 |
| 2015-12-14 | PSEC | Buy | 10,000 | 6.30 | 63,000 |
| 2015-12-09 | PSEC | Buy | 25,000 | 6.77 | 169,250 |
| 2015-06-09 | PSEC | Buy | 65,000 | 7.27 | 472,550 |
| 2014-12-09 | PSEC | Buy | 63,500 | 8.35 | 529,971 |
| 2014-12-02 | PSEC | Buy | 162,500 | 9.12 | 1,482,812 |
| 2014-08-27 | PSEC | Buy | 27,300 | 10.43 | 284,602 |
| 2014-06-12 | PSEC | Buy | 30,000 | 10.25 | 307,500 |
| 2013-06-20 | PSEC | Buy | 21,700 | 10.45 | 226,764 |
| 2012-11-16 | PSEC | Buy | 19,500 | 10.14 | 197,827 |
| 2012-09-06 | PSEC | Buy | 23,352 | 11.69 | 272,984 |
| 2012-09-07 | PSEC | Buy | 148 | 11.73 | 1,736 |
| 2011-08-31 | PSEC | Buy | 7,000 | 8.69 | 60,830 |
| 2011-05-25 | PSEC | Buy | 7,000 | 11.44 | 80,059 |
| 2010-09-01 | PSEC | Buy | 5,875 | 9.25 | 54,343 |
| 2009-02-17 | PSEC | Buy | 1,000 | 8.50 | 8,500 |
| 2009-02-13 | PSEC | Buy | 1,000 | 8.90 | 8,900 |
| 2008-11-20 | PSEC | Buy | 1,000 | 8.85 | 8,850 |
Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Oswald Brian H (CFO & CCO of Prospect Capital Corp at the time of this reporting) see the Securities and Exchange Commission (SEC) website.